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HomeMy WebLinkAboutBudget/Audit Advisory Board 2011 khk 01FTHE TORONTO AND REGION CONSERVATION AUTHORITY MEETING OF THE BUDGET/AUDIT ADVISORY BOARD #1/11 April 8, 2011 The Budget/Audit Advisory Board Meeting #1/11, was held in the Victoria Room, Black Creek Pioneer Village, on Friday, April 8, 2011. The Chair David Barrow, called the meeting to order at 11:25 a.m. PRESENT At Start of Meeting in Progress At End of Meeting When Arrived Meeting Maria Augimeri Yes Yes Member David Barrow Yes Yes Member Bob Callahan Yes Yes Member Dave Ryan Yes Yes Member ABSENT Gerri Lynn O'Connor Chair RES.#C1/11 - ELECTION OF CHAIR Moved by: Maria Augimeri Seconded by: Dave Ryan THAT David Barrow be elected as Chair for Budget/Audit Adivsory Board Meeting #1/11, held on April 8, 2011. CARRIED RES.#C2/11 - MINUTES Moved by: Maria Augimeri Seconded by: Dave Ryan THAT the Minutes of Meeting #1/10, held on April 9, 2010, respectively, be approved. CARRIED 1 RES.#C3/11 - MINUTES Moved by: Davy Ryan Seconded by: Maria Augimeri THAT the Minutes of Meeting #2/10, held on September 10, 2010, respectively, be received. CARRIED PRESENTATIONS (a) A presentation by Jim Dillane, Director, Finance and Business Services, TRCA, in regard to item BAAB7.1 - 2011 Operating and Capital Budget.. RES.#C4/11 - PRESENTATIONS Moved by: Maria Augimeri Seconded by: Dave Ryan THAT above-noted presentation (a) be heard and received. CARRIED SECTION I - ITEMS FOR AUTHORITY ACTION RES.#C5/11 - 2011 OPERATING AND CAPITAL BUDGET 2011 Operating and Capital Budget is recommended for approval. Moved by: Maria Augimeri Seconded by: Dave Ryan THE BOARD RECOMMENDS TO THE AUTHORITY THAT WHEREAS the Conservation Authorities Act (CA Act) provides that a conservation authority, in establishing its annual levy, shall have the power to determine the proportion of total benefit of any project afforded to all participating municipalities that is afforded to each of them; THEREFORE LET IT BE RESOLVED THAT, subject to such regulations under the Conservation Authorities Act as may be approved by the Lieutenant-Governor-in-Council: (i) all participating municipalities be designated as benefiting for all projects included in the 2011 Operating Budget; 2 (ii) Toronto and Region Conservation Authority's (TRCA) share of the cost of the programs included in the 2011 Operating Budget shall be raised from all participating municipalities as part of the General Levy; (iii) the 2011 General Levy be apportioned to the participating municipalities in the proportion that the modified current value assessment of the whole is under the jurisdiction of TRCA, unless otherwise provided in the levy or a project; (iv) the appropriate TRCA officials be directed to advise the participating municipalities, pursuant to the Conservation Authorities Act and the regulations made thereunder, and to levy the said municipalities the amount of the Total General Levy set forth in the 2011 Operating Budget, including property tax adjustments and non-Current Value Assessment (CVA) levy, and to levy the said municipalities the amount of the Capital Levy set forth in the 2011 Capital Budget and in the approved projects of TRCA; THAT, subject to finalization of the participating municipalities' apportioned levy amounts, the 2011 Operating and Capital Budget, and all projects therein, be adopted; THAT staff be authorized to amend the 2011 Operating and Capital Budget to reflect actual 2011 provincial grant allocations in order to determine the amount of matching levy governed by regulation; THAT, except where statutory or regulatory requirements provide otherwise, staff be authorized to enter into agreements with private sector organizations, non-governmental organizations or government agencies for the undertaking of projects which are of benefit to TRCA and funded by the sponsoring organization or agency; THAT the cost of property taxes imposed by municipalities on conservation lands owned by TRCA be charged as additional levy to the respective participating municipalities; THAT, as required by Ontario Regulations 139/96 and 231/97, this recommendation and the accompanying budget documents, including the schedule of matching and non-matching levies, be approved by recorded vote; AND FURTHER THAT authorized TRCA officials be directed to take such action as may be necessary to implement the foregoing, including obtaining needed approvals and the signing and execution of documents. CARRIED RATIONALE Enclosed is the draft 2011 Budget, Operating and Capital. Staff is still "fine tuning"the budget which may result in minor variation in the numbers after the meeting of the Budget/Audit Advisory Board scheduled to be held on April 8, 2011. This will not materially affect the municipal levy numbers as presented to the funding partners. The budget in final form will be presented to the Authority at its meeting scheduled to be held on Friday, April 29, 2011. 