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HomeMy WebLinkAboutFinance and Administration Advisory Board 1994c. Working Together for Tomorrow's Greenspace the metropolitan toronto and region conservation authority MARCH 4, 1994 minutes C1 FINANCE AND ADMINISTRATION ADVISORY BOARD #1/94 The Finance and Administration Advisory Board met in the Theatre, Black Creek Pioneer Village, on Friday, March 4, 1994. The Chair, Richard O'Brien called the meeting to order at 1:00 p.m. PRESENT Chair Richard O'Brien Members Patrick Abtan Brian Harrison Eldred King Chair of the Authority William Granger ABSENT Members Raymond Cho Frank McKechnie Peter Oyler Jim Witty MINUTES Res. #F1/94 Moved by: Seconded by: THAT the Minutes of Meeting #6/93 be approved. William Granger Brian Harrison CARRIED C2 MARCH 4, 1994, FINANCE AND ADMINISTRATION ADVISORY BOARD #1/94 SECTION I - ITEMS FOR AUTHORITY CONSIDERATION 1. 1993 AUTHORITY FINANCIAL STATEMENTS KEY ISSUE The 1993 Financial Statements of the Authority are presented for the Finance and Administration Advisory Board's approval and recommendation to the Authority. Res. #F2/94 Moved by: Seconded by: Patrick Abtan Eldred King THE BOARD RECOMMENDS TO THE AUTHORITY THAT the transfer of funds into and from reserves during 1993, as outlined in Statement 3 of the Financial Statements, be approved; AND FURTHER THAT the 1993 audited financial statements, as presented, be approved, signed by the Chair and Secretary- Treasurer of the Authority, and distributed to each member municipality and the Minister of Natural Resources, in accordance with Section 38 (3) of the Conservation Authorities Act. CARRIED BACKGROUND The 1993 final Financial Progress Report, which provides detail on variances from budgets, is presented as a separate item elsewhere on this Agenda. A representative of the Authority's Auditors, Ernst & Young, will be in attendance to present the Auditor's Report. ANALYSIS With the adoption of the financial statements, the Authority will be approving the following transfers to /from reserves. From Reserves: Vehicle & Equipment Food Service Equipment Major Maintenance Lakefill Quality Control Provincial Revenue Sharing Policy To Reserves: Recreational Development and Restoration $48,918 13,844 41,177 75,398 775.559 954,896 112,100 $842,796 The transfer of funds from the Provincial Revenue Sharing Policy Reserve is explained in Note 2 to the financial statements. FINANCE AND ADMINISTRATION ADVISORY BOARD #1/94, MARCH 4, 1994 C3 SECTION I - ITEMS FOR AUTHORITY CONSIDERATION 1. 1993 AUTHORITY FINANCIAL STATEMENTS (CONTD.) As at December 31, 1993, the balance in the Recreational Development and Restoration Reserve was $912,993. This balance has resulted from the following transactions: 1993 1992 Revenue: Rent from Lease Agreements: • Wild Water Kingdom $435,417 $328,576 • Claireville Equine Operation 9,228 8,081 • Etobicoke Board of Education 19,793 11,375 • Other 2,000 6,001 466,438 354,033 Interest • 38,234 53 280 504,672 407,313 Expenditures: • Legal, Survey, etc. 24,700 17,451 • Recreation Formula Allocation 7,535 202,542 • C.F.G.T. Fund Raising 60,000 100,000 • Claireville Education Centre 12,307 93,086 • Miscellaneous 2,000 476 • B.C.P.V. Development 25,978 36,348 • Trails Project 35,152 167, 672 449, 903 Increase (decrease) in reserve before special allocation 337,000 (42,590) Less special allocation for employee severances (224.900) Increase (decrease) in reserve 112,100 (42,590) Balance, beginning of year 800,893 843,483 Balance, end of year $912,993 $800,893 During 1993, the Authority incurred costs associated with employee severances of $424,900. Members may recall the discussions which took place in the summer and fall of 1993 as to how the Authority would deal with the dramatic, unanticipated funding cutbacks. Staff advised that use of reserves for one time only severance costs to achieve ongoing permanent staff reduction costs was a possibility. In fact, the 1993 Vehicle and Equipment budget was approved at reduced expenditure levels in anticipation of severe funding constraints. C4 MARCH 4, 1994, FINANCE AND ADMINISTRATION ADVISORY BOARD #1 /94 SECTION I - ITEMS FOR AUTHORITY CONSIDERATION 1. 1993 AUTHORITY FINANCIAL STATEMENTS (CONTD.) It is recommended that costs of $424,900 be financed by a $200,000 draw on the Vehicle and Equipment reserve and a draw of $224,900 for the Recreation Development and Restoration Reserve, as indicated in the schedule above. The major maintenance reserve was established for the purpose of mitigating the impact of major maintenance expenditures which could not be accommodated within the approved budget. As 1993 was an exceptional year, it is recommended that $41,177 be used to fund two projects. The amount of $6,705 was required to complete the dredging of the Mill Pond at Black Creek Pioneer Village, in addition to the $23,685 secured from other sources. The repairs to the Claremont Conservation Field Centre roof cost $34,472. There was no opportunity to defer this expenditure. All other transfers to /from reserves are in accordance with the guidelines established for the use of reserve funds. The notes to the financial statements provide additional detail. The accumulated deficit of the Authority, which stood at $85,416 as at December 31, 1992 has increased to $111,856 as at December 31, 1993 as a result of the 1993 deficit of $26,440., net of reserve allocations. 2. 1993 FINANCIAL PROGRESS REPORT NO. 2 AND APPROVAL OF ACCOUNTS FROM OCTOBER TO DECEMBER 1993 KEY ISSUE This is the final Financial Progress Report submitted for 1993 covering the period of January 1, 1993 to December 31, 1993, together with a request for approval of the accounts from October to December, 1993. Res. #F3/94 THE BOARD RECOMMENDS TO THE AUTHORITY THAT the 1993 Financial Progress Report No. 2, dated December 31, 1993, be received; AND FURTHER THE BOARD RECOMMENDS TO THE EXECUTIVE COMMITTEE THAT expenditures for the months of October to December, 1993, in the amount of $8,931,100 be approved. CARRIED FINANCE AND ADMINISTRATION ADVISORY BOARD #1/94, MARCH 4, 1994 C5 SECTION 1 - ITEMS FOR AUTHORITY CONSIDERATION 2. 1993 FINANCIAL PROGRESS REPORT NO. 2 AND APPROVAL OF ACCOUNTS FROM OCTOBER TO DECEMBER 1993 (CONTD.) BACKGROUND As part of the Authority's ongoing Financial Management Program, staff provides regular Financial Progress Reports which describe activities to date as measured against the 1993 approved budget. Also included in this report is a request for approval of accounts for the period indicated. ANALYSIS In the text of the Financial Progress Report are comments by Authority staff explaining significant variances which have been identified. The Financial Progress Report No. 2 shows an operating deficit of $26,400, primarily attributable to reductions in provincial and municipal funding. Capital budgets are in balance. The narrative in the report explains significant variances. 3. 1994 BUDGET - Operating and Capital KEY ISSUE This report recommends the 1994 Operating and Capital Budget. Res. #F4/94 Moved by: Seconded by: THAT the Board move to closed session for discussion of this item. The board rose from closed session. Res. #F5/94 Moved by: Seconded by: THE BOARD RECOMMENDS TO THE AUTHORITY: THAT the 1994 Operating and Capital Budget be adopted; Brian Harrison Eldred King CARRIED Brian Harrison Eldred King C6 MARCH 4, 1994, FINANCE AND ADMINISTRATION ADVISORY BOARD #1/94 SECTION I - ITEMS FOR AUTHORITY CONSIDERATION 3. 1994 BUDGET (CONTD.) - Operating and Capital AND FURTHER THAT the following action be taken: 1. All current projects included in the 1994 Operating Budget be adopted; 2. Whereas the Conservation Authorities Act provides that for the carrying out of any project, an Authority shall have the power to determine the portion of total benefit afforded to all municipalities that is afforded to each of them, The Metropolitan Toronto and Region Conservation Authority enacts as follows: (i) That all member municipalities be designated as benefiting for all current projects included in the 1994 Budget; (ii) That Authority's share of the cost of the current projects included in the 1994 Budget shall be raised from all member municipalities as part of the 1994 General Levy; (iii) That the 1994 General Levy for current programs be apportioned to the participating municipalities in the proportion that the equalized assessment of the whole is under the jurisdiction of the Authority, unless otherwise provided in the levy or a project; (iv) That the 1994 general levy for the operation, maintenance and development of the Conservation Areas, Black Creek Pioneer Village and the Kortright Centre for Conservation be in accordance with the funding formula adopted by the Authority at its meeting #8/88 held on December 2, 1988, continued at the 1993 apportionments, as follows: Township of Adjala Regional Municipality of Durham The Municipality of Metropolitan Toronto Township of Mono Regional Municipality of Peel Regional Municipality of York 0.000066 0.031996 0.606924 0.000060 0.162979 0.197975 1.000000 (v) That the appropriate Authority officials be instructed to advise all municipalities pursuant to the Conservation Authorities Act and to levy the said municipalities the amount set forth in the 1994 Budget for current programs; 3. That the 1994 Capital Budget and the 1994 Capital Levy for projects included therein be adopted by the Authority with the following action being taken: FINANCE AND ADMINISTRATION ADVISORY BOARD #1/94, MARCH 4, 1994 C7 SECTION I - ITEMS FOR AUTHORITY CONSIDERATION 3. 1994 BUDGET (CONTD.) - Operating and Capital (a) The Municipality of Metropolitan Toronto be levied for: (i) Valley and Shoreline Regeneration Project, 1994; (ii) Project for the Dredging of the Keating Channel, 1994; (iii) Lake Ontario Waterfront Regeneration Project, 1994; (iv) Project for the Acquisition of the Canada Post Property, 1994; (v) Project for Etobicoke Motet Strip Waterfront Park, 1994; (vi) Don Valley Brickworks Regeneration Project, 1994, subject to the attainment of all required project approvals; (b) The Regional Municipality of Durham be levied for the Lake Ontario Waterfront Regeneration Project, 1994; (c) The Regional Municipality of York be levied for the Valley Regeneration Project, 1994; (d) The appropriate Authority officials be instructed to advise all municipalities pursuant to the Conservation Authorities Act, and to levy the said municipalities the amounts set forth in the 1994 Capital Budget. 4. Except where statutory or regulatory requirements provide otherwise, staff be authorized to enter into agreements with private sector or government agencies for the undertaking of projects which are of benefit to the Authority and funded by a sponsor. CARRIED BACKGROUND Budget Process Work on the 1994 budget commenced in April 1993 with the introduction of the Social Contract and Expenditure Control Plan provisions of the Province of Ontario. These measures started a process of permanent expenditure reductions. The 1994 preliminary estimates were approved by the Authority in October 1993, following extensive review and involvement by many staff of the Authority. The information requirements of each of the Authority's member municipalities and the province are different. Budget information used for Authority purposes is reformatted to meet the individual requirements of our funding partners and submitted to them as required under each organization's budget schedule. Meetings have taken place on an on -going basis since July of 1993 with member municipalities and the Ministry of Natural Resources. C8 MARCH 4, 1994, FINANCE AND ADMINISTRATION ADVISORY BOARD #1/94 SECTION I - ITEMS FOR AUTHORITY CONSIDERATION 3. 1994 BUDGET (CONTD.) - Operating and Capital The Authority's budget process is further complicated by the fact that Ministry funding is distributed among several different programs under which various rules apply. In effect, the Authority is restricted as to how money in various "pockets" can be spent. The process of matching grant money in various pockets to municipal levy and other revenue for both capital and current purposes has become increasingly involved. In 1989, the Authority entered into a new funding arrangement with the municipal funding partners which involved a different calculation of municipal levy distribution on recreation programs. It is anticipated that 1993 was the last year of abnormally high increases in the recreation levy for the Regions of Durham, Peel and York. At the request of the Regions, a review of the recreation funding formula is being conducted with any changes being implemented in 1995. As a result, the 1993 apportionments are being used for 1994. ANALYSIS I draw your attention to the Chief Administrative Officer's Comments section contained in the 1994 Budget document. SECTION IV - ITEMS FOR THE INFORMATION OF THE BOARD 4. USE OF "BLUE BOX" BINDERS KEY ISSUE The Authority is in receipt of an unsolicited proposal from Canadian Environmental Office Products Company to supply 3 ring binders made from "blue box" material. Res. #F6/94 Moved by: Seconded by: Eldred King Patrick Abtan THAT the report dated February 18, 1994, on use of "blue box" binders be received; CARRIED FINANCE AND ADMINISTRATION ADVISORY BOARD #1/94, MARCH 4, 1994 C9 SECTION IV - ITEMS FOR THE INFORMATION OF THE BOARD 4. USE OF "BLUE BOX" BINDERS (CONTD.) BACKGROUND The Authority is in receipt of an unsolicited proposal from Canadian Environmental Office Products Company to supply 3 ring binders in various sizes; the covers of which are made from plastic recycled from the blue box program. These binders are made from thick plastic, containing no cardboard, and appear to be quite durable. The blue box binders are proported to have a life of 10 years whereas most of the cheap vinyl binders last no longer than 2 to 3 years. The cover material for the blue box binders is made from pulverized plastic. Each blue box binder diverts an average of 8 plastic bottles from landfill sites. The binders are made in Canada and will not crack in extremely cold temperatures. ANALYSIS The Authority purchases about 400 to 500 binders a year. The blue box binders compare favourably in terms of pricing. These binders are being used by Metropolitan Toronto, the Town of Richmond Hill and the City of Mississauga. CONCLUSION The use of binders containing recycled material demonstrates the Authority's commitment to recycling programs. As with recycled paper, it may be marginally more expensive to use recycled products but our commitment to the environment more than balances this marginal additional cost. This report is submitted for the information of the Members. Approval to proceed is provided for in the Authority's Purchasing Policy. 