3 Municipal Approval Status As the members are aware, staff prepare preliminary estimates in the summer and fall of each year for submission to TRCA's municipal funding partners. Staff meet with municipal staff as required by the budget processes and budget schedules followed by each major participating municipality. Presentations are made to municipal finance staff and the committees and councils of the funding partners as required. In the case of Peel Region, TRCA works closely with staff at Credit Valley and Halton conservation authorities to align budget information and requirements. A similar process occurs with York Region where TRCA works closely with the Lake Simcoe Region Conservation Authority. In Durham Region, the process is more complicated because five conservation authorities work to align budgets and financial submissions to meet the Region of Durham budget requirements. TRCA's submissions to the City of Toronto for capital and operating levy are reviewed with senior Corporate Finance and Toronto Water staff. The 2011 Preliminary Estimates were approved by the Authority in September, 2010, as the basis for submissions to TRCA's municipal funding partners. The funding identified in the apportionment of the levy reflects the amounts that the municipal funding partners have approved in their 2011 budgets for capital and operating. The following summarizes the status of the discussions and submissions as of April 1, 2011: City of Toronto The capital and operating funding included in the TRCA budget has been approved by City Council. Regional Municipality of Peel The capital and operating funding included in the TRCA budget has been approved by Regional Council. Regional Municipality of York The capital and operating funding included in the TRCA budget has been approved by Regional Council. Regional Municipality of Durham The capital and operating funding included in the TRCA budget has been approved by Regional Council. Township of Adjala-Tosorontio The Township has been advised of TRCA's levy request. Approval of the TRCA levy is anticipated. Town of Mono The Town has been advised of TRCA's levy request. Approval of the TRCA levy is anticipated. MNR Transfer Payments The provincial funding which is matched with levy has not been confirmed but is unlikely to change in any material way. 4 Provincial Legislation By regulation, TRCA has provided 30 days written notice to its member municipalities of the date of the meeting at which the Authority will approve the municipal levy. At the April 29, 2011, Authority meeting, a recorded vote on the budget recommendation including the non-matching municipal levy is required. The weighted voting procedure prescribed by regulation will be used if necessary. Operating Budget - Overview of Key Issues Salary/Wage Adjustment The largest segment of the operating budget is salaries, wages and benefits, about 73% of gross operating expenditures. The Authority was advised in September, 2010, when the preliminary estimates were considered that staff was considering no cost of living adjustment (COLA) in 2011. In 2010, staff received a 2% COLA adjustment. Members will recall the difficult decision to have no COLA increase in 2009. In effect, TRCA salary and wage adjustments over the period 2009, 2010 and 2011 will total 2%. The impact of this is that TRCA salaries are beginning to fall behind its municipal and provincial comparators. In 2012, staff anticipate a salary/wage (COLA) increase will be required. Provincial budget measures in 2010 required some public agencies to "freeze" salaries and wages for two years. Conservation authorities have been advised that they are not covered by the proposed legislation. Although exempt from the legislation, staff believes that having no COLA adjustment in two out of three years meets the spirit if not the regulatory requirements of the provincial initiative. TRCA receives only $846,000 in provincial transfer payments. Staffing In terms of the operating budget, the number of full time equivalent positions (FTE's) will increase by 13.1: • Parks and Culture: net gain of 3.2 positions fully funded by revenues from operations (reopening of Petticoat Creek pool; addition of Glen Rouge campground; reductions at Black Creek Pioneer Village (BCPV); support for wedding program at Kortright Centre. • Planning and Development Services: net gain of 5.1 positions fully funded by operating revenues (planning positions relating to additional environmental assessment and municipal environmental servicing plan work). • Finance