5. UPDATE ON REVIEW OF AUTHORITY HEALTH BENEFITS KEY ISSUE At the direction of the Executive Committee, staff is proceeding with a review of the Authority's Employee Benefit plans. Res. #F7/94 Moved by: Seconded by: Patrick Abtan Brian Harrison IT IS RECOMMENDED THAT the staff report dated February 23, 1994 on progress with respect to the review of the Authority's Employee Benefit plans be received; CARRIED C10 MARCH 4, 1994, FINANCE AND ADMINISTRATION ADVISORY BOARD #1/94 SECTION IV - ITEMS FOR THE INFORMATION OF THE BOARD 5. UPDATE ON REVIEW OF AUTHORITY HEALTH BENEFITS (CONTD.) BACKGROUND The Members of the Executive Committee and the Finance and Administration Advisory Board will recall that as part of Resolutions #E194/93 and #F29/93 staff were to report on implications of changes to the Authority's Employee Benefit plans. The review is proceeding and given that the 1994 Budget is now being presented, staff wish to update the members on progress with the review. ANALYSIS Staff has conducted a survey of employee benefits used by the seven municipalities that constitute our market comparators for compensation purposes. Results of this survey indicate that the Authority's Employee Health Benefit premiums are among the lowest of our market competitors. Even taking into account the fact that many municipalities offer more generous benefit plans, the cost differential still indicates that the Authority's existing plans are cost effective. We will proceed to meet with the City of Brampton staff who have completed a tender for health services in 1993. The City of Brampton is not one of the seven municipal jurisdictions with whom we regularly compare ourselves. We have met with a significant number of our employees to discuss current costs and proposed changes. Input from those staff discussions will be considered in making our final recommendations to the Board. We have also met with the Alexander Consulting Group representative who provide health benefit services to the Authority. As a result of discussions, we shall be completing a marketing review of all our plans. This will involve specifications being sent to sixteen insurance companies providing the type of health services the Authority requires. As part of the detailed specifications for this market review, we will include options for pricing both the existing Authority plans and the changes proposed in 1993. As a result of this review, we will be able to provide the Authority with an accurate market evaluation of the services we now provide, as well as the costing implications for the changes discussed previously. We have scheduled completion of the market review to coincide with the meetings of the Finance and Administration Advisory Board and the Executive Committee which will be held on Friday, May 6, 1994. Direction from the Executive at that time will enable any changes to be implemented at the beginning of August or possibly September. Given that any changes that occur will be late in the year, we have reduced significantly, the potential cost savings as part of the 1994 budget process. We are assuming some modest savings as a result of the market review. CONCLUSION A complete report on the benefit plans will be available at meetings of the Finance and Administration Advisory Board and the Executive Committee to be held on May 6, 1994. FINANCE AND ADMINISTRATION ADVISORY BOARD #1/94, MARCH 4, 1994 C1 1 TERMINATION ON MOTION, the meeting terminated at 2:15 p.m., March 4, 1994. Richard O'Brien J. Crain Mather Chair /bb. Secretary- Treasurer c. Working Together for Tomorrow's Greenspace er the metropolitan toronto and region conservation authority MAY 6, 1994 minutes C12 FINANCE AND ADMINISTRATION ADVISORY BOARD #2/94 The Finance and Administration Advisory Board met in the Humber Room, Head Office, at 5 Shoreham Drive, Downsview, on Friday, May 6, 1994. The Chair of the Board, Richard O'Brien, called the meeting to order at 8:30 a.m. PRESENT Chair Richard O'Brien Members Patrick Abtan Frank McKechnie Jim Witty ABSENT Members Raymond Cho Brian Harrison Eldred King Peter Oyler MINUTES Res. #F8/94 Moved by: Seconded by: THAT the Minutes of Meeting #1/94 be approved. CORRESPONDENCE Jim Witty Frank McKechnie CARRIED (a) Letter from Novina Wong, Metropolitan Clerk, The Municipality of Metropolitan Toronto, dated April 21, 1994, re: Management Committee Report No. 14, Tax Exemption on Authority properties in Scarborough. (b) Letter from Yvette Tong, Audit Manager, Ernst & Young, dated April 27, 1994, re: 1993 Audit. Res. #F9/94 Moved by:- Seconded by: THAT the above correspondence items, listed as (a) and (b), be received. Patrick Abtan Frank McKechnie CARRIED C13 FINANCE AND ADMINISTRATION ADVISORY BOARD #2/94 - MAY 6, 1994 SECTION II - ITEMS FOR EXECUTIVE COMMITTEE CONSIDERATION 1. AUTHORITY HEALTH BENEFITS PLAN REVIEW KEY ISSUE At the direction of the Executive Committee, staff has completed a review of the Authority's .employee health benefit plans. Res. #F10/94 Moved by: Seconded by: Frank McKechnie Jim Witty THE BOARD RECOMMENDS TO THE EXECUTIVE COMMITTEE THAT the proposal from Maritime Life Assurance Company for provision of employee health benefit plans to The Metropolitan Toronto and Region Conservation Authority be accepted, it being the lowest cost overall that meets the Authority's specifications; THAT a managed health care drug program be introduced as soon as feasible in 1994; AND FURTHER THAT staff be directed to take the necessary action to implement the proposal and the managed drug program and to monitor the quality and effectiveness of the program, reporting as necessary to the Finance and Administration Advisory Board. CARRIED BACKGROUND Members of the Executive Committee and the Finance and Administration Advisory Board will recall that, as part of the budget restraint program, staff had proposed reductions in employee health benefit coverage as a method of reducing premium costs. Staff was directed to consider alternatives to reducing benefits. Staff reported to the Executive Committee and the Finance and Administration Advisory Board on March 4, 1994, on progress of the review of Authority health benefit plans. The March 4th report advised that staff had conducted a survey of employee benefit plans used by the seven municipalities that constitute the Authority's market bench marks for compensation purposes. Results of this survey indicated that the Authority's health benefit premiums were among the lowest of our market survey. Even taking into account that many municipalities offer more generous benefit plans, the cost differential still indicated that the Authority's existing plans were cost effective. As a result of discussions with the Alexander Consulting Group representative, who provides health benefit services to the Authority, a decision was made to conduct a full market review of all of our plans. ANALYSIS In consultation with Authority staff, the Alexander Consulting Group prepared detailed marketing specifications for the group insurance benefits for MTRCA. Copies of the 21 page document are available to members who wish to see them. MAY 6, 1994 - FINANCE AND ADMINISTRATION ADVISORY BOARD #2/94 C14 SECTION II - ITEMS FOR EXECUTIVE COMMITTEE CONSIDERATION 1. AUTHORITY HEALTH BENEFITS PLAN REVIEW (CONTD.) The Authority sought proposals on the basis of our existing health benefit plans and on several proposed alternatives including cancellation of semi - private hospital and vision benefits, implementation of a managed health care plan for drugs and a modified dental plan with co- funding of some services. The proposal was sent to the following companies: Blue Cross of Ontario, Canada Life Assurance Company, Confederation Life Insurance Company, Crown Life Insurance Company, Great -West Life Assurance Company, Green - Shield Prepaid Services Inc., London Life Insurance Company, Manufacturers Life Insurance Company, Maritime Life Assurance Company, Mutual Life Assurance Company of Canada, North American Life Assurance Company, Prudential Insurance Company of America, Prudential Insurance Company of England, Standard Life Assurance Company, Sun Life Assurance Company of Canada, and Unum Life Insurance Company. RESULTS OF PROPOSALS Of the 16 companies to whom the proposals were sent, seven responded, two of whom made a combined proposal. Attached as Schedule 1 to this report is a summary of the proposals received. Among the conditions of the proposals submitted, all companies indicated that the major medical, vision and dental rates were conditional upon also obtaining the long term disability and /or life insurance coverage. Accordingly, in analysing these proposals, it is not possible to simply pick the lowest rate in each category. Also, Authority staff has evaluated the proposed alternatives which included the savings associated with cancellation of semi - private hospital and vision benefits, the use of a managed health care package for drug reimbursement and employee cost sharing with respect to the dental and drug benefits. As a result of the proposal process, Maritime Life Assurance Company, the Authority's current supplier for major medical, dental and life insurance, has produced the lowest overall quotation. The proposal from Mutual Life is marginally lower in premium cost but involves higher administration costs. Given that there are costs to changing suppliers; i.e., new procedures, printing of brochures, etc., making a change where the savings are marginal is not cost effective. Also, Maritime has provided excellent service to MTRCA employees in the handling of claims. The major saving relates to the Long Term Disability Plan. Currently our long term disability coverage is provided by Sun Life of Canada at a cost of $2.866/$100. of coverage. Maritime Life proposes to provide the long term disability benefit at a cost of $1.75/$100. of coverage. This proposed rate results in annualized savings of $84,788. Maritime Life also commits to guarantee the long term disability premium for two years. These savings can be achieved because under the rules for long term disability our existing long term disability cases continue to be carried by the previous insuring company. In effect, the premiums paid in past years create a reserve fund which is available to the insurer to cover outstanding liabilities associated with long term disability claimants. When the carrier changes, the liability remains with the previous company. As a result the new supplier of long term disability coverage is beginning, in effect, with a "clean slate ". C15 FINANCE AND ADMINISTRATION ADVISORY BOARD #2/94 - MAY 6, 1994 SECTION II - ITEMS FOR EXECUTIVE COMMITTEE CONSIDERATION 1. AUTHORITY HEALTH BENEFITS PLAN REVIEW (CONTD.) Obviously, the insurance companies are well aware of this opportunity and organizations such as MTRCA have to be aware that making such a change on a regular basis simply to avoid long term disability experience problems, will not be accepted. We have an opportunity at this time to make the change and it has significant cost savings. If the Authority were to attempt to change long term disability insurers frequently, with the intent of leaving behind claimants, this would not be acceptable in the industry. However, this is an opportune moment since we have a number of claimants under long term disability who will remain with and will be covered by Sun Life reserve funds. In addition to recommending that our long term disability coverage be awarded to Maritime Life, staff is also proposing the introduction of a managed health care plan, whereby drugs would be reimbursed on a drug card basis in accordance with the appropriate Provincial Drug Formulary. The revised drug plan would require the employee to pay $5.00 per prescription at the time the prescription is filled rather than the current annual $25.00 deductible. The balance of the cost of the prescription would be covered through the use of a drug card system. This would relieve the employee of the necessity of filing a separate claim, including all receipts, which currently takes three to four weeks to complete. There are significant savings from this system since the volume of paper being handled by staff of the Authority and the insurer is reduced. Non - formulary drug prescriptions will be covered by the plan at 70% of the prescription cost. Members should be aware that the Ontario Drug Formulary covers many regular drug products or substitutes now offered. The purpose of introducing the managed drug plan is to reduce the potential for increased drug costs. Of the health benefits offered, the drug portion has the greatest potential for cost increases. By introducing efficiency with the card system, and adding participation by the employee, the Authority will limit the liability in future years. FINANCIAL IMPLICATIONS Staff believe that the proposal from Maritime Life will produce savings in the range of $100,000 annually. The introduction of the revised plans will occur in June and July of 1994 and we anticipate savings of $50,000 in 1994. This will assist the Authority in terms of dealing with cuts in grants anticipated from the provincial government. MAY 6, 1994 - FINANCE AND ADMINISTRATION ADVISORY BOARD #2/94 C16 SECTION II - ITEMS FOR EXECUTIVE COMMITTEE CONSIDERATION 2. EMPLOYEE COMPUTER PURCHASE PLAN KEY ISSUE Staff is recommending the continuation of the Employee Computer Purchase Plan. Res. #F11/94 Moved by: Seconded by: Patrick Abtan Frank McKechnie THE BOARD RECOMMENDS TO THE EXECUTIVE COMMITTEE THAT the Employee Computer Purchase Plan be continued; THAT full -time and eligible contract staff of the Authority be offered the opportunity to use a Payroll Deduction Program to a maximum of $1,500, and covering not more than 25 pay periods, to assist in the purchase of computer equipment for home use; THAT part-time and seasonal staff and Authority members be permitted to participate on the basis of an outright purchase of the equipment prior to an established close -off date; AND FURTHER THAT the purchase of equipment will be from the approved Authority suppliers. CARRIED BACKGROUND In 1988 the Finance and Administration Advisory Board and the Executive Committee approved the introduction of an Employee Computer Purchase Plan. The opportunity for the Authority to assist staff in the purchase of home computer equipment has a number of advantages. Staff learn, on their own time, more about computers and this knowledge can be applied in the work place. Staff become more creative in investigating new applications, software, and new approaches to solving computer problems. This program has continued in recent years and about 100 staff and at least one Authority member have participated at various times. Staff is in the process of tendering for computer equipment and have indicated in the tender documents that the successful vendor would be expected to work with the Authority in supplying computer equipment under the Employee Computer Purchase Plan. ANALYSIS As in the past the plan involves the following commitments: Employee Commitment • Employee identifies appropriate equipment to be purchased; C17 FINANCE AND ADMINISTRATION ADVISORY BOARD #2/94 - MAY 6, 1994 SECTION II - ITEMS FOR EXECUTIVE COMMITTEE CONSIDERATION 2. EMPLOYEE COMPUTER PURCHASE PLAN (CONTD.) • • Employee accepts full responsibility for the equipment from the time it is delivered, including maintenance, training, software, etc.; The employee agrees that the equipment will not be resold for one year. Authority Commitment • • • • The Authority facilitates the ordering of the equipment. The Authority arranges delivery of the equipment either to its location or with the concurrence of the supplier to the employee's residence. To be eligible for the Payroll Deduction Plan, the employees