and Business Services: net gain of 0.8 positions (0.75 reduction due to retirements and 1.7 increase with addition of office/accounting support staff). • Restoration Services: net reduction of 0.6 positions (addition of 0.2 for planting staff and reduction of 0.8 for maternity leave). • Ecology: net gain of 0.5 positions (return of 2010 maternity leave). • Watershed Management: net gain of 1.2 positions (primarily, additional program staff for The Living City Campus at Kortright, funded by new program revenue). • CAO/Human Resources/Communications: net gain of 2.9 positions fully funded by new grant (addition of 2.5 positions for the Professional Access and Integration Enhancement program full funded by provincial grant). 5 Expenditures/Operating Revenues The 2011 operating budget has expenditures of $1.1 million more than 2010, an increase of 3.3%, and additional revenues of$0.96 million, a 4.3% increase. Increases in staffing are funded almost entirely by new program revenue. Major areas of non-salary/wage expenditure include additional leasing costs at Downsview Park and Earth Rangers, property taxes, insurance, energy and fuel. The Conservation Foundation of Greater Toronto In the preliminary estimates, staff reported that although The Conservation Foundation of Greater Toronto (CFGT) continues to enjoy success in attracting funding and donations for many capital projects, the portion of funding targeted to TRCA for unrestricted use in 2010 was not achieved, due in part to the downturn in the economy. In 2011, the proposed target has been eliminated. CFGT and TRCA staff have reviewed this and believe that because past targets for unrestricted funding were not achieved, TRCA should not include this in its revenue projections. CFGT will still have targets for unrestricted funding for TRCA but to be prudent in the 2011 operating budget, these funds are not identified and if achieved will be used to help reduce the TRCA cumulative deficit. Deficit Management The 2010 audited financial statements will not be available until the June meeting of the board. The projected cumulative deficit for the end of 2010 is anticipated to be in the range of$2.5 million, a decrease of about$360,000 from end of 2009. The decrease in the deficit at the end of 2010 relates to higher than estimated development services revenues, expenditure constraint and receipt of some unanticipated, non-recurring revenues within the capital accounts. Of the projected cumulative deficit totalling $2.5 million, about $110,000 relates to the remaining financing of the Restoration Services Centre (RSC) and approximately $253,000 for the construction of the new Petticoat Creek pool. The RSC debt will be repaid in 2011 and the Petticoat Creek pool amount over the next several years. In 2011, there is provision for a$300,000 surplus within the capital accounts as a result of an opportunity to use land sale proceeds, as was done in 2010, also generating about$300,000 in revenues. Staff is recommending the$300,000 surplus in land sale proceeds be applied to the deficit. The 2011 operating budget, as recommended, is a balanced budget. Municipal Funding Arrangements Each of TRCA's participating municipalities has its own unique budget requirements and annual budgetary pressures. TRCA has always endeavoured to meet the individual participating municipality requirements within the context of the CA Act and TRCA's budgetary needs. In recent years, it has become apparent that TRCA can no longer do this without changing its funding arrangements. TRCA directed staff to request an average 2% increase in the 2011 general levy from its participating municipalities. The City of Toronto, after considerable negotiation agreed to a 2011 levy which is effectively flat lined at the 2010 level. The Region of York in 2011 approved for both TRCA and LSRCA an increase of 4.5%for "total funding to conservation authorities" including both operating and capital. The Region of Durham approved an envelope of 3%for operating funding to the five conservation authorities. In Peel Region, the budget approval for operating for TRCA was at the requested average of 2% plus any shift in CVA. 6 In 2011, the operating levy table identifies for the first time a column labelled "Non-CVA Levy". Under the provisions of the Act, TRCA makes a general levy against all of its participating municipalities to fund its general operating requirements. For York Region, within its combined operating and capital envelope, TRCA has satisfied the capital budget approvals of the Region and having allocated the levy funding among the participating municipalities based on the modified CVA formula, a balance of$6,500 remains. In Durham, a similar situation has evolved where there is a balance of$6,500. In Peel Region, the unallocated balance after CVA adjustments and property taxes is $8,700. TRCA has identified these amounts in the table on page 1 as "Non-CVA Levy". The emergence of this category of funding recognizes the changing nature of TRCA's funding arrangements with its major municipal funding partners. Increasingly, TRCA is entering into contractual arrangements with its participating municipalities for environmental assessment work, trail development, erosion projects etc. Property taxes require a different arrangement as well. The traditional notion of TRCA having two sources of municipal revenue (general levy under the modified CVA formula and capital as benefitting levy) is less valid. The Authority recognized this in 2010 and directed staff to look at new funding arrangements. In 2011, staff will be meeting with participating municipal officials to further consider how the funding arrangements should evolve. Rouge Park Levy Under an agreement signed by TRCA, The Province of Ontario and the Rouge Park Alliance, TRCA levies operating funds for the Rouge Park on the basis of the modified CVA formula. In 2010, total funding levied for the Rouge Park was$132,000. In 2010, the Rouge Park Alliance approved a resolution requesting that TRCA on behalf of Rouge Park request an additional $108,000 in general levy for the Rouge Park which would bring the total funding to$250,000. TRCA has made this request to each of the participating municipalities. Only the City of Toronto did not support the request for the City's share of the funding (about$72,000) Accordingly, in the operating budget levy table on page 1, the column headed "Rouge Park" provides for an additional $36,000 for the Rouge Park from the participating municipalities except the City of Toronto. This funding is treated the same as "non-CVA levy" as explained above. Property Taxes on Conservation Lands TRCA is required to pay property taxes on its lands. In the case of revenue producing properties such as rental houses or leased lands, taxes are covered by the revenues received. For park and conservation lands, taxes are payable, albeit at relatively low rates. In the City of Toronto, park and conservation lands are exempt from property taxation because the City (Metropolitan Toronto previously) exercised its legal ability to exempt park land from taxes. In the regions of Peel, York and Durham, the Town of Mono and the Township of Adjala-Tosorontio, property taxes on conservation lands are paid. In fairness to the City which grants exemption, TRCA has long had a practice of allocating the cost of property taxes to the jurisdiction which levies the taxes. This is in addition to the apportionment of the general levy. 7 This has been TRCA's practice for many years and the respective municipal jurisdictions have paid the cost of the taxes. Authority to do this has been included in the budget resolution approved each year by the Authority. For added clarity, included in the budget recommendation this year is a formal statement of the policy. Operating Budget Summary Total gross operating expenditures in 2011 are estimated to be$35,136,000. This is an increase of 3.3% over comparable 2010 budget. Revenues are budgeted to be $23,412,000, an increase of 4.3%. 2011 net expenditures of$11,724,000 are to be funded by municipal levy. This is an increase of$158,000 or 1.4% over 2010. Pages 5 and 6 of the operating budget include brief notes about the reasons for increases/decreases in the various programs. The program descriptions include additional information. Capital Budget Summary Capital projects are funded by the municipal partners on a benefiting municipality basis. That is, with few exceptions, capital projects funded by a municipality are within that municipality. These include: • erosion control projects; • Remedial Action Plan program in Toronto; • natural heritage regeneration projects in Peel and York; • regional watershed monitoring; • Black Creek Pioneer Village restoration program (City of Toronto); • flood control works and flood plain mapping; • watershed management projects; • Peel Region Climate Change Project- Peel Region recognized in 2007 the need to make significant investment in climate change adaptation and mitigation and this was significantly enhanced in 2008; • Peel conservation land care and Peel conservation area infrastructure; projects include matching federal/provincial infrastructure funding for Heart Lake pool and Albion Hills trails. Some capital programs are generally benefiting. These include: • public use infrastructure - levy based on CVA, used to fund infrastructure needs of parks and education field centres; • information technology - levy based on CVA, used to fund common capital IT/IS needs across the organization; • major maintenance - levy based on CVA, used for major capital expenditures for office buildings and accommodation; • ground-water strategies and management - costs shared by Peel, York, Durham and the City with some provincial support. Certain capital programs are uniquely funded: • land acquisition - major acquisitions leverage funding available from regions of Peel, York and Durham, City of Toronto, local municipalities, Oak Ridges Moraine Foundation, CFGT and other sources; 8 • office accommodation project: funding from all participating municipalities except the City of Toronto was approved; the capital funds from the participating municipalities that have approved the project are included in the TRCA capital program; these funds will not be used without agreement of the participating municipalities; • Toronto Waterfront Revitalization Corporation (TWRC) -funded directly by TWRC through delivery agreements, waterfront projects include Port Union, Mimico and the Lower Don River; • Humber Bay Shores (Etobicoke Motel Strip) - legacy project for which the City of Toronto and Province of Ontario have continuing commitment; • The Living City Campus at Kortright - includes a number of major projects with varying sources of funds ie. Kortright Centre retrofit includes$1.25 million from York Region and matching amount shared among Peel, Durham and the City of Toronto ie. Archetype Sustainable House is fully funded by Business, Industry and Land Development Association (BILD) and other donations; • in 2009, the Authority approved the Petticoat Creek Pool Project of$3 million of which 2/3 is federal/provincial infrastructure funding; • in 2011, the City of Toronto added $5 million to TRCA capital to enable TRCA to deal with critical erosion and flood control channel projects. Special Project Funding: • TRCA works with its municipal partners to undertake special projects wherein TRCA has significant, specialized expertise. These special projects include erosion work, construction of trails, bridges and wetlands and tree planting. This funding varies from year to year and is completely separate from the municipal operating and capital levy funding. Funding for this category of work is included in the budget only if there is a signed agreement. Capital expenditures can vary significantly from year to year as funding is made available. The budget provides for continuing commitment to capital projects under existing categories. Staff has included the municipal project funding for 2011 in the attached table. This funding reflects the approvals of the funding partners for 2011 but does not include funding from other sources such as Waterfront Toronto nor does it include funding carried forward from prior years or from reserves. Staff is still finalizing the details of the capital budget and will have a complete summary for the April 29th meeting of the Authority. DETAILS OF WORK TO BE DONE At the Budget and Audit Advisory Board meeting, staff will do a presentation summarizing the 2010 operating and capital budgets. Report prepared by: Jim Dillane, 416-661-6292; Rocco Sgambelluri, extension 5232 Emails: jdillane @trca.on.ca; rsgambelluri @trca.on.ca For Information contact: Jim Dillane, 416-661-6292; Rocco Sgambelluri, extension 5232 Emails: jdillane @trca.on.ca; rsgambelluri @trca.on.ca Date: April 4, 2011 Attachments: 1 9 Attachment 1 AND REGION-Y- ervation for The Living City 2011 BUDGET OPERATING AND CAPITAL As submitted to the Budget/Audit Advisory Board, April 8, 2011 10 TORONTO AND REGION CONSERVATION AUTHORITY 2011 BUDGET TABLE OF CONTENTS Pages Section 1: Apportionment of Levy 2011 Apportionment of Levy-Summary 1 2011 Apportionment of Levy- Matching/Non-Matching Format 2 Basis of Apportionment- Municipal Levy 2011 3-4 Section 2: Operating Budget Operating Budget Summary 5-6 Full -Time Equivalents of Staffing 7 2011 Operating Budget- Detailed 8-26 Finance and Business Services 8 Watershed Management 12 Planning and Development 15 Ecology 17 Restoration Services 19 Parks and Culture 20 Office of the CAO, Human Resources, Marketing and Communication 26 Section 3: Capital Budget 2011 approved Capital Funding from TRCA Municipal Partners 27 11 SECTION 1 2011 APPORTIONMENT OF LEVY 12 T O O O O O O O O N Cl) r r r O N f- f- 0) N O O 00 1 Cl) Cl) IL c O O W N M T T }�- 00 L (a r O r- O N O O O V v (D ° r 0 00 00 of o C C Cl) Cl) 00 LO LO T T I,. LO N W P - P- O O z OD ' (O ' ' O M O O 0 H * P�: W T N m m 0 N W M C C q q LU J f� r N r r O T T W J 0, h- m N G 11) 0 G LU w T r ' Q? ' T ' N ' N D D LU =l) Q N (fY � G00 0 0 LL r r H =Q m Z 0 O Z a°'a c°� m c°h aro 0 0 0 0 W n LU a w r T N Z 0 c; O r r Z U N > (OOQ o (OOH 0 0 O v � (D 00 z' J N N w 0 o LU CC F J z 0 Z � Q LV O O O O O 0 0 O Z 000 0 0 0C w (0 Cl) N (0 ce) 0 0 Z � -7 -7 06 06 Q � U3 0 I 0 00 0 Z p r Q O C o O O N a z r C 0 N N Oo N r N Q L Q U3 N 000 O ((O 0) 0) ' J U N 07 Ch N N N V W N ~ r T r r J O Q N H W Y Z 0- CO O CO O N Q o°[ _ U) a z z Q = O O Y }0 0 O w O } axi It Q 0 0 r2 d >- J 13 N N 0) R a N O O 00 O T O r- co A O T T C7 V I� O T It N qT CO qT qT r- T (V r T J H � 0 i rLT � i O ' N O O O It O F— co O Ln NIt 0 T ( µ C J C Q J Z It 00 CO CV 00 Z Cl) a _ (4 T CV O W z0 T 0 Ha w rms Q w I J _ Z r 0 Z � N z LL V F- (4 (4 CV I- 00 00 O Z T LO It (4 O OW CV LO O (4 It _ 2 � `� T 0) 0 z z s Z 70 LU 0 Va H H Z O U Qa o pa Q H Q o z cn O (u oC E O cn H o_ (u i Z (o 0 C:C cc C 0 c Q J = Z 0 Y a)0 Z J U LU cc cc cc 0 a o � � a 0 m 4 Page 3 TORONTO AND REGION CONSERVATION AUTHORITY 2011 BASIS OF APPORTIONMENT- MUNICIPAL LEVY (BASED ON 2010 MODIFIED CURRENT VALUE ASSESSMENT FIGURES*) %OF CURRENT CURRENT MUNICIP- VALUE POPULATION VALUE ALITY IN ASSESSMENT TOTAL IN MUNICIPALITY ASSESSMENT AUTHORITY IN WATERSHED POPULATION AUTHORITY $(000's) $(000's) Township of Adjala-Tosorontio 1,606,261 4 64,250 9,840 394 Durham, Regional Municipality of 30,173,863 * 24,770,113 198,960 165,721 City of Toronto 544,792,222 100 544,792,222 2,115,627 2,115,627 Town of Mono 1,471,322 5 73,566 6,885 344 Peel, Regional Municipality of 220,353,640 * 95,945,137 1,024,811 463,691 York, Regional Municipality of 183,024,241 * 167,003,022 722,066 651,136 981,421,550 832,648,310 4,078,189 3,396,913 ANALYSIS OF REGIONAL MUNICIPALITIES Durham, Regional Municipality of Ajax, Town of 12,951,191 86 11,138,025 94,907 81,620 Pickering,Town of 13,631,290 95 12,949,726 84,646 80,414 Uxbridge Township 3,591,382 19 682,363 19,407 3,687 30,173,863 24,770,113 198,960 165,721 Peel, Regional Municipality of - Brampton, City 68,542,666 63 43,181,879 379,473 239,068 Mississauga, City of 139,694,447 33 46,099,167 592,333 195,470 Caledon,Town of 12,116,528 55 6,664,090 53,005 29,153 220,353,640 95,945,137 1,024,811 463,691 York, Regional Municipality of - Aurora,Town of 9,659,991 4 386,400 44,554 1,782 Markham,Town of 57,189,722 100 57,189,722 242,442 242,442 Richmond Hill, Town of 35,232,224 99 34,879,902 149,873 148,374 Vaughan,Town of 69,562,924 100 69,562,924 237,781 237,781 Wh itch urch-Stouffvil le,Town of 6,832,318 43 2,937,897 29,012 12,475 King Township 4,547,062 45 2,046,178 18,404 8,282 183,024,241 167,003,022 722,066 651,136 *As provided by the Ministry of Natural Resources - - 15 Page 4 TORONTO AND REGION CONSERVATION AUTHORITY 2011 LEVY APPORTIONMENT MODIFIED 2011 GENERAL 2010 GENERAL CURRENT VALUE LEVY LEVY MUNICIPALITY ASSESSMENT PROPORTIONATE PROPORTIONATE IN WATERSHED FACTOR FACTOR $(000's) ADJALA-TOSORONTIO 64,250 0.00772% 0.00779% DURHAM, REGIONAL MUNICIPALITY OF Ajax 11,138,025 Pickering 12,949,726 Uxbridge 682,363 24,770,113 2.97486% 2.98520% CITY OF TORONTO 544,792,222 65.42885% 65.83327% TOWN OF MONO 73,566 0.00884% 0.00883% PEEL, REGIONAL MUNICIPALITY OF Brampton 43,181,879 Mississauga 46,099,167 Caledon 6,664,090 95,945,137 11.52289% 11.48584% YORK, REGIONAL MUNICIPALITY OF Aurora 386,400 Markham 57,189,722 Richmond 34,879,902 Vaughan 69,562,924 Whitchurch- Stouffville 2,937,897 King 2,046,178 167,003,022 20.05685% 19.67907% 832,648,310 100.00000% 100.00000% 16 SECTION 2 2011 OPERATING BUDGET 17 a- v ° E w ° m v o ° o m v v v m $ E 0 p 5 ° m o p ° o O N� U v �L w ma O C� N O O a_ g p N U) •�N C7 s Q fl- v °1 N�_ 42 0 m m m x - v - E O Y 3 N m 00 m N O N a _ N O O) N m O m m O O O N -O a 0 L U0N R N �O -Q O 3 N C m N v C D Q N a i L O tC 6 1' o v y 4 p s s 0 N LL s o ZN O m Z 0 m >C .N N O a O O O O E O S r m N N O O O W -N S O W O 0 > X N w O O a v v N o v U o m m > N 6 N> >m O w ° °O O O N N rN e - o 1 v v s•--v C,-o v 6 O ° O w N m . 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Q U 7 p N Q w a L~L L~L ajf L~L L~L Q l~L U (n Z U C + LL co M N W r 0 N (O ^ r M 7 LO Z W O (O co N M O N O 0 M r (p N U M N N r h h co (° h N N co Z � N r T 7 M W r M r 0 0 ui 0 N O p M N LO c LL 041 (� W J r W n O Co. O O) O O) W M M co a0 Q NI M r LO Z3 QU- N 00 00 N O M O N 00 7 r O M V) m N (O 7 N r N r 7 r M N N N O N Z R L N a 0 R ° O d) ^ cq LO M N O N ^ M co LL U I N co W co M N 0 Ln N O ) N W O 0) °) : N M LO N M (Q O 7 00 r W �I N 7 M LO ro 7 7 LO M N co r2 N N co H J n 7 . J O -11 O M N O C; M N r 7 O M M LL T O LO N I n N N m m U U U1 E N U) E N N Z R O N O Z a> 7 R 0 U) 3 U It R U) Q LL m w c U a) w m c dim L f v at c o , at R_ df t O m a o o a U Q F UQ H J) O O ay U) a Lp � Y ca*6 1 E O N L zw a a ¢ a i ¢ a O TORONTO AND REGION CONSERVATION AUTHORITY 2011 OPERATING BUDGET- FINAL DIVISION: Finance and Business Services Page 8 ACTIVITY: Administration 2010 2010 2011 Budget Actuals Budget %Chg. Ch g. Expenditures: Financial Services 1,172,000 1,188,227 1,240,000 5.8% 68,000 Off ice Services 1,366,000 1,415,672 1,460,000 6.9% 94,000 Information Technology 710,000 690,186 718,000 1.1% 8,000 GIs 478,000 454,347 520,000 8.8% 42,000 Project Surcharge (1,710,000) (1,687,167) (1,879,000) 9.9% (169,000) Expenditure Total 2,016,000 2,061,265 2,059,000 32.5% 43,000 Funding Sources: Program/User fees 59,000 76,773 55,000 -6.8% (4,000) Reserves - Interest Earnings 260,000 298,153 340,000 30.8% 80,000 CFGT-Flowthrough - Municipal Provincial 5,000 Federal 5,000 Donations/Fundraising Non-Government Grants 190,000 213,420 115,000 -39.5% (75,000) Revenue Total 509,000 598,346 510,000 -15.5% 1,000 Net Expenditures 1,507,000 1,462,919 1,549,000 48.0% 42,000 IN PROGRESS: NEW DATA/VOLUME/PERFORMANCE MEASURES SECTION Staff FTEs-Full-time 33.6 33.9 0.8% 0.3 Non-F/T 0.5 2.2 340.6% 1.7 Facilities: #Buildings 4.0 4 5.0 25.0% 1.0 Sq. Footage 44,750 44,750 46,950 4.9% 2,200.0 $/Sq. Footage 16.1 16 17.0 5.5% 0.9 •Purchase Card Transactions 13,000 12,125 13,000 •Supplier Invoices processed 16,000 15,888 16,500 3.1% 500 •Paycheques issued 17,800 18,278 18,800 5.6% 1,000 •Phones&Computers 1,310 1,301 1,310 •GIS jobs for clients 850 841 850 NOTES: 2011 BUDGET CHANGE COMMENTS(excluding inflation/COLA) +2 FTEs staff in Finance and Print room ($51,000). Downsview rent/hydro up. More projects underway increases Project Surcharge. New Earth Rangers office lease plus line charges at$60,000. PST Rebates$75,000 lower as the program winds down. Interest up$70,000 due to higher rates. FTE Change:+2 NEW Office Assistants NOTES: 2010 VARIANCE EXPLANATIONS Additional staff in P/R+ Finance-$66,000 Interest over budget by approx$45,000 due to higher rates PST rebates in excess of budget by$22,000 21 TORONTO AND REGION CONSERVATION AUTHORITY 2011 OPERATING BUDGET- FINAL DIVISION: Finance and Business Services Page 9 ACTIVITY: Rental Properties 2010 2010 2011 Budget Actuals Budget %Chg. Ch g. Expenditures: Basic Rentals 531,000 550,086 537,000 1.1% 6,000 ORC Rentals 855,000 902,270 864,000 1.1% 9,000 Special Agreements 103,000 225,263 142,000 37.9% 39,000 Central Services 380,000 405,190 345,000 -9.2% (35,000) Expenditure Total 1,869,000 2,082,809 1,888,000 1.0% 19,000 Funding Sources: Basic Rentals 784,000 797,539 790,000 0.8% 6,000 ORC Rentals 950,000 928,457 960,000 1.1% 10,000 Special Agreements 611,000 720,382 651,000 6.5% 40,000 Program/User fees totals 2,345,000 2,446,377 2,401,000 2.4% 56,000 Reserves CFGT- Living City CFGT- Flowthrough Municipal 29,435 Provincial Federal Donations/Fundraising Non-Government Grants Revenue total 2,345,000 2,475,812 2,401,000 2.4% 56,000 Net Expenditures (476,000) (393,003) (513,000) 7.8% (37,000) IN PROGRESS: NEW DATA/VOLUME/PERFORMANCE MEASURES SECTION Staff FTEs- Full-time 5.7 5.8 1.8% 0.1 Non-F/T 1.0 -100.0% (1.0) Facilities: # Buildings Rented 126 126 132 4.8% 6 Occupancy% 95% 95% 95% #acres Land under lease 2,600 2,600 2,500 -3.8% (100) Operations: Days of 365 365 365 Cost/Rentals $ 11,000 $ 11,527 $ 10,614 -3.5% $ (386) Revenue/Rental 13,762 $ 13,698 $ 13,258 -3.7% $ (504) NOTES: 2011 BUDGET CHANGE COMMENTS(excluding inflation/COLA) Higher WWK taxes related to the dome. Higher WWK revenue projected NOTES: 2010 VARIANCE EXPLANATIONS Higher WWK taxes related to the dome. Higher WWK revenue projected 22 TORONTO AND REGION CONSERVATION AUTHORITY 2011 OPERATING BUDGET- FINAL DIVISION: Finance and Business Services Page 10 ACTIVITY: Property& Taxes 2010 2010 2011 Budget Actuals Budget %Chg. Ch g. Expenditures: Property Services 961,000 999,685 952,000 -0.9% (9,000) Conservation Lands- Insurance 216,000 217,166 239,000 10.6% 23,000 -Recoverable Taxes 342,000 361,814 409,000 19.6% 67,000 Expenditure Total 1,672,000 1,738,273 1,754,000 4.9% 82,000 Funding Sources: Program/User fees - - Reserves CFGT-Living City - - CFGT-Flowthrough 70,000 110,677 133,000 90.0% 63,000 Municipal - - Provincial Federal Donations/Fundraising Non-Government Grants 30,000 37,760 20,000 -33.3% (10,000) Revenue Total 100,000 148,437 153,000 53.0% 53,000 Net Expenditures 1,572,000 1,589,836 1,601,000 1.8% 29,000 IN PROGRESS: NEW DATA/VOLUME/PERFORMANCE MEASURES SECTION Staff FTEs-Full-time 10.9 10.66788 -1.7% (0.2) Non-F/T 1.4 1.30096 -8.4% (0.1) #ACRES Land in ownership 41,300 41,424 42,400 2.7% 1,100 Cost/acre in ownership $ 40.48 $ 41.96 $ 41.37 2.2% $ 0.88 NOTES: 2011 BUDGET CHANGE COMMENTS(excluding inflation/COLA) Property tax increase projected plus additional taxes for properties acquired in 2011. Insurance budget increased to cover anticipated insurance premium increase Additional Foundation revenue from the Sauriol Dinner FTE Change: -.2 retirement NOTES: 2010 VARIANCE EXPLANATIONS 23 TORONTO AND REGION CONSERVATION AUTHORITY 2011 OPERATING BUDGET- FINAL DIVISION: Finance and Business Services Page 11 ACTIVITY: Vehicle & Equipment 2010 2010 2011 Budget Actuals Budget %Chg. Ch g. Expenditures: Fuel, Maintenance&Repairs 676,000 714,141 698,000 3.3% 22,000 Vehicle Purchases-New - Vehicle Purchases 301,000 316,873 300,000 -0.3% (1,000) Equipment Purchases-New 228,000 394,663 195,000 -14.5% (33,000) Equipment Disposal Proceeds (15,000) (15,000) Internal Recoveries (1,190,000) (1,280,096) (1,178,000) -1.0% 12,000 Expenditure Total 145,580 Funding Sources: Program/User fees Reserves see above CFGT-Living City CFGT-Flowthrough Municipal Provincial Federal Donations/Fundraising Private Revenue Total Net Expenditures 145,580 - IN PROGRESS: NEW DATA/VOLUME/PERFORMANCE MEASURES SECTION Staff FTEs-Full-time 0.8 0.6 -22.0% -0.2 Non-F/T No.of vehicles 65 65 #of kms driven 975,000 975,000 Number of pieces of equipment 230 230 #hours equipment used 230,000 230,000 NOTES: 2011 BUDGET CHANGE COMMENTS(excluding inflation/COL Less equipment acquisition projected FBS FTE Change:-.2 retirementCA's:no changeNo change NOTES: 2010 VARIANCE EXPLANATIONS Some extra equipment required 24 TORONTO AND REGION CONSERVATION AUTHORITY 2011 OPERATING BUDGET- FINAL DIVISION: Watershed Management Page 12 ACTIVITY: WM Divisional Management 2010 2010 2011 Budget Actuals Budget %Chg. $Chg. Expenditures: Divisional Management 390,600 307,001 421,000 8% 30,400 Downsview Offices-Corporate 33,000 28,899 10,000 -70% (23,000) 2011 Moved From Ecology:Sustainable Man System 64,000 64,000 Expenditure Total 487,600 335,900 495,000 2% 7,400 Funding Sources: Program/User fees 86 - Reserves CFGT-Living City CFGT-Flowthrough 3,000 Municipal - Provincial 10,000 17,500 12,000 20% 2,000 Federal 10,000 17,500 12,000 20% 2,000 Donations/Fundraising - Non-Government Grants - Revenue Total 20,000 38,086 24,000 20% 4,000 Net Expenditures 467,600 297,814 471,000 1% 3,400 IN PROGRESS: NEW DATA/VOLUME/PERFORMANCE MEASURES SECTION Staff FTEs-Full-time 4.2 80 4.0 -6% -0.3 Non-F/T - Total Divisional Employees managed 68.0 70 75.0 10% 7 #of different departments at Downsview 12.0 12.00 12.0 #meeting rooms 3 3 3 $serviced ($millions) by Budgeting/accoL 25 25 25 NOTES: 2011 BUDGET CHANGE COMMENTS(excluding inflation/COLA) Reallocating of Director's salary. Reduction of part-time staff. Sustainable Management System moved here from Ecology. Admin FTE Change:+.1 more Director here and-.2 seconded staff moved NOTES: 2010 VARIANCE EXPLANATIONS Reductions to offset other operating pressures 25 TORONTO AND REGION CONSERVATION AUTHORITY 2011 OPERATING BUDGET- FINAL DIVISION: Watershed Management Page 13 ACTIVITY: Watershed Strategies 2010 2010 2011 Budget Actuals Budget %Chg. $Chg. Expenditures: Don River 183,000 213,155 209,000 14.2% 26,000 Humber River 203,000 190,500 203,000 Rouge River 475,000 425,000 425,000 -10.5% (50,000) Highland Creek 51,000 60,923 114,000 123.5% 63,000 Etobicoke-Mimico Creek 199,000 198,173 199,000 Duff ins Creek 249,000 244,355 222,000 -10.8% (27,000) Oak Ridges Moraine 155,000 126,380 127,000 -18.1% (28,000) Waterfront Strategy 79,000 67,180 81,000 2.5% 2,000 Portion funded from Capital (15,000) (15,000) -100.0% 15,000 Expenditure Total 1,579,000 1,510,666 1,580,000 0.1% 1,000 Funding Sources: Program/User fees 2,519 - Reserves CFGT-Living City CFGT-Flowthrough 85,006 85,000 85,000 Other- Municipal Other- Provincial 55,000 40,000 40,000 -27.3% (15,000) Other- Federal 40,000 40,801 40,000 Other- Donations/Fundraising 475,000 425,000 425,000 -10.5% (50,000) Non-Government Grants 50,000 33,739 44,000 -12.0% (6,000) Revenue Total 620,000 627,065 634,000 2.3% 14,000 Net Expenditures 959,000 883,601 946,000 -1.4% (13,000) IN PROGRESS: NEW DATA/VOLUME/PERFORMANCE MEASURES SECTION Staff FTEs- Full-time 8.6 9.3 8.9% 0.8 Non-F/T 0.6 - 0.3 -46.8% (0.3) •public meetings hosted 5 8 8 60.0% 3 •stakeholder/advisory meetings 24 91 111 362.5% 87 •public events hosted 27 64 87 222% 60 •technical studies 7 12 11 57.1% 4 •plans implemented 4 16 18 350.0% 14 •advisory members engaged 150 145 163 8.7% 13 •of projects underway 14 40 45 221.4% 31 •participants at public events 3,760 6,747 7,152 90.2% 3,392 •ha restored 51,500 60,945 51,500 •training days 6 40 55 816.7% 49 NOTES: 2011 BUDGET CHANGE COMMENTS(excluding inflation/COLA) Trillium Foundation grant funding for extra Highland staff net of staff shifted to other programs. Rouge Park donation revenue projected lower. Strats FTE Change: +1.3 NEW Highland&Don Proj.Managers net of.9 shifts out to other programs DSS FTE Change:+.4 new ORM Planner NOTES: 2010 VARIANCE EXPLANATIONS Reduced Spending to address corporate operations issues. Raised Funds to offset projects 26 TORONTO AND REGION CONSERVATION AUTHORITY 2011 OPERATING BUDGET