have to be full -time or eligible contract staff and sign an undertaking that, should they leave the employ of the Authority prior to the conclusion of the payroll deduction, they would reimburse the Authority fully for the remaining payments, and failing that, they would allow the Authority to deduct outstanding payments from their vacation pay or other outstanding wages /salary. Each full -time or eligible contract employee participating in the Payroll Deduction Plan is eligible to receive up to $ 1,500, to be repaid over 25 regular pay periods. This amount is interest free and the employee is responsible for direct payment to the supplier of any purchases exceeding $1,500. The Authority accepts no responsibility for equipment purchased by the employee. Computer Supplier Commitment • • The computer supplier agrees to provide equipment under the terms and conditions and at the same price, or lower, as offered to the Authority The computer supplier agrees to supply the necessary warranties and support for each employee purchase as set out in their standard contract. We anticipate that perhaps fifteen employees will participate in the program. FINANCIAL IMPLICATIONS There is a small amount of staff time involved in management of the payroll deduction part of the program, as well as ordering of the equipment and its distribution. If fifteen employees participated fully in the in interest free loan, the lost interest to the Authority would be less than $1,100. Given the benefits to the Authority of increased computer skills and training, this investment of about $75 per person is very reasonable. Staff will report to the Finance and Administration Advisory Board as appropriate on the results of the program. MAY 6, 1994 - FINANCE AND ADMINISTRATION ADVISORY BOARD #2/94 C18 SECTION IV - ITEMS FOR THE INFORMATION OF THE BOARD 3. ACCOUNTS RECEIVABLE STATUS REPORT -April 24, 1994 KEY ISSUE Staff report on accounts receivable as of April 24, 1994. Res. #F12/94 Moved by: Seconded by: Patrick Abtan Frank McKechnie THAT the report on accounts receivable of the Authority, as of April 24, 1994, be received. CARRIED BACKGROUND At its meeting #3/91, the Board requested that for each of its meetings staff report on the status of the Authority's receivables. ANALYSIS The schedule below summarizes the status of receivables including aging and classification. The schedule excludes $3,275 in accumulated interest arrears on invoices outstanding for more than 30 days. ACCOUNTS RECEIVABLE AGING, BY CATEGORY (Excluding Municipal Levy and MNR Grant) As of April 24, 1994 Total receivables at $387,596 are consistent with prior years' balances at this time of year. The most significant item in the 90 -day plus category is Trees for Today and Tomorrow (TTT) at $38,214. In October 1993 and again in January 1994 TTT paid $1,000 instalments on its account. Our collection agency continues to negotiate for payment. CURRENT 31 TO 60 DAYS 61 TO 90 DAYS 90 PLUS DAYS TOTAL % SCHOOLS AND SCHOOL BOARDS • 130,256 28,471 37,968 184 196,879 50.8 GOVERNMENT 25,031 2,000 48,509 401 75,941 19.6 CORPORATE, INDIVIDUAL AND COMMUNITY GROUPS 38,205 30,543 3,238 42,790 114,776 29.6 TOTAL 193,492 61,014 - 89,715 43,375 387,596 100.0 % OF TOTAL 49.9 15.7 23.1 11.2 100.0 Total receivables at $387,596 are consistent with prior years' balances at this time of year. The most significant item in the 90 -day plus category is Trees for Today and Tomorrow (TTT) at $38,214. In October 1993 and again in January 1994 TTT paid $1,000 instalments on its account. Our collection agency continues to negotiate for payment. C19 FINANCE AND ADMINISTRATION ADVISORY BOARD #2/94 - MAY 6, 1994 SECTION IV - ITEMS FOR THE INFORMATION OF THE BOARD 3. ACCOUNTS RECEIVABLE STATUS REPORT (CONTD.) -April 24, 1994 Receivable balances as reported on each of the previous reports to the Board are presented below: DATE Total $ 90 -Plus $ April 24/94 387,596 43,375 December 31/93 858,375 67,813 October 3/93 431,385 75,215 May 30/93 429,864 59,207 February 07/93 277,844 58,454 December 31/92 816,609 89,378 November 1/92 630,868 58,622 September 20/92 501,784 141,929 July 26/92 371,826 126,124 May 24/92 526,831 171,845 February 9/92 750,801 125,183 November 15/91 1,030,971 274,131 August 25/91 713,007 177,335 June 30/91 720,531 195,593 The list below itemizes accounts greater than $ 1,000 included in the 90 -day plus category. CLIENT NAME AMOUNT $ ARREARS INTEREST $ AGE (DAYS) Sposa 2000 1,600.00 (1) N/A 1029 Jackson, David and Jane 1,000.00 104.08 161 Joanne Loyst _ 1,616.80 647.12 511 Trees for Today and Tomorrow 38,214.00 (2) N/A 814 -1043 42,430.80 751.20 1. Settled on $ 1,400 in full payment, March 31,1994. 2. Interest not charged, as directed by Board. MAY 6, 1994 - FINANCE AND ADMINISTRATION ADVISORY BOARD #2/94 C20 SECTION IV - ITEMS FOR THE INFORMATION OF THE BOARD 3. ACCOUNTS RECEIVABLE STATUS REPORT (CONTD.) -April 24, 1994 COMMENTS Sposa 2000 Joanne Loyst Trees for Today and Tomorrow Jackson, David and Jane TERMINATION On March 31, 1994 staff settled on $ 1,400, which amount has now been paid to the courts. Account sent to collection agency. $30 paid January, 1994. Collection agency is negotiating for payment. $1,000 paid in October 1993 and S1 ,000 paid in January 1994. Payment is expected in May 1994. ON MOTION, the meeting terminated at 8:45 a.m., May 6, 1994. Following the meeting, a twenty minute video outlining the Authority's information systems strategy was shown. Richard O'Brien J. Craig Mather Chair Secretary- Treasurer /bb. c. Working Together for Tomorrow's Greenspace Qthe metropolitan toronto and region conservation authority JUNE 24, 1994 minutes C21 FINANCE AND ADMINISTRATION ADVISORY BOARD #3/94 The Finance and Administration Advisory Board met in the Board Room, Black Creek Pioneer Village, at 1000 Murray Ross Parkway, Downsview, on Friday, June 24, 1994. The Board appointed Eldred King to chair the meeting in the absence of the Chair and Vice - Chair. The meeting was called to order at 8:55 a.m. PRESENT Members Patrick Abtan Raymond Cho Brian Harrison Eldred King Frank McKechnie Peter Oyler Jim Witty ABSENT MINUTES Res. #F13/94 Chair Richard O'Brien Moved by: Seconded by: THAT the Minutes of Meeting #2/94 be approved. CORRESPONDENCE Frank McKechnie Brian Harrison CARRIED Letter from Aird Lewis, dated June 24, 1994, re: Outstanding Account, Trees for Today and Tomorrow. Res. #F14/94 Moved by: Seconded by: Frank McKechnie Brian Harrison THE BOARD RECOMMENDS TO THE EXECUTIVE COMMITTEE THAT the outstanding account of Trees for Today and Tomorrow be written off subject to provision of information on the legal status of Trees For Today and Tomorrow. CARRIED C22 JUNE 24, 1994 - FINANCE AND ADMINISTRATION ADVISORY BOARD #3/94 SECTION I - ITEMS FOR AUTHORITY CONSIDERATION 1. FUNDING ARRANGEMENTS - Response to Member Municipalities KEY ISSUE The Authority's increasingly complex funding arrangements have prompted questions by the Authority's municipal funding partners which are addressed in this report. Res. #F15/94 Moved by: Seconded by: THE BOARD RECOMMENDS TO THE AUTHORITY Brian Harrison Frank McKechnie THAT the Council of The Municipality of Metropolitan Toronto be advised that: (1) The Authority will give consideration to a Greenspace Protection and Acquisition Project with funding based on the Metropolitan Toronto proposal prior to the end of 1994 and subject to Authority approval and that of the Authority's other member municipalities; (2) The Authority will be submitting to Metropolitan Toronto Council the Lake Ontario Waterfront Regeneration Project 1995 -1999 as a separate project with Metro Toronto as the benefiting municipality in accordance with the recommendations of Metropolitan Toronto Council; (3) The Lake Ontario Waterfront Regeneration Project 1995 -1999 will contain a component for high priority minor land acquisitions related directly to shoreline development of the Lake Ontario Waterfront; (4) Land creation will continue to be part of the Lake Ontario Waterfront Regeneration Project for the reasons set out in the Lake Ontario Waterfront Regeneration Project 1995 -1999; (5) The Metropolitan Toronto Valley and Shoreline Regeneration Project will continue as set out in the Metropolitan Toronto Council recommendations; (6) The existing recreation funding arrangements will continue as proposed by Metropolitan Toronto Council; (7) In the event the Authority considers major recreation development projects inside or outside Metropolitan Toronto, consideration will be given to funding of these works on a benefiting municipality basis; (8) Staff of the Authority will continue to participate in the Technical Advisory Committee on Parks and Conservation and work with staff of Metropolitan Toronto with respect to planning and development of valley land and the Lake Ontario Waterfront; THAT the Authority's member municipalities be advised that the recreation funding formula approved by the Authority and its member municipalities in 1988 and as phased in effective 1993 will continue on the basis of the 1993 apportionment subject to review prior to the commencement of the 1997 budget process; FINANCE AND ADMINISTRATION ADVISORY BOARD #3/94 - JUNE 24, 1994 C23 SECTION I - ITEMS FOR AUTHORITY CONSIDERATION 1. FUNDING ARRANGEMENTS (CONTD.) - Response to Member Municipalities AND FURTHER THAT the Chair of the Authority, Chair of the Finance and Administration Advisory Board, Chief Administrative Officer and appropriate staff of the Authority be directed to meet with staff and representatives of the member municipalities as necessary to advise on funding arrangements of the MTRCA. AMENDMENT #1 Moved by: Seconded by: Frank McKechnie Eldred King THAT prior to consideration of major recreation development projects anywhere within the watershed, funding considerations be given on an Authority wide basis. AMENDMENT #2 Moved by: Seconded by: THAT clause 6 of the recommendation be deleted. AMENDMENT #3 Res. #F16/94 Moved by: Seconded by: Jim Witty Frank McKechnie Brian Harrison Frank McKechnie THAT staff clarify the interpretation of the recreational funding formula arrangements and refer it to member municipalities. AMENDMENT #1 WAS NOT CARRIED AMENDMENT #2 WAS NOT CARRIED AMENDMENT #3 WAS CARRIED THE MAIN MOTION, AS AMENDED, WAS CARRIED BACKGROUND In 1992, the Council of The Municipality of Metropolitan Toronto made recommendations which dealt with various aspects of the Authority's funding arrangements. The Metro recommendations are considered and dealt with in this report. The Authority has been asked to respond to Metropolitan Toronto Council no later than July 30, 1994. Also, discussions have been held with the financial staff of the Regions of Peel, York and Durham on funding arrangements for the Authority's recreational programs. The members will recall that the Authority and its member municipalities in 1988 adopted a recreation funding arrangement which was completely phased -in during 1993. C24 JUNE 24, 1994 - FINANCE AND ADMINISTRATION ADVISORY BOARD #3194 SECTION I - ITEMS FOR AUTHORITY CONSIDERATION 1. FUNDING ARRANGEMENTS (CONTD.) - Response to Member Municipalities As a result of the provincial government's restraint program, and other provincial actions, staff agreed to freeze the funding formula for 1994 at the 1993 level. This allowed for continued discussions with the regional finance staff as to the implementation of the fully phased -in funding formula. In 1994, the Authority approved the Lake Ontario Waterfront Regeneration Project 1995 -1999. The revised Land Acquisition Project which will replace the interim Greenspace Protection and Acquisition Project 1993 -1995 is being prepared. Other major projects of the Authority, including the Don Valley Brickworks Regeneration Project, the project for the acquisition of the Altona Forest, Canada Post Land Acquisition, Etobicoke Motel Strip and the Greater Toronto Trails and Conservation Area Development Projects continue to have impact on the Authority's funding. The Authority's funding arrangements are complex and in responding to the specific recommendations of Metropolitan Toronto Council, it is important to consider the implications of any changes in funding for all of the Authority's municipal funding partners. METRO TORONTO COUNCIL RECOMMENDATIONS Appendix FA.120/94 (Schedule I) is the summary of recommendations adopted by Metropolitan Toronto Council in July of 1992. Specific responses to each of the recommendations follow: 1. (a) Administration Costs Administration costs are apportioned to the participating municipalities on the basis of discounted equalized assessment as required by the Conservation Authorities Act. No changes are contemplated with respect to the Act or to the implementation of these funding arrangements. (b) Maintenance Costs for Non - recreational Lands Maintenance costs for non - recreational lands are proportioned on the basis of discounted equalized assessment. Maintenance and development costs associated with conservation areas, the Kortright Centre for Conservation and Black Creek Pioneer Village are apportioned to the participating municipalities on the basis of the recreational funding formula agreed to by the Authority and its member municipalities in 1988. Metropolitan Toronto Council's position is that this funding arrangement should continue. (c) Land Acquisition Metropolitan Toronto Council has proposed that the Authority's future land acquisition project be modified so that Metropolitan Toronto will pay a maximum of 50% of the municipal share or 25% of the total cost of any land acquisition. Authority staff is drafting a new project which will replace the Interim Greenspace Protection and Acquisition Project 1993 -1995. This project should be available for presentation to the Authority in the fall of 1994. Staff will be recommending that the formula for cost sharing be done on the basis as proposed by Metropolitan Toronto with the remaining municipal share being apportioned on the basis of discounted equalized assessment. The Authority will be asked to consider these recommendations when the project is presented. In the interim,- Metro Council may be advised that staff is prepared to recommend the funding arrangement as proposed by Metropolitan Toronto Council. FINANCE AND ADMINISTRATION ADVISORY BOARD #3/94 - JUNE 24, 1994 C25 SECTION I - ITEMS FOR AUTHORITY CONSIDERATION 1. FUNDING ARRANGEMENTS (CONTD.) - Response to Member Municipalities (d) Land Acquisition on Lake Ontario The Metropolitan Toronto Council recommendation is that all land acquisition take place under the terms and conditions of the land acquisition project referred to in 1(c) above. At the present time, a small portion of the Lake Ontario Waterfront Regeneration Project is available for high priority, minor land acquisition. This contemplates the acquisition of small pieces of land necessary for development along the Lake Ontario shoreline. Having such funding available in the Metro Toronto Lake Ontario Waterfront Regeneration Project provides flexibility in terms of continuing the work of the Authority on the waterfront. The Authority staff is prepared to recommend that all major acquisitions be conducted either as special projects or under the general project referred to in 1(c). Metropolitan Toronto Council should be advised of the need to maintain this modest component within the Lake Ontario Waterfront Regeneration Project. The project as submitted to Metropolitan Toronto includes this provision. (e) Metro Toronto Valley and Shoreline Regeneration Project Metro Council recommends that this project continue with Metropolitan Toronto paying 100% of the municipal levy or 50% of the total costs. This involves shoreline and valley land protection due to erosion problems. The proposal involves no changes to the existing funding arrangements. (f) Land Creation The Lake Ontario Waterfront Regeneration Project includes provision for costs associated with land creation on the Lake Ontario Waterfront. Metropolitan Toronto Council recommended that such costs be included under the Valley and Shoreline Regeneration Project referred to in 1(e) above. There is no significant financial benefit to Metropolitan Toronto in having land creation included under the Valley and Shoreline Regeneration Project. Both the Waterfront Project and the Valley Project are funded in the same manner with Metropolitan Toronto paying 50% of the total cost or 100% of the municipal share. Also, funding for the Valley and Shoreline Regeneration Project is much more limited than that of the Lake Ontario Waterfront Project. This suggests that needed land creation might not go ahead for lack of provincial funding. Also, the land creation work is an integral part of the Lake Ontario Waterfront Protection and Development; therefore, it is recommended that the Lake Ontario Waterfront Regeneration Project continue to provide for land creation in Lake Ontario. (g) Maior Recreation Development The Metropolitan Toronto Council resolution recommends that costs associated with the major development of park land throughout the MTRCA area, including park land on the Waterfront and inside and outside of Metropolitan Toronto, be funded on a benefitting municipality basis. This recommendation is consistent with the approach being taken with respect to the Lake Ontario Waterfront Project. This project will now be separated so that there will be a unique project for Metropolitan Toronto and a similar project for the Regional Municipality of Durham. Minor and routine conservation area development work will continue to be funded under the Recreation Formula. The Metropolitan Toronto report contemplates that major -new - development, such as a visitors centre or a future centre for conservation, would be done on a benefiting municipality basis. At the present time the Authority does not contemplate any such major development. The funding of such developments should be assessed at the time that such major projects are brought forward. C26 JUNE 24, 1994 - FINANCE AND ADMINISTRATION ADVISORY BOARD #3/94 SECTION I - ITEMS FOR AUTHORITY CONSIDERATION 1. FUNDING ARRANGEMENTS (CONTD.) - Response to Member Municipalities (h) Existing Programs on the Waterfront The Authority's proposed Lake Ontario Waterfront Regeneration Project 1995 -1999 addresses this issue. 2. Negotiation The MTRCA has negotiated with staff of the member municipalities with respect to the funding options referred to above. As a result of this report, further negotiations will proceed with respect to the specific projects which may be brought forward; i.e., Greenspace Protection and Acquisition Project. 3. TACPAC The Technical Advisory Committee on Parks and Conservation has been reconstituted by Metro Council. 4. TACPAC Mandate The TACPAC Mandate has been addressed as part of the reconstitution by Metro Council. In conclusion, the foregoing response to the recommendations of Metropolitan Toronto Council should be forwarded to Metropolitan Toronto Council for their consideration. Staff believe that all of the concerns have been addressed adequately with the exception of funding of the land acquisition project which will require further review and approval by the Authority. The one issue which requires further discussion is the continued use of the Recreation Funding Formula. RECREATION FUNDING ARRANGEMENTS As the members will recall, in 1987, The Municipality of Metropolitan Toronto asked that the Authority consider changes to the funding of its recreational activities. Metropolitan Toronto Council believed that, at one time, it was equitable that Metropolitan Toronto should pay on the basis of discounted equalized assessment some 80% of the cost of recreation activities outside of the boundaries of Metropolitan Toronto. The growth and development of the regions and the intensification of use of Metro Toronto Parks System made it necessary to reconsider this funding arrangement. As a result, in 1987, the Authority constituted a special committee with representatives from Metro Toronto and the three regions to consider alternative funding arrangements. The funding arrangements for recreation activities, including the conservation areas, Kortright Centre for Conservation and Black Creek Pioneer Village, provided that the municipal share was apportioned on the basis of discounted equalized assessment. At the time, Metro was paying approximately 80% of the cost of these operations. Within Metropolitan Toronto, Metro Toronto paid the full cost of the Metro Parks System which included management of lands owned by the Authority. Metro Council said that Metro should pay a share of the costs of recreation based on visitation by Metro Toronto residents. In considering visitation, this would have reduced Metro's share to approximately 50 %. FINANCE AND ADMINISTRATION ADVISORY BOARD #3/94 - JUNE 24, 1994 C27 SECTION I - ITEMS FOR AUTHORITY CONSIDERATION 1. FUNDING ARRANGEMENTS (CONTD.) - Response to Member Municipalities Staff considered a variety of alternative funding arrangements and presented these to the Special Committee. The Committee concluded that a funding arrangement that involved a mix of visitation and discounted equalized assessment was the most appropriate. This resulted in the Metropolitan Toronto share being reduced to 60.7% and the balance being distributed among the three regional municipalities. This recommendation was approved by the Authority and by the Authority's member municipalities. Further discussion resulted in agreement that the new funding arrangement would be "phased -in" resulting in full implementation of the formula in the 1993 fiscal year. In the spring of 1993, staff of the regional municipalities expressed concern about the data collection and application of the data as part of the funding formula process. Meetings were held and further meetings were planned for the fall of 1993 to consider possible changes to the funding arrangement for presentation to the Authority and the respective councils prior to the 1994 budget. The Province of Ontario intervened with a number of major financial changes. Staff agreed that no action should be taken with respect to any changes to the formula and the formula was frozen at the 1993 level for the 1994 fiscal year. The funding formula is a complex manipulation of visitor origin data and the application of discounted equalized assessment information provided by the province. Data collection has been organized by the Authority using a statistically accurate methodology. This is applied across all Authority activities and elicits from visitors to the Authority their places of origin. Details relating to the application of the formula and the data collection had been made available to the staff of the Authority's member municipalities on a continuing basis. Each year the visitor origin data is provided to the member municipalities for their consideration. Frequent meetings had been held to review the use of the formula and the manipulation of the data once it is collected. It is clear from these discussions that there are weaknesses to the application of the formula. The data collection itself is considered statistically correct but the manipulation of the data is heavily weighted to shifts that occur as a result of discounted equalized assessment. Given the complexity of these arrangements and the possibility of significant shifts from year -to -year, staff is recommending that the existing funding formula, as it was applied in 1994, be frozen. The advantages of this proposal are that the funding arrangements are known to the Authority's member municipalities. The complex manipulation of the information becomes unnecessary. The data collection itself is becoming an increasingly expensive process for the Authority and will have to be curtailed in any case as a result of budget constraint. In meetings with staff of the three regions, a number of alternative options with respect to the funding formula have been considered. A summary of the formula is included as Table 1, Appendix FA.120/94. This information has been provided to the staff involved for their consideration. At this stage, there is no new funding formula which- appears to satisfy all of the concerns of the parties involved. Accordingly, it is recommended that the existing formula be frozen with a further review in 1997. A detailed background paper on the Authority's funding arrangements is being prepared for the staff of the Authority's .membermunioipalities for their information. This paper will be made available to the members of the Advisory Board if they wish to receive it. C28 JUNE 24, 1994 - FINANCE AND ADMINISTRATION ADVISORY BOARD #3/94 SECTION I - ITEMS FOR AUTHORITY CONSIDERATION 2. 1995 PRELIMINARY ESTIMATES KEY ISSUE This report summarizes guidelines for the preparation of the 1995 Preliminary Estimates. Res. #F17/94 Moved by: Seconded by: Brian Harrison Patrick Abtan THE BOARD RECOMMENDS TO THE AUTHORITY THAT the report dated June 23, 1994, on 1995 Preliminary Estimates be received. CARRIED BACKGROUND As part of the annual process of preparing budgets, Preliminary Estimates are prepared for presentation to the Finance and Administration Advisory Board and to the Authority. The Preliminary Estimates describe the expenditure priorities for the coming year. The Preliminary Estimates also include, for the information of the Authority's member municipalities, the municipal levy requirements for the coming year. The Province of Ontario does not usually provide grant information before mid year. Accordingly, staff make assumptions based on the best information available regarding the level of provincial funding. Approximately one -third of the Authority's funding is from its own revenues; i.e., admissions, gift shop sales, food sales, etc. A projection is made for the coming year and is included in the Preliminary Estimates. A report will be prepared on anticipated changes to the Authority's Fee Schedule. This report will be available concurrent with consideration of the 1995 Preliminary Estimates. ANALYSIS Based on information received from the province for 1994, Authority staff is anticipating that 1995 provincial funding will remain at or near the 1994 level. The Minister of Natural Resources has identified funding for 1994 and 1995 to compensate, in part, for the elimination of the Conservation Land Tax Rebate Program in 1993. Staff is assuming that the municipal levy will be maintained at the 1994 level. This is effectively a zero increase on the operating part of the levy. Changes to the capital funding will depend on project approvals and provincial funding. As mentioned above, the 1995 operating revenues depend on decisions made with respect to the Fee Schedule. The assumption built into the Preliminary Estimates will be refined and changed in the final budget when 1994 full year results are clear. FINANCE AND ADMINISTRATION ADVISORY BOARD #3/94 - JUNE 24, 1994 C29 SECTION I - ITEMS FOR AUTHORITY CONSIDERATION 2. 1995 PRELIMINARY ESTIMATES (CONTD.) Based on the foregoing, staff has assumed a zero increase expenditure budget. This does not mean that all expenditures in 1995 will be at the 1994 level. For example, insurance will almost certainly increase as will property taxes. Because of inflationary increases and shifts as a result of the Authority's Watershed Strategy, not all programs will be maintained at the 1994 level. Adjustments will have to be made to compensate for increased levels of expenditure in high priority watershed activities. SCHEDULE The 1995 Preliminary Estimates will be tabled at the Authority on October 28, 1994. The Estimates will be presented to Finance and Administration Advisory Board Meeting #4/94 to be held on September 30, 1994. This timing is necessary to enable Authority staff to have approved estimates available for presentation to the member municipalities and the province in accordance with their schedules for funding. CONCLUSION The Authority's budget process will be substantially the same as in past years. One significant shift is the introduction of performance measures. The Authority has been working toward improved performance measurement information as part of the budget process for about two years. This project was put on hold in 1993 as a result of the dramatic financial events introduced by the province. We are aware that some member municipalities have begun similar exercises and the Authority's activities appear to be in concert with those municipal activities. We hope in the preparation of the final 1995 budget to more fully reflect performance measurement information. 3. 1994 FINANCIAL PROGRESS REPORT NO. 1 AND APPROVAL OF ACCOUNTS APRIL AND MAY, 1994 KEY ISSUE This is the first Financial Progress Report for the first five months of 1994, together with a request for approval of the accounts for the period of April and May, 1994. Res. #F18/94 Moved by: Seconded by: Jim Witty Patrick Abtan THE BOARD RECOMMENDS TO THE AUTHORITY THAT the 1994 Financial Progress Report No. 1, Appendix FA.124/94, dated June 15, 1994, be received; AND FURTHER THE BOARD RECOMMENDS TO THE EXECUTIVE COMMITTEE THAT expenditures for the months of April and May, 1994, in the amount of $4,112,500. be approved. CARRIED C30 JUNE 24, 1994 - FINANCE AND ADMINISTRATION ADVISORY BOARD #3/94 SECTION I - ITEMS FOR AUTHORITY CONSIDERATION 3. 1994 FINANCIAL PROGRESS REPORT NO. 1 AND APPROVAL OF ACCOUNTS APRIL AND MAY, 1994 (CONTD.) BACKGROUND As part of the Authority's ongoing financial management program, staff provides regular financial progress reports which describe activities to date as measured against the 1994 approved budget. The Authority's Rules for the Conduct of the Authority, Section 2C, provide that the Executive Committee shall approve and authorize payment of all accounts with the approved budget of the Authority in accordance with any monetary or other limits set by the Authority. It has been our practice to include the Approval of Accounts with the regular financial Progress Reports. ANALYSIS On June 14, 1994, the Authority received notification of the 1994 Conservation Authority Transfer Funding approvals. As the members may recall, the Authority had made assumptions concerning the 1994 grant to be incorporated in the 1994 approved budget. These assumptions were based on discussions with ministry staff and experience in previous years. Also, members may recall that a major concern of the Authority has been the elimination of the Conservation Land Tax Rebate Program. While staff will be prepared at the Advisory Board meeting to discuss in detail the funding allocations from the province, it appears that the province has addressed the major portion of the Authority's funding needs. However, as a result of the announcement, the Authority has identified a shortfall in provincial funding of $61,000. This variance from the Authority's approved budget has been identified in the accompanying Financial Progress Report. A number of other variances are also noted and described in the narrative to the Financial Progress Report. As the members are well aware, the Authority is only now entering its business season which is heavily weather dependant. If the Authority enjoys good weather over the next three months, it is entirely possible that revenue projections for conservation areas and Kortright may be exceeded. Black Creek Pioneer Village is engaged in an active program to promote its activities and increase its attendance. At this time, staff are confident that over the next six months it will be possible to adjust the Authority's budget to eliminate the deficit projected as a result of the provincial shortfall. This will be accomplished by a combination of expenditure reductions and possible revenue improvements. The total corporate projected deficit of $66,900 represents less than one -half of one percent of the total approved budget. Staff are aware of the need to continue to be fiscally vigilant and will be reporting further on the status of the deficit in the second Financial Progress Report which will be available at the Advisory Board meeting in September. FINANCE AND ADMINISTRATION ADVISORY BOARD #3/94 - JUNE 24, 1994 C31 SECTION IV - ITEMS FOR THE INFORMATION OF THE BOARD 4. ACCOUNTS RECEIVABLE STATUS REPORT -June 12, 1994 KEY ISSUE Staff report on accounts receivable as of June 12, 1994. Rec. #F19/94 Moved by: Seconded by: Patrick Abtan Peter Oyler THAT the report on accounts receivable of the Authority, as of June 12, 1994, be received. CARRIED BACKGROUND At its meeting #3/91, the Board requested that for each of its meetings staff report on the status of the Authority's receivables. ANALYSIS The schedule below summarizes the status of receivables, including aging and classification. The schedule excludes $2,509 in accumulated interest arrears on invoices outstanding for more than 30 days. ACCOUNTS RECEIVABLE AGING, BY CATEGORY (Excluding Municipal Levy and MNR Grant) As of June 12, 1994 Total receivables at $476,882 are consistent with prior years' balances at this time of year. The 90- day -plus category has increased substantially since the last report to the Board. In addition to the amount outstanding from Trees for Today and Tomorrow ($38,214), there is $45,762.61 owing from the Metro Separate School Board and $48,509.14 owing from Revenue Canada (GST). CURRENT 31 TO 60 DAYS 61 TO 90 DAYS 90 PLUS DAYS TOTAL % SCHOOLS AND SCHOOL BOARDS 139,660 71,123 13,441 46,118 270,342 50.8 GOVERNMENT 44,063 17,715 2,020 48,509 112,307 19.6 CORPORATE, INDIVIDUAL AND COMMUNITY GROUPS 20,929 5,383 25,108 42,813 94,233 29.6 TOTAL 204,652 94,221 40,569 137,440 476,882 100.0 % OF TOTAL 42.9 19.8 8.5 28.8 100.0 Total receivables at $476,882 are consistent with prior years' balances at this time of year. The 90- day -plus category has increased substantially since the last report to the Board. In addition to the amount outstanding from Trees for Today and Tomorrow ($38,214), there is $45,762.61 owing from the Metro Separate School Board and $48,509.14 owing from Revenue Canada (GST). C32 JUNE 24, 1994 - FINANCE AND ADMINISTRATION ADVISORY BOARD #3/94 SECTION IV - ITEMS FOR THE INFORMATION OF THE BOARD 4. ACCOUNTS RECEIVABLE STATUS REPORT (CONTD.) -June 12, 1994 Receivable balances as reported on each of the previous reports to the Board are presented below: DATE Total $ 90 -Plus $ June 12/94 476,882 137,440 April 24/94 387,596 43,375 December 31/93 858,375 67,813 October 3/93 431,385 75,215 May 30/93 429,864 59,207 February 07/93 277,844 58,454 December 31/92 816,609 89,378 November 1/92 630,868 58,622 September 20/92 501,784 141,929 July 26/92 371,826 126,124 May 24/92 526,831 171,845 February 9/92 750,801 125,183 November 15/91 1,030,971 274,131 August 25/91 713,007 177,335 June 30/91 720,531 195,593 The list below itemizes accounts greater than $1,000 included in the 90 day plus category. CLIENT NAME AMOUNT $ ARREARS INTEREST $ AGE (DAYS) Sposa 2000 1,600.00 (1) N/A 1078 Jackson, David and Jane 1,000.00 148.68 210 Joanne Loyst 1,616.80 692.40 560 Trees for Today and Tomorrow 38,214.00 (2) N/A 863 -1092 Metro Separate School Board 45,762.61 3,038.33 91 -133 Revenue Canada - GST 48,509.14 (3) 133 136,702.55 3,879.41 1. Settled on $ 1,400 in full payment, March 31,1994. 2. Interest not charged, as directed by Board. 3. Interest payable set by Federal legislation. FINANCE AND ADMINISTRATION ADVISORY BOARD #3/94 - JUNE 24, 1994 C33 SECTION IV - ITEMS FOR THE INFORMATION OF THE BOARD 4. ACCOUNTS RECEIVABLE STATUS REPORT (CONTD.) -June 12, 1994 Comments Sposa 2000 Joanne Loyst Trees for Today and Tomorrow Jackson, David and Jane Metro Separate School Board Revenue Canada NEW BUSINESS RISK MANAGEMENT Res. #F20/94 On March 31, 1994 staff settled on $ 1,400, which amount has now been paid to the courts. Small Claims Court action commenced. Collection agency is negotiating for payment. $ 1,000 paid in October 1993 and $ 1,000 paid in January 1994. Payment is expected in June 1994. This account is deemed collectible. This account is deemed collectible. Moved by: Seconded by: Brian Harrison Jim Witty THAT staff review the Authority Risk Management Plan and report back to the Board. TERMINATION CARRIED ON MOTION, the meeting terminated at 10:15 a.m., June 24, 1994. Eldred King Chair /bb. J. Craig Mather Secretary- Treasurer ‘.. Working Together for Tomorrow's Greenspace erthe metropolitan toronto and region conservation authority minutes C34 SEPTEMBER 30, 1994 FINANCE AND ADMINISTRATION ADVISORY BOARD #4/94 The Finance and Administration Advisory Board met in the Humber Room, Head Office, 5 Shoreham Drive, Downsview. The Chair called the meeting to order at 10:05 a.m. PRESENT Chair Richard O'Brien Members Patrick Abtan Raymond Cho Brian Harrison Frank McKechnie Jim Witty ABSENT Members Eldred King Peter Oyler MINUTES Res. #F21/94 Moved by: Seconded by: THAT the Minutes of Meeting #3/94 be approved. CONDOLENCES Res. #F22/94 Moved by: Seconded by: Jim Witty Frank McKechnie CARRIED Jim Witty Frank McKechnie THAT the Board extend their condolences to Lois Hancey, Vice Chair of the Authority, on the death of her brother. CARRIED C35 FINANCE AND ADMINISTRATION ADVISORY BOARD #4/94 - SEPTEMBER 30, 1994 SECTION I - ITEMS FOR AUTHORITY CONSIDERATION 1. 1995 PRELIMINARY ESTIMATES - Operating and Capital Jim Dillane, Director, Finance and Administration, gave a presentation to the Board on this item. Jim Agnew, Director, Field Operations Division, and Al Leach, Supervisor, reported on the fleet management program. KEY ISSUE Finance and Administration Advisory Board is asked to review and recommend the 1995 Preliminary Estimates. Res. #F23/94 Moved by: Seconded by: Frank McKechnie Patrick Abtan THE BOARD RECOMMENDS TO THE AUTHORITY THAT the 1995 Preliminary Estimates Operating and Capital be approved; AND FURTHER THAT representatives of the Authority, including the Chair of the Finance and Administration Advisory Board, and staff meet with officials of the Authority's municipal and provincial funding partners to present and discuss the Authority's 1995 Preliminary Estimates prior to submission of the final budget. CARRIED BACKGROUND The Authority's 1995 budget preparation process recognizes the need for continued funding restraint based on guidelines from the Authority's member municipalities and the expectation that no additional provincial funding is likely to be available. Unlike the dramatic provincial government funding constraint announcements in the spring of 1993, this year's preliminary estimates preparation has been conducted in a more organized and systematic fashion. Also, the process has involved extensive priority setting exercises with participation of the Authority's managers and budget supervisors. ANALYSIS A summary of the key issues relating to the 1995 Preliminary Estimates is contained in the comments of the Chief Administrative Officer. The 1995 Preliminary Estimates document will be reviewed with the Board on September 30, 1994_ SEPTEMBER 30, 1994 - FINANCE AND ADMINISTRATION ADVISORY BOARD #4/94 C36 SECTION I - ITEMS FOR AUTHORITY CONSIDERATION 2. 1994 FINANCIAL PROGRESS REPORT #2 APPROVAL OF ACCOUNTS JUNE, JULY AND AUGUST, 1994 KEY ISSUE This is the second Financial Progress Report for the year 1994 and approval of accounts for June, July and August, 1994. Res. #F24/94 Moved by: Seconded by THAT Financial Progress Report #2, dated September 30, 1994 be received; Patrick Abtan Jim Witty AND FURTHER, THE BOARD RECOMMENDS TO THE EXECUTIVE COMMITTEE THAT expenditures for the months of June, July and August, 1994, in the amount of $7,434,900, be approved. CARRIED BACKGROUND As part of the Authority's ongoing financial management program, staff provide regular financial progress reports describing activities to date as measured against the 1994 approved budget. In previous years, four financial progress reports have been prepared. The initial report covering the first quarter of the fiscal year has proven unnecessary. Accordingly, staff now provide three reports at meaningful points in the budget year. The Authority's Rules of Conduct, Section 2(c), requires the Executive Committee to approve and authorize payment of all accounts within the approved budget, in accordance with any monetary or other limits, set by the Authority. It is the Authority's practice to include the Approval of Accounts with the regular Financial Progress report. ANALYSIS Comments by Authority staff explaining significant variances are contained in the text of the Financial Progress Report. The first page identifies in summary form the significant variances. As always, staff will monitor revenues and expenditures and take appropriate action between now and year -end to ensure that the approved budget objectives are met. C37 FINANCE AND ADMINISTRATION ADVISORY BOARD #4/94 - SEPTEMBER 30, 1994 SECTION IV - ITEMS FOR THE INFORMATION OF THE BOARD 3. ACCOUNTS RECEIVABLE STATUS REPORT - September 4, 1994 KEY ISSUE Staff report on accounts receivable as of September 4, 1994. Res. #F25/94 Moved by: Seconded by: Patrick Abtan Jim Witty THAT the report on accounts receivable of the Authority as of September 4, 1994, be received. CARRIED BACKGROUND At its meeting #3/91, the Board requested that for each of its meetings staff report on the status of the Authority's receivables. ANALYSIS The schedule below summarizes the status of receivables, including aging and classification. The schedule excludes $2,812 in accumulated interest arrears on invoices outstanding for more than 30 days. ACCOUNTS RECEIVABLE AGING, BY CATEGORY (Excluding Municipal Levy and MNR Grant) As of September 4, 1994 Total receivables at $290,913 are lower than would be expected for this time of year, as it has always been difficult to collect from school and school boards during the summer months. The 90- day plus category has improved from $137,440 on June 12, 1994, the date of the last report to the Board, to $23,061. All the items currently on the 90 -day plus category are deemed collectable. CURRENT 31 TO 60 DAYS 61 TO 90 DAYS 90 PLUS DAYS TOTAL % SCHOOLS AND SCHOOL BOARDS 3,044 6,168 23,601 18,257 51,070 17.6 GOVERNMENT 111,032 8,999 3,521 291 123,843 42.6 CORPORATE, INDIVIDUAL AND COMMUNITY GROUPS 20,736 88,316 2,435 4,513 116,000 39.9 TOTAL 134,812 103,483 29,557 23,061 290,913 100.0 % OF TOTAL 42.9 19.8 8.5 28.8 100.0 Total receivables at $290,913 are lower than would be expected for this time of year, as it has always been difficult to collect from school and school boards during the summer months. The 90- day plus category has improved from $137,440 on June 12, 1994, the date of the last report to the Board, to $23,061. All the items currently on the 90 -day plus category are deemed collectable. SEPTEMBER 30, 1994 - FINANCE AND ADMINISTRATION ADVISORY BOARD #4/94 C38 SECTION IV - ITEMS FOR THE INFORMATION OF THE BOARD 3. ACCOUNTS RECEIVABLE STATUS REPORT (CONTD.) - September 4, 1994 Receivable balances, as reported on each of the previous reports to the Board, are presented below: DATE Total $ 90 -Plus $ September 4/94 290,913 23,061 June 12/94 476,882 137,440 April 24/94 387,596 43,375 December 31/93 858,375 67,813 October 3/93 431,385 75,215 May 30/93 429,864 59,207 February 07/93 277,844 58,454 December 31/92 816,609 89,378 November 1/92 630,868 58,622 September 20/92 501,784 141,929 July 26/92 371,826 126,124 May 24/91 526,831 171,845 February 9/92 750,801 125,183 November 15/91 1,030,971 274,131 August 25/91 713,007 177,335 June 30/91 720,531 195,593 The list below itemizes accounts greater than $ 1,000 included in the 90 day plus category. CLIENT NAME AMOUNT $ ARREARS INTEREST $ AGE (DAYS) Metro Separate Board of Education _ 6,660.75 752.51 182 -203 City of Toronto Board of Education 1,090.00 59.92 119 York University 7,500.00 105.27 119 Vito Pacifico 1,245.00 68.44 112 TOTAL 16,495.75 986.14 C39 FINANCE AND ADMINISTRATION ADVISORY BOARD #4194 - SEPTEMBER 30, 1994 SECTION IV - ITEMS FOR THE INFORMATION OF THE BOARD 3. ACCOUNTS RECEIVABLE STATUS REPORT (CONTD.) - September 4, 1994 COMMENTS Metro Separate Board of Education Payment is expected City of Toronto Board of Education Payment is expected York University Replacement cheque by September 30, 1994. Vito Pacifico Payment expected by September 30, 1994. TERMINATION ON MOTION, the meeting terminated at 11:00 a.m., September 30, 1994. Richard O'Brien J. Craig Mather Chair /bb. Secretary- Treasurer Working Together for Tomorrow's Greenspace the metropolitan toronto and region conservation authority minutes C40 NOVEMBER 4, 1994 FINANCE AND ADMINISTRATION ADVISORY BOARD #5/94 The Finance and Administration Advisory Board met in the Humber Room, Head Office, 5 Shoreham Drive, Downsview. The Chair, Richard O'Brien, called the meeting to order at 8 :30 a.m. PRESENT Chair Richard O'Brien Members Patrick Abtan Brian Harrison Eldred King Frank McKechnie Jim Witty ABSENT Members Raymond Cho Peter Oyler MINUTES Res. #F26/94 Moved by: Seconded by: THAT the Minutes of Meeting #4/94 be approved. PRESENTATION Jim Witty Patrick Abtan CARRIED Lyne Turmel, Vice President, GRIP Unit, and Jim Kalpakis, Accounts Manager, GRIP Unit, of Alexander and Alexander /Reed Stenhouse, gave a presentation on property and liability insurance. Res. #F27/94 Moved by: Seconded by: Brian Harrison Jim Witty THAT staff report at least annually to the Finance and Administration Advisory Board on major insurance liability claims exceeding S50,000. CARRIED C41 FINANCE AND ADMINISTRATION ADVISORY BOARD #5/94 - NOVEMBER 4, 1994 SECTION I - ITEMS FOR AUTHORITY CONSIDERATION 1. STATUTORY RESOLUTIONS FOR THE 39TH ANNUAL MEETING KEY ISSUE Each year at the Annual Meeting of the Authority, approval is required for the appointment of auditors and a borrowing resolution. Res. #F28/94 Moved by: Seconded by: Brian Harrison Eldred King THE BOARD RECOMMENDS TO THE EXECUTIVE COMMITTEE THAT the following resolutions be approved and recommended to the 39th Annual Meeting of the Authority: (a) Appointment of Auditors - 1995 THAT Ernst and Young, Chartered Accountants be appointed as auditors of the Authority for the year 1995; (b) Borrowing Resolution - 1995 THAT the Authority may borrow from the Royal Bank of Canada or the Authority's member municipalities or other institutions as may be specifically approved by the Authority up to the sum of TEN MILLION DOLLARS (510,000,000) on the promissory note or notes of the Authority until payment to the Authority of any grants and of sums to be paid to the Authority by participating municipalities designated as such under the Conservation Authorities Act R.S.O. 1990, Chapter 27, at such rate of interest as the Minister of Natural Resources approves; THAT the amount borrowed pursuant to this resolution, together with interest, be a charge upon the whole of the monies received or to be received by the Authority by way of grants, etc., and when such monies are received, and of sums received or to be received by the Authority from the participating municipalities, as and when such monies are received; THAT the signing officers of the Authority are hereby authorized to take such action as may be necessary to give effect thereto. AMENDMENT Moved by: Brian Harrison Res. #F29/94 Seconded by: Eldred King THAT prior to part (a) of Resolution #F28/94 being submitted to the Authority, staff report back to the January 13, 1995 meeting of the Board on the appointment of auditors. THE AMENDMENT WAS CARRIED THE MAIN MOTION, AS AMENDED, WAS CARRIED NOVEMBER 4, 1994 - FINANCE AND ADMINISTRATION ADVISORY BOARD #5/94 C42 SECTION I - ITEMS FOR AUTHORITY CONSIDERATION 1. STATUTORY RESOLUTIONS FOR THE 39TH ANNUAL MEETING (CONTD.) BACKGROUND Borrowing Resolution The Authority's Rules of Conduct, Section XVIII, Banking and Borrowing, require that the borrowing of money by the Authority shall be authorized by a resolution of the Authority. At each annual meeting, a resolution is presented to authorize borrowing for the coming year. The Authority's borrowing resolution provides that the Authority may borrow up to S10 million. This amount is necessary in the event that certain land acquisitions proceed prior to the actual receipt of funding from the Authority's funding partners. On a day to day basis, the Authority borrows infrequently and usually in amounts less than $100,000.00 for periods of one or two days only. The Board may recall that the Authority entered into a banking agreement with the Royal Bank of Canada which was effective June 1, 1990. This five year agreement will be complete on June 1, 1995. Staff propose to meet with representatives of the Royal Bank to review the terms and conditions of the agreement and will be bringing forward a report to the Board prior to June 1, 1995. The Board should be aware that the terms and conditions of the five year agreement provided that the Royal Bank was entitled to increase its fees to the Authority after the third year of the agreement. There has been no increase in fees by the Royal Bank since the agreement was entered into in 1990. Appointment of Auditor The appointment of an auditor is required pursuant to Section 39 of the Conservation Authorities Act. Staff of the Authority is satisfied with the performance and services of the firm, Ernst & Young, and support their appointment as the Authority's auditors for 1995. 2. RETENTION SCHEDULE - Revisions KEY ISSUE This report includes revisions to the Authority's approved Records Retention Schedule and a brief update on records management activities. C43 FINANCE AND ADMINISTRATION ADVISORY BOARD #5/94 - NOVEMBER 4, 1994 SECTION 1 - ITEMS FOR AUTHORITY CONSIDERATION 2. RETENTION SCHEDULE (CONTD.) - Revisions Res. #F30/94 Moved by: Seconded by: Eldred King Jim Witty THE BOARD RECOMMENDS TO THE AUTHORITY THAT the Records Retention Policy and Schedule as revised October 19, 1994, (pages C44 - C58), be approved; AND FURTHER THAT the report dated October 19, 1994, on Retention Schedule revisions be received. CARRIED BACKGROUND The Authority's Record Retention Policy and Records Management Program were adopted originally in 1988. The Records Retention Schedule has been updated on a regular basis since that time. The Authority's Records Retention Policy and Schedule conform to the requirements of the Municipal Freedom of Information and Protection of Privacy Legislation as well as other statutes which govern the length of time that documents must be retained. ANALYSIS Attached is the latest revision to the Records Retention Policy and Schedule dated October 19, 1994. The major changes to this policy relate to Plan Review records. The changes have been made in consultation with the manager of Plan Review and recognize changes in the various activities undertaken by the Authority and the relative time frames for which documents must be retained. In recent years, Authority staff have seen significant growth in the volume of records being kept in our centralized filing system which now totals some 37,000 files. To manage the volume of paper being stored, Authority staff have undertaken on a regular basis, the purging of old files to eliminate duplication and to ensure conformity with the Retention Policy. This fall for example some 65 cases of documents were shredded in accordance with the retention schedule. These documents related to finance and payroll matters which had reached the age when they can be destroyed in accordance with our policies. In addition, some 35 cases of documents were recycled. Authority staff has also filled a 10 cu. yard dumpster with old publications and other documents which are no longer needed. The recycling company providing the dumpster will recycle the paper collected, assuming that there is no significant contamination level. Central Filing staff has been meeting with representatives of the Metropolitan Toronto Archives Centre to consider possibilities of Authority documents being stored in the Metro Archives. NOVEMBER 4, 1994 - FINANCE AND ADMINISTRATION ADVISORY BOARD #5/94 C44 THE METROPOLITAN TORONTO AND REGION CONSERVATION AUTHORITY RECORDS RETENTION POLICY & SCHEDULE Revised October 19, 1994 C45 FINANCE AND ADMINISTRATION ADVISORY BOARD #5/94 - NOVEMBER 4, 1994 RECORDS RETENTION POLICY 1.0 PURPOSE This policy provides for the retention, storage, micro - filming and destruction of Authority reports and documents, as appropriate. Procedures based on the policy will serve to facilitate the keeping of Authority records, establishment of the authenticity of records and destruction of records at appropriate times. 2.0 DEFINITIONS AND TERMINOLOGY For the purpose of this policy: a) "File" or "Record" shall mean the composition of documents, reports, receipts, vouchers, instruments, plans, surveys and any other papers, be it in their original form or a microform, that is certified by an authorized officer of the Authority or in a form of a computerized printout. b) "Record Centre" is a designated storage area where files are stored for their specified retention period. c) "Records Retention Schedule" determines the retention periods for all categories of files currently being held by the Authority. d) "Active" files are those in current use by a Division. e) "Semi- Active" files are those not in current use, but which are required to be kept for a specified retention period. 3.0 RECORDS RETENTION PRINCIPLES For purposes of this policy, the following principles shall be applied in the retention of records by the Authority: • All files and records created by the Authority shall be categorized in accordance with the Records Retention Schedule attached to this policy, and governed by the retention dates defined for each category. • With the exception of the Financial Records category and the Executive Records category, all files shall be registered with a Central Filing Number which will clearly identify the category of the record and its retention period. • At the conclusion of each record's retention period, the record shall be brought to the attention of the Division Director responsible who may extend the retention period by up to one year. • Files and records may be reviewed by the Chief Administrative Officer or his designate for the purposes of eliminating duplication of individual documents. • No records shall be destroyed without written authorization from the Director responsible or the Chief Administrative Officer. • Wherever feasible and in accordance with legal requirements, documents shall be microfilmed in accordance with the National Standard of Canada CAN2 -72 1 1 -29 entitled "Microfilm as Documentary Evidence ". Procedures for microfilming will be those generally accepted by the Government of Canada, Ministry of National Revenue. Originals and written copies of documents, having been microfilmed in accordance with the National Standard of Canada, may be destroyed. This policy shall apply to documents previously microfilmed. NOVEMBER 4, 1994 - FINANCE AND ADMINISTRATION ADVISORY BOARD #5/94 C46 SUMMARY Outlined below is a summary of changes that have been made to the Metropolitan Toronto and Region Conservation Authority Records Retention Schedule as of October 19, 1994; Additions CATEGORY 1 - AUTHORITY /EXECUTIVE /ARCHIVAL 1. Senior Staff Retention Code Record Series Name 1.10 - P Freedom of Information Requests CATEGORY 3 - CENTRAL FILING SYSTEM 3.2 Plan Review - Water Resources Retention Code Record Series Name 3.2.4 - 25 3.2.13 - 25 3.2.20 - P 3.2.21 - P 3.2.22 - P 3.2.22 - 1 Fill, Construction & Alteration to Waterways Regulation Applications - Non - Actioned Concept Development /Regulation Property Enquiries - Non - Actioned Secondary Plans /Land Use Studies Specialized Municipal By -laws By -law Development Applications - MTRCA Comments By -law Development Applications - MTRCA No Comments Revisions - noted in bold CATEGORY 3 - CENTRAL FILING SYSTEM 3.2 Plan Review - Water Resources Retention Code Record Series Name 3.2.3 - P 3.2.4 - P 3.2.5 - 25 3.2.6 - 25 3.2.8 - 25 3.2.9 - 25 3.2.11 - P 3.2.11 - 1 3.2.12 - P 3.2.12 - 1 3.2.13 - P 3.2.15 - 25 3.2.18 - P 3.2.19 - P Subdivision Applications Fill, Construction & Alteration to Waterways Regulation Applications Actioned Plans of Condominium - MTRCA Comments Solicitor /Realtor Written Responses Variances - MTRCA Comments Niagara Escarpment Commission - MTRCA Comments Zoning Amendments - MTRCA Comments Zoning Amendments - MTRCA No Comments Site Plan Control (S.41) - MTRCA Comments Site Plan Control (S.41) - MTRCA No Comments Concept Development /Regulation Property Enquiries - Actioned Parkway Belt Exemptions - MTRCA Comments Municipal Subwatershed /Natural Resource Studies et al Environmental Assessment Act Submissions C47 FINANCE AND ADMINISTRATION ADVISORY BOARD #5/94 - NOVEMBER 4, 1994 Deletions CATEGORY 3 - CENTRAL FILING SYSTEM 3.2 Plan Review - Water Resources Retention Code Record Series Name 3.2.14 - P 3.2.16 - P Top -of -Bank Property Clearance Records (Verbals) NOVEMBER 4, 1994 - FINANCE AND ADMINISTRATION ADVISORY BOARD #5/94 C48 SYMBOLS The following abbreviations will be used in this Schedule: A Archival C Central Filing CY Current Year D Destroy DIV Division M.D. - Microfilm & Destroy Original M.P. - Microfilm & Retain Originals for Measures of Safety P Permanent R.C. - Record Centre Off -Site LK.UP - Lock Up Storage at the Administration Office C49 FINANCE AND ADMINISTRATION ADVISORY BOARD #5/94 - NOVEMBER 4, 1994 CATEGORY 1 - AUTHORITY /EXECUTIVE /ARCHIVAL • documents /records generally maintained by the Chief Administrative Officer /Secretary Treasurer's Office; • includes "one of a kind" historical documents, original minutes, agendas, etc.; • generally treated as of historical significance - Permanent Storage. 1. Senior Staff Retention Code Record Series Name 1.1 - A Senior Management - Archival 1.2 - P Senior Management - Active 1.3 - 3 Administration 1.4 - P Authority /Executive /Advisory Boards /Committees, Minutes & Agendas 1.5 - 2 Day Files 1 .6 - P Authority Contracts /Agreements 1.9 - 10 Administrative Policy 1.10 - P Freedom of Information Requests NOVEMBER 4, 1994 - FINANCE AND ADMINISTRATION ADVISORY BOARD #5/94 C50 CATEGORY 2 - FINANCIAL • generally, the responsibility of the Director, Finance & Administration, and Manager, Budget & Accounting. 2.1 Payroll /Personnel Records Retention Code Record Series Name 2.1.1 - 7 2.1.2 - P 2.1.3 -P 2.1.4 - P 2.1.5 - P 2.1.6 - 7 2.1.7 -5 2.1.8 - 5 2.1.9 -5 2.1.10 - 6 MONTHS 2.1.11 - 3 2.1.12 - 6 MONTHS *1 *2 Journals & Registers Annual T -4 Reports & Duplicate T -4's Attendance Records Employment History Cards Benefit Plan Enrolment Cards Benefit Plan Administration Files C.S.B. Purchase Applications Personnel Files" Time Sheets /Cards Employment Applications Confidential Records Information Files'2 Except TD1 and WCB Injury Documentation which are to be kept PERMANENTLY. Indefinitely depending upon issue. 2.2 Sales /Receivables /Receipts Retention Code Record Series Name 2.2.1 - P 2.2.2 - 4 2.2.3 - 2 2.2.4 - 7 Computerized Area Weekly Revenue Reports Duplicate Cash Receipts, Vouchers & Customer Cheque Copies Daily Cheque Listing All Other Reports, Journals, Files & Documents C51 FINANCE AND ADMINISTRATION ADVISORY BOARD #5/94 - NOVEMBER 4, 1994 CATEGORY 2 - FINANCIAL cont'd 2.3 Accounts Payable Retention Code 2.3.1 - 3 2.3.2 - 2 2.3.3 - 1 2.3.4 - 2 2.3.5 - 1 2.3.6 - 7 Record Series Name Duplicate Cheque Copies Central Stores Material Requisitions Purchase Order Audit Trail Vendor Listing Purchase Order Cancellation Register All Other Reports, Journals, Files & Documents 2.4 Vehicle & Equipment Retention Code Record Series Name 2.4.1 - 7 All Reports, Journals, Files & Documents 2.5 General Accountinq Retention Code Record Series Name 2.5.1 - P Audited Financial Statements 2.5.2 - P Financial Statement Working Paper Files 2.5.3 - P Year -to -Date Detailed General Ledger 2.5.4 - 3 Month -to -Date Detailed General Ledger 2.5.5 - P Budget Status 2.5.6 - 7 Operating Statements 2.5.7 - 7 Journal Entries 2.5.8 - 7 Bank Statements, Cancelled Cheques & Bank Reconciliation Files 2.5.9 - 7 Employment Programs Working Papers 2.5.10 - P Annual Returns Revenue Canada 2.5.11 - P Food Services Working Papers 2.5.12 - P Food Services Financial Statements 2.5.13 - P P.S.T. Support Files 2.5.14 - P Investments 2.6 Budgetinq Retention Code 2.6.1 - P 2.6.2 - 7 2.6.3 - 7 2.6.4 - 10 2.6.5 - 10 2.6.6 - 10 Record Series Name Authority Budget Budget Working Papers Metro /MNR Budget Working Papers MNR Claim Files Revenue Sharing Policy Files Project Files NOVEMBER 4, 1994 - FINANCE AND ADMINISTRATION ADVISORY BOARD #5/94 C52 CATEGORY 3 - CENTRAL FILING SYSTEM • all files maintained and numbered are part of Central Filing; • all files identified by Number, Name, Subject, Retention Period. 3.1 Property Related Retention Code Record Series Name 3.1.1 - P Deeds" 3.1.2 - P Closed Acquisitions*4 3.1.3 - P Sales*4 3.1.4 - P Leases" 3.1.5 - P Easements" 3.1.6 - P Proposed Acquisitions*4 3.1.7 - 8 AppraisalsN4 3.1.8 - P Agreements "4 3.1.9 - P Legal Surveys 3.1.10 - P Erosion Control Properties "4 3.1.11 - 5 Rental Tenancies*4 3.1.11 - P Rental Rates *4 3.1.12 - P Expropriations*4 3.1.13 - 7 Permit Appeals "4 3.1.14 - 7 Fill Violations*4 3.1.15 - P Other Conservation Areas*4 3.1.16 - 6 Insurance Claim Settlement*4 3.1.17 - 6 Contingent Liability "3 "4 3.1 .18 - P Litigation Claims*4 3.1.19 - P Insurance Policies 3.1.20 - 4 Assessment Notices 3.1.20 - 4 Assessment Appeals 3.1.21 - 2 Property Tax Information 3.1.22 - 4 Contracts 3.1.23 - 2 General Correspondence 3.1.25 - P Telephone System & Information 3.1.26 - P Repairs 3.1.27 - P Statistics 3.1.28 - 2 Stationary & Office Supplies (Print Room) 3.1.29 - 6 Metro Encroachments "4 3.1.30 - 2 Administration 3.1.31 - P Central Filing Information *3 *4 Longer if party injured is Under the Age of 18 Contains Confidential Information C53 FINANCE AND ADMINISTRATION ADVISORY BOARD #5/94 - NOVEMBER 4, 1994 CATEGORY 3 - CENTRAL FILING SYSTEM cont'd 3.2 Plan Review - Water Resources Retention Code Record Series Name 3.2.1 - P 3.2.2 - P 3.2.3 - P 3.2.4 - P 3.2.4 - 25 3.2.5 - 25 3.2.5 - 1 3.2.6 - 25 3.2.7 - P 3.2.7 - 1 3.2.8 - 25 3.2.8 - 1 3.2.9 - 25 3.2.9 - 1 3.2.10 - P 3.2.10 - 1 3.2.11 - P 3.2.1 1 - 1 3.2.12 - P 3.2.12 - 1 3.2.13 - P 3.2.13 - 25 3.2.15 - 25 3.2.15 - 1 3.2.17 - P 3.2.17 - 1 3.2.17 - 10 3.2.18 - P 3.2.19 - P 3.2.20 - P 3.2.21 - P 3.2.22 - P 3.2.22 - 1 Comprehensive Zoning By -laws Official Plans Subdivision Applications Fill, Construction & Alteration to Waterways Regulation Applications - Actioned Fill, Construction & Alteration to Waterways Regulation Applications - Non - Actioned Plans of Condominium - MTRCA Comments Plans of Condominium - MTRCA No Comments Solicitor/Realtor Written Responses Land Divisions (Consents) - MTRCA Comments Land Divisions (Consents) - MTRCA No Comments Variances - MTRCA Comments Variances - MTRCA No Comments Niagara Escarpment Commission - MTRCA Comments Niagara Escarpment Commission - MTRCA No Comments Official Plan Amendments - MTRCA Comments Official Plan Amendments - MTRCA No Comments Zoning Amendments - MTRCA Comments Zoning Amendments - MTRCA No Comments Site Plan Control (S.41) - MTRCA Comments Site Plan Control (S.41) - MTRCA No Comments Concept Development /Regulation Property Enquiries - Actioned Concept Development /Regulation Property Enquiries - Non - Actioned Parkway Belt Exemptions - MTRCA Comments Parkway Belt Exemptions - MTRCA No Comments Administration - Program Development & Policy Administration - Section Operations Administration - Program Statistics Municipal Subwatershed /Natural Resource Studies et al Environmental Assessment Act Submissions Secondary Plans /Land Use Studies .Specialized Municipal By -laws By -law Development Applications - MTRCA Comments By -law Development Applications - MTRCA No Comments NOVEMBER 4, 1994 - FINANCE AND ADMINISTRATION ADVISORY BOARD #5/94 C54 CATEGORY 3 - CENTRAL FILING SYSTEM cont'd 3.3 Engineering & Development - Water Resources Retention Code Record Series Name 3.3.1 - P Administration Except for: 3.3.1 - 1 + CY General Administration 3.3.1 - 1 + CY Administration - Studies & Discussions Flood Control 3.3.2 - P Flood Warning 3.3.3 - P Dams & Reservoirs 3.3.4 - P Flood Plain Lands & Projects 3.3.5 - P Transportation Systems Files 3.3.6 - P HEC -II Revisions Files 3.3.7 - P Mapping 3.3.8 - P Flood Plain Policy 3.3.9 - P Stormwater Management Erosion Control 3.3.10 - P General 3.3.11 - 5 YRS. AFTER Studies WORK IS COMPLETE 3.3.12 - P Maintenance Waterfront General 3.3.13 - P General 3.3.14 - P Boating Studies 3.3.15 - P Etobicoke Sector 3.3.16 - P City of Toronto 3.3.17 - P Scarborough Sector 3.3.18 - P Pickering /Ajax /Durham 3.3.19 - 3 Resource Planning - Tommy Thompson Park 3.3.20 - 3 Water /Discharge Studies 3.3.21 - 3 Policy 3.3.22 - 5 Resource Management Strategies 3.3.23 - 3 Resource Planning 3.3.24 - P Mississauga 3.3.25 - P Landfilling 3.3.26 - P Watershed Management C55 FINANCE AND ADMINISTRATION ADVISORY BOARD #5/94 - NOVEMBER 4, 1994 CATEGORY 3 - CENTRAL FILING SYSTEM cont'd 3.4 Resource Management - Water Resources Retention Code 3.4.1 - P 3.4.1 - P 3.4.1 - P 3.4.2 - 5 3.4.3 - 1 + CY 3.4.4 - 5 3.4.5 - 10 3.4.6 - 5 3.4.6 - 5 3.4.7 - 10 3.4.8 - P 3.4.9 - P 3.4.10 - 10 3.4.10 - 10 3.4.10 - 10 3.4.10 - 10 3.4.10 - 10 Study 3.4.10 - 5 Design 3.4.10 - 10 Reports 3.4.11 - P 3.4.12 - 10 3.4.13 - 10 3.4.14 - P 3.4.15 - P 3.4.16 - P 3.4.17 - P 3.4.18 - P 3.4.19 - P 3.4.20 - P 3.4.21 - P 3.4.22 - P 3.4.23 - P 3.4.24 - P 3.4.25 - P 3.4.26 - 5 3.4.27 - 10 3.4.28 - P 3.4.29 - 5 3.4.30 - 10 3.4.30 - 5 + CY Record Series Name Administration General General - Contracts & Agreements General - Miscellaneous Budget Project Files Personnel /Staff Development MNR & Other Agencies - Policy /Reports Presentations /Public Meetings/Workshops Presentations /Public Meetings/Workshops G.I.S. MTRCA Jurisdiction Environmental Policies /Acts /By -laws Oak Ridges Moraine Environmental Research, Studies & Planning Environmental Research, Studies & Planning Environmental Research, Studies & Planning Environmental Research, Studies & Planning Environmental Research, Studies & Planning Internal External Environmental Research, Studies & Planning Environmental Research, Studies & Planning ESA Study Vegetation Management Plan Review Proiects /Programs General Reforestation Tree & Shrub Program Sediment Control Riparian Habitat Fisheries Management Wildlife Management MTRCA Properties Management Hydroseeding - Hazard Tree Removal Nursery Subwatershed Planning Special Projects Watershed Strategy & Implementation ESAs Program Development Waterfront Waterfront - Tommy Thompson Park - General - Rehabilitation Studies - Stormwater Quality - ACAO Class E.A. - Construction Practices - Natural Channel - Environmental Study NOVEMBER 4, 1994 - FINANCE AND ADMINISTRATION ADVISORY BOARD #5/94 C56 CATEGORY 3 - CENTRAL FILING SYSTEM cont'd 3.10 Field Operations Retention Code Record Series Name 3.10.1 - 5 Administration 3.10.2 - 5 Authority Regulations 3.10.3 - 2 Personnel Administrations 3.10.4 - 3 Employment Programs 3.10.5 - 5 Staff Training Programs 3.10.6 - 2 Budgets 3.10.7 - 5 Charitable Programs 3.10.9 - 3 Staff & Committee Meetings 3.10.10 - 2 Concession Operations 3.10.11 - 5 Enforcement Administration 3.10.12 - 5 Safety Administration 3.10.13 - P Safety Officer's Reports 3.10.14 - 5 Resource Management 3.10.15 - 5 Recreation Programs 3.10.16 - 3 Conservation Areas & Properties 3.10.17 - 5 General Planning 3.10.18 - 5 Education Administration 3.10.19 - 5 Field Centre Programs 3.10.20 - 5 Kortright Programs 3.10.21 - P Site Plans 3.10.22 - P Violations"' 3.12 Planning & Development - Field Operations Retention Code Record Series Name 3.12.1 - 5 3.12.1 - 5 3.12.1 - P 3.12.2 - 3 -5 3.12.2 - 5 -10 3.12.2 - P 3.12.2 - 5 3.12.2 - 5 3.12.2 - 3 or 3 -5 Development Projects - General Development Projects - Current Project Development Projects - Completed Projects Planning & Development - Concept Plans Planning & Development - Current Master Plans Planning & Development - Completed Plans Planning & Development - General Planning & Development - Recreation Strategy Economic Analysis Planning & Development - Recreation Strategy 10 Year Inventory *4 Contains Confidential Information C57 FINANCE AND ADMINISTRATION ADVISORY BOARD #5/94 - NOVEMBER 4, 1994 CATEGORY 3 - CENTRAL FILING SYSTEM cont'd 3.13 Communications - CAO's Office Retention Code Record Series Name 3.13.1 - 3 Administrative 3.13.2 - 3 Advertising & Promotion 3.13.3 - 3 -20 Agreements" 3.13.4 - 5 Authority Brochures & Publications 3.13.5 - 5 Board Meetings /Related Materials 3.13.6 - 3 Budgets 3.13.7 - 5 Committee (Sub - Committee) Meetings/Related Materials 3.13.8 - 5 Conservation Areas 3.13.9 - 5 Conservation Field Centres 3.13.10 - 5 Exhibits 3.13.11 - 5 Films 3.13.12 - P Foundation 3.13.12 - 5 Foundation - Current Projects 3.13.12 - P Foundation - Completed Projects 3.13.12 - 3 Foundation - General Correspondence 3.13.13 - 5 Grant Applications 3.13.14 - P Joint Planning Committee 3.13.15 - 5 Marketing Plans 3.13.16 - 5 MTRCA General 3.13.17 - 3 Newspapers & Magazines 3.13.18 - P Official Openings 3.13.19 - 3 Personnel Files 3.13.20 - 3 Radio & TV Stations 3.13.21 - P Special Functions 3.13.22 - 5 Travel Trade 3.13.23 - 5 Studies 3.13.24 - 5 Conservation Centres 3.13.25 - P Policies 3.13.25 - P Policies - Government Studies 3.13.26 - 5 Membership *6 Should be kept for the Duration of the Agreement, plus 3 Additional Years. NOVEMBER 4, 1994 - FINANCE AND ADMINISTRATION ADVISORY BOARD #5/94 C58 CATEGORY 5 - FOUNDATION 5.1 Foundation Retention Code Record Series Name 5.1.2 - 10 Financial 5.1 .3 - 10 Legal 5.1.4 - 3 General 5.1.5 - 3 Kortright Centre 5.1.6 - 3 Black Creek Pioneer Village 5.1.7 - 3 B. Harper Conservation Fellowship Award 5.1.8 - P Personnel 5.1.9 - 3 Conservation Authority 5.1.10 - 3 Canadian National Sportsman's Fund 5.1 .1 1 - 3 Conservation Areas 5.1.12 - 3 Trees C59 FINANCE AND ADMINISTRATION ADVISORY BOARD #5/94 - NOVEMBER 4, 1994 SECTION II - ITEMS FOR EXECUTIVE CONSIDERATION 3. UPDATE OF PERSONNEL POLICY - Employee Conduct KEY ISSUE The personnel policy on employee conduct requires updating. The existing version is silent on the issue of proper care of funds, goods and products with which the employee is entrusted. Res. #F31/94 Moved by: Seconded by: Patrick Abtan Jim Witty THE BOARD RECOMMENDS TO THE EXECUTIVE COMMITTEE THAT the personnel policy on Conduct be updated to include the statement "that Authority employees shall honour their position of trust in the proper care of the Authority funds, goods, products and other assets ". CARRIED BACKGROUND Although our policy on employee conduct is fairly comprehensive, it neglects to specify directly that employees handling Authority funds and goods are in a special position of trust that must be honoured. Improper care of funds and goods has not been a serious problem at the Authority. Our auditing and inventory control systems are effective. When problems arise, such as using goods for personal use or petty theft, the situations are dealt with quickly and appropriately. The personnel policy on Conduct is used as an orientation tool by supervisors. The proposed policy update will make the policy more effective and ensure that employees understand their obligations from the date of hire. SECTION IV - ITEMS FOR THE INFORMATION OF THE BOARD 4. ACCOUNTS RECEIVABLE STATUS REPORT - October 25, 1994 KEY ISSUE Staff report on accounts receivable as of October 25, 1994. Res. #F32/94 Moved by: Seconded by: Brian Harrison Jim Witty THAT the report on accounts receivable of the Authority as of October 25, 1994, be received. NOVEMBER 4, 1994 - FINANCE AND ADMINISTRATION ADVISORY BOARD #5/94 C60 SECTION IV - ITEMS FOR THE INFORMATION OF THE BOARD 4. ACCOUNTS RECEIVABLE STATUS REPORT (CONTD.) - October 25, 1994 AMENDMENT Moved by: Brian Harrison Res. #F33/94 Seconded by: Jim Witty THAT the Chairs and the senior administrators of the Metro area school boards that use Authority facilities be informed in writing of the Authority's Accounts Receivable Policy. THE AMENDMENT WAS CARRIED THE MAIN MOTION, AS AMENDED, WAS CARRIED BACKGROUND At its meeting #3/91 the Board requested that for each of its meetings staff report on the status of the Authority's receivables. ANALYSIS The schedule below summarizes the status of receivables, including aging and classification. The schedule excludes $2,107 in accumulated interest arrears on invoices outstanding for more than 30 days. ACCOUNTS RECEIVABLE AGING, BY CATEGORY (Excluding Municipal Levy and MNR Grant) As of October 25, 1994 Receivables are up 60% since the last report, dated September 4, 1994. At that time, receivables from schools and school boards amounted to only $51,070, indicative of the relatively low number of bookings with schools over the summer months. On October 25, 1994, receivables from schools and school boards amounted to $316,468, reflecting increased business with schools with the start of a new year. CURRENT 31 TO 60 DAYS 61 TO 90 DAYS 90 PLUS DAYS TOTAL % SCHOOLS AND SCHOOL BOARDS 309,918 2,430 0 4,120 316,468 67.9 GOVERNMENT 74,462 12,217 7,764 366 94,809 20.3 CORPORATE, INDIVIDUAL AND COMMUNITY GROUPS 20,243 16,415 1,965 16,039 54,662 11.8 TOTAL 404,623 31,062 9,729 20,525 465,939 100.0 % OF TOTAL 86.8 6.7 2.1 4.4 100.0 Receivables are up 60% since the last report, dated September 4, 1994. At that time, receivables from schools and school boards amounted to only $51,070, indicative of the relatively low number of bookings with schools over the summer months. On October 25, 1994, receivables from schools and school boards amounted to $316,468, reflecting increased business with schools with the start of a new year. C61 FINANCE AND ADMINISTRATION ADVISORY BOARD #5/94 - NOVEMBER 4, 1994 SECTION IV - ITEMS FOR THE INFORMATION OF THE BOARD 4. ACCOUNTS RECEIVABLE STATUS REPORT (CONTD.) - October 25, 1994 Receivable balances as reported on each of the previous reports to the Board are presented below: DATE Total $ 90 -Plus S October 25/94 465,939 20,525 September 4/94 290,913 23,061 June 12/94 476,882 137,440 April 24/94 387,596 43,375 December 31/93 858,375 67,813 October 3/93 431,385 75,215 May 30/93 429,864 59,207 February 07/93 277,844 58,454 December 31/92 816,609 89,378 November 1/92 630,868 58,622 September 20/92 501,784 141,929 July 26/92 371,826 126,124 May 24/91 526,831 171,845 February 9/92 750,801 125,183 November 15/91 1,030,971 274,131 August 25/91 713,007 177,335 June 30/91 720,531 195,593 NOVEMBER 4, 1994 - FINANCE AND ADMINISTRATION ADVISORY BOARD #5/94 C62 SECTION IV - ITEMS FOR THE INFORMATION OF THE BOARD 4. ACCOUNTS RECEIVABLE STATUS REPORT (CONTD.) - October 25, 1994 The list below itemizes accounts greater than $ 1,000 included in the 90 day plus category. CLIENT NAME AMOUNT $ ARREARS INTEREST $ AGE (DAYS) Green Diamond Day Camp 2,500.00 115.19 98 City of Toronto Board of Education 1,090.00 84.24 168 Vito Pacifico 1,245.00 96.23 161 Solar Energy Society of Canada 8,598.58 392.77 98 TOTAL 13,433.58 687.43 All items on the above list are deemed collectable. TERMINATION ON MOTION, the meeting terminated at 9:45 a.m., November 4, 1994. Richard O'Brien J. Crain Mather Chair Secretary- Treasurer /bb. c. Working Together for Tomorrow's Greenspace the metropolitan toronto and region conservation authority minutes C63 JANUARY 13, 1995 FINANCE AND ADMINISTRATION ADVISORY BOARD #6/94 The Finance and Administration Advisory Board met in the Humber Room, Head Office, 5 Shoreham Drive, Downsview. The Chair, Richard O'Brien, called the meeting to order at 8:30 a.m. PRESENT, Chair Richard O'Brien Members Raymond Cho Brian Harrison Eldred King ABSENT Members Patrick Abtan Frank McKechnie Peter Oyler Jim Witty MINUTES, Res. #F34/94 Moved by: Seconded by: THAT the Minutes of Meeting #5194 be approved. DISCLOSURE OF INTEREST Raymond Cho Eldred King CARRIED Raymond Cho, presently on leave of absence from the Toronto Board of Education, declared a conflict with respect to item 3, Accounts Receivable Status Report, and did not participate in discussion or vote on this matter. C64 JANUARY 13, 1995 - FINANCE AND ADMINISTRATION ADVISORY BOARD #6/94 SECTION I - ITEMS FOR AUTHORITY CONSIDERATION 1. AUDITOR SERVICES PROPOSAL KEY ISSUE The Finance and Administration Advisory Board, on November 4, 1994, approved Resolution #F29/94 which asks staff to report at the January 13, 1995 meeting on the appointment of auditors statutory resolutions. Res. #F35/94 Moved by: Seconded by: Brian Harrison Eldred King THE BOARD RECOMMENDS TO THE AUTHORITY THAT there be a call for proposals for audit services for the 1995 to 1999 fiscal years; AND FURTHER THAT staff is to bring forward a recommendation for appointment of auditors to the Authority, no later than July 28, 1995. CARRIED BACKGROUND Section 38(1) of the Conservation Authorities Act states: "Every authority shall cause its accounts and transactions to be audited annually by a person licensed under the Public Accountancy Act." The Authority has approved the appointment of Ernst & Young as auditors of the Authority since 1957. At its meeting of November 1994, the Finance and Administration Board asked that staff give consideration to a proposal call for appointment of auditors. Such a proposal call would be done in conformity with the Authority's purchasing policies and procedures. ANALYSIS In previous years, Authority staff and the Board have given consideration to the need for a proposal call for the appointment of auditors. The Authority has enjoyed a long and successful relationship with the firm of Ernst & Young. The quality and timeliness of their work has been excellent. They have responded well to the Authority's need for clarification in a number of situations. The cost of audit services has remained virtually unchanged in recent years: 1990 - $49,024; 1991 - $48,009; 1992 - $47,999; and, 1993 - $47,536. As a public agency, the Authority ensures that as many qualified organizations as possible have an opportunity to bid for the work of the Authority. Balanced against this need for fairness and equity, is the need to recognize that the process of seeking competitive proposals is a time consuming one, which may not produce significant economic benefits to the Authority. Given that the Authority has been more than satisfied with the work of Ernst & Young, and that a detailed proposal has significant staff and advertising costs, the value added to such an exercise must be considered very carefully. FINANCE AND ADMINISTRATION ADVISORY BOARD 66/94 - JANUARY 13, 1995 C65 SECTION I - ITEMS FOR AUTHORITY CONSIDERATION 1. AUDITOR SERVICES PROPOSAL On the whole, it would appear prudent that the Authority should conduct a public proposal call. Such a proposal call will include, as a condition, that the successful candidate will be appointed as auditor for a minimum of five years, subject to satisfactory performance. The Authority's financial activities are such that a new firm being retained by the Authority will require a significant orientation with attendant higher than usual costs in staff time and support. It is important that there be continuity, which staff believe can be achieved by making the appointment-a minimum of five years. FINANCIAL IMPLICATIONS It is difficult to estimate the staff time involved in conducting this proposal call. It is estimated that some $5,000 to $10,000 in staff time will be required. We anticipate that it will be necessary to conduct a proponents meeting to which would be invited all interested individuals and organizations. Depending on the response to the proposal call, it may be necessary to reduce the proponents to a short list which would be submitted to the Finance and Administration Advisory Board and the Executive Committee for approval, prior to a final call for detailed proposals from those firms selected on the short list. Analysis of the proposals and submission of a final recommendation should be made to the June 23, 1995 meeting of the Finance and Administration Advisory Board, for submission to the Authority on July 28, 1995. This timing is necessary to ensure that appointment can be made and the audit team is in place in the fall of 1995. We estimate advertising costs in the range of $2,000 to $3,000. SECTION II - ITEMS FOR EXECUTIVE COMMITTEE CONSIDERATION 2. PERSONNEL POLICY CHANGES - Lay -off and Termination of Employment KEY ISSUE Staff recommend changes to the Authority's personnel polices relating to lay -off and termination of employment. Res. #F36/94 Moved by: Seconded by: Brian Harrison Eldred King THE BOARD RECOMMENDS TO THE EXECUTIVE COMMITTEE THAT the following amendments to personnel policies be approved: (a) The introduction of Personnel Policy #10 entitled Lay -Off; C66 JANUARY 13, 1995 - FINANCE AND ADMINISTRATION ADVISORY BOARD #6194 SECTION 11 - ITEMS FOR EXECUTIVE COMMITTEE CONSIDERATION 2. PERSONNEL POLICY CHANGES (CONTD.) -Lay -off and Termination of Employment (b) And that Personnel Policy #11, Termination of Employment, be amended to include Section (D) Termination with Proper Notice. CARRIED BACKGROUND Recent review of the Authority's personnel policies indicates that some changes are required. These changes are noted under the following sub - headings. LAY -OFF POLICY In 1994, the Authority was required to make a number of full -time lay -offs because of the provincial government's economic restraint legislation. Given the number of full time lay -offs that the Authority encountered, a formal lay -off policy is required. The foregoing recommendation would implement a new policy which will provide a clear description of the definition for lay -off of all staff. The policy would be as follows. HIRING /EMPLOYMENT STATUS 10. LAY OFF a) TEMPORARY LAY -OFF A temporary lay -off is an interruption in the employees employment of thirteen weeks or less. Temporary lay -off may be extended to a maximum of thirty -five weeks, with the permission of the Employment Standards Branch and provided the Authority continues the health -care benefits to which the employee is entitled. Employees should be given as much notice as possible prior to a lay -off. b) PERMANENT LAY -OFF A lay -off of more than thirty five weeks must be treated as a Termination of Employment in accordance with policy 11 (d). TERMINATION POLICY As a result of the recent downsizing, Authority staff have encountered some confusion associated with the distinction between severance pay and termination pay. Accordingly, the existing termination policy requires additions to ensure that the Authority's obligations are clearly understood. The amended termination policy is as follows. FINANCE AND ADMINISTRATION ADVISORY BOARD #6/94 - JANUARY 13, 1995 C67 SECTION 1I - ITEMS FOR EXECUTIVE COMMITTEE CONSIDERATION 2. PERSONNEL POUCY CHANGES (CONTD.) - Lay -off and Termination of Employment 11. TERMINATION OF EMPLOYMENT The Authority shall pay to the employee any payments to which the employee is entitled upon ceasing employment as a result of: (a) DEATH Such payments shall be made to the employee's estate or beneficiary; (b) RESIGNATION Employees must give at least two weeks notice of their resignation from the Authority; (c) RETIREMENT The normal retirement date shall be at the first of the month following the employee's 65th birthday unless the Executive Committee authorizes the employee to continue in the same position for a specific period; (d) TERMINATION Employment may be terminated at any time with proper notice and in accordance with the provisions of The Employment Standards Act. • if the employee has worked for the Authority for three months or more the Employee must given one week of Notice of Termination for each year of service to a maximum of eight weeks; • Notice of Termination must be in writing gr an equivalent amount of salary must be paid in lieu of written notice; • if the employee has worked for the Authority for five years or more the employee is entitled to severance pay in addition to Notice of Termination; • severance pay is equal to one week's salary for each year of service to a maximum of 26 weeks. For less- than -full time employees, the amount of severance will be pro- rated. C68 JANUARY 13, 1995 - FINANCE AND ADMINISTRATION ADVISORY BOARD 16/94 SECTION IV - ITEMS FOR THE INFORMATION OF THE BOARD 3. ACCOUNTS RECEIVABLE STATUS REPORT - December 30, 1994 KEY ISSUE Staff report on accounts receivable as of December 30, 1994. Res. #F37/94 Moved by: Seconded by: Brian Harrison Eldred King THAT the report on accounts receivable of the Authority as of December 30, 1994, be received. CARRIED BACKGROUND At its meeting #3/91, the Board requested that for each of its meetings staff report on the status of the Authority's receivables. ANALYSIS The schedule below summarizes the status of receivables, including aging and classification. The schedule excludes $ 1,726 in accumulated interest arrears on invoices outstanding for more than 30 days. ACCOUNTS RECEIVABLE AGING, BY CATEGORY (Excluding Municipal Levy and MNR Grant) As of December 30, 1994 Consistent for this time of year, total receivables are higher than at any other time and will increase when the year's final invoices are processed. Included in the school board receivables are amounts due under special funding agreements and for seconded teachers, which total approximately $300,000. The 90 -day plus category ($5,753) is at the lowest level it has been in many years. Items in excess of $1,000 are deemed collectable. CURRENT 31 TO 60 DAYS $ 61 TO 90 DAYS $ 90 PLUS DAYS $ TOTAL $ Schools and School Boards 502,246 43,451 7,874 3,599 557,170 75.2 Govemment 111,435 5,561 1,193 291 118,480 16.0 Corporate, Individual and Community Groups 29,170 32,830 1,544 1,863 65,407 8.8 TOTAL 642,851 81,842 10,611 5,753 741,057 100.0 % OF TOTAL 86.7 11.0 1.4 0.8 100.0 Consistent for this time of year, total receivables are higher than at any other time and will increase when the year's final invoices are processed. Included in the school board receivables are amounts due under special funding agreements and for seconded teachers, which total approximately $300,000. The 90 -day plus category ($5,753) is at the lowest level it has been in many years. Items in excess of $1,000 are deemed collectable. FINANCE AND ADMINISTRATION ADVISORY BOARD #6194 - JANUARY 13, 1995 C69 SECTION IV - ITEMS FQR THE INFORMATION OF THE BOARD 3. ACCOUNTS RECEIVABLE STATUS REPORT (CONTD.) - December 30, 1994 Receivable balances as reported on each of the previous reports to the Board are presented below: DATE Total $ 90 -Plus $ December 30/94 741,057 5,753 October 25/94 465,939 20,525 September 4/94 290,913 23,061 June 12/94 476,882 137,440 April 24/94 387,596 43,375 December 31/93 858,375 67,813 October 3/93 431,385 75,215 May 30/93 429,864 59,207 February 07/93 277,844 58,454 December 31/92 816,609 89,378 November 1/92 630,868 58,622 September 20/92 501,784 141,929 July 26/92 371,826 126,124 May 24/91 526,831 171,845 February 9/92 750,801 125,183 November 15/91 1,030,971 274,131 August 25/91 713,007 177,335 June 30/91 720,531 195,593 The list below itemizes accounts greater than $ 1,000 included in the 90 day plus category. CLIENT NAME AMOUNT ARREARS INTEREST AGE (DAYS) Toronto French School $2,392.52 $109.29 96 City of Toronto Board of Education $1,090.00 5119.73 236 TOTAL $3,482.52 $229.02 All items on the above list are deemed collectable. C70 JANUARY 13, 1995 - FINANCE AND ADMINISTRATION ADVISORY BOARD #6194 SECTION IV - ITEMS FOR THE INFORMATION OF THE BOARD 4. PURCHASE AND /OR SALE OF PROPERTY FROM PUBUC BODY TO PUBUC BODY KEY ISSUE Request from members of the Authority for a report to the Finance and Administration Advisory Board on the issue of the purchase and /or sale of property from public body to public body. Res. #F38/94 Moved by: Seconded by: Eldred King Brian Harrison THAT the staff report dated 1995.01.12 on the purchase and /or sale of property from public body to public body be received. AMENDMENT Moved by: Eldred King Res. #39/94 Seconded by: Brian Harrison THAT the report on purchase and /or sale of property from public body to public body be forwarded to the Authority for information. THE AMENDMENT WAS CARRIED THE MAIN MOTION, AS AMENDED, WAS CARRIED BACKGROUND A report on this matter was requested at Authority meeting #9/94, at which time a summary of Authority acquisition and sale activities during 1994 was being presented. LANDS BEING ACQUIRED The Interim Greenspace Protection and Acquisition Project 1993 - 1995 is one component of the Authority's effort to ensure the future of greenspace resources. The current approved Greenspace Acquisition Project, as in the case of all previous acquisition projects since the Authority's inception, includes provision for the Authority to acquire Municipal lands, at a nominal cost, when they are located within the boundary of approved Authority acquisition projects ". Accordingly, the Authority is generally able to acquire municipal owned lands within Authority projects at nominal consideration. While the Authority has in the past been relatively successful in obtaining lands required from other public bodies at very low or nominal cost, each parcel, as in the instance of acquisitions from the private sector, is required to be dealt with on a parcel to parcel basis. FINANCE AND ADMINISTRATION ADVISORY BOARD #6194 - JANUARY 13, 1995 C71 SECTION IV - ITEMS FOR THE INFORMATION OF THE BOARD 4. PURCHASE AND /OR SALE OF PROPERTY FROM PUBUC BODY TO PUBUC BODY (CONTD.) LANDS BEING SOLD In dealing with the disposition of Authority lands to public bodies, the Authority is required to comply with the provisions of Section 21(c) of the Conservation Authorities Act and the policies contained in the Policy and Procedures Manual for Conservation Authorities, prepared by the Ministry of Natural Resources. The provincial policies include the requirements for the sale of all lands, including sales to public bodies to be at market value, and the approval of the Lieutenant - Govemor in Council to be obtained. In instances of dealings with minor road widenings and other minor servicing requirements for municipalities who have conveyed lands to the Authority at nominal consideration, the Authority has been successful in convincing the Province of Ontario that it is in the best interest of the Authority to waive the market value requirement and convey lands at nominal consideration. TERMINATION ON MOTION, the meeting terminated at 8:55 a.m., January 13, 1995. Richard O'Brien J. Craig Mather Chair Secretary- Treasurer /bb. c. Working Together for Tomorrow's Greenspace Pr the metropolitan toronto and region conservation authority minutes C72 FEBRUARY 10, 1995 FINANCE AND ADMINISTRATION ADVISORY BOARD #7/94 The Finance and Administration Advisory Board and the Executive Committee met jointly in the Humber Room, Head Office, 5 Shoreham Drive, Downsview. The Chair, Richard O'Brien, called the meeting to order at 9:35 a.m. PRESENT Chair Richard O'Brien Present Raymond Cho Lois Griffin Brian Harrison Lorna Jackson Paul Palleschi Jim catty ABSENT Members Patrick Abtan Eldred King Frank McKechnie Peter Oyler Chair of the Authority William Granger COMMITTEE OF THE WHOLE Res. #E222/94 Res. #F40/94 Moved by: Seconded by: Jim Witty Richard O'Brien THAT the meeting move into closed session to discuss the Authority's response to The Municipality of Metropolitan Toronto's request to review the implications of a five percent reduction of municipal levy. CARRIED The meeting rose from closed session. The Finance and Administration Advisory Board adjourned. TERMINATION ON MOTION, the meeting terminated at 11:10 a.m., February 10, 1995. Richard O'Brien J. Crain Mather Chair Secretary- Treasurer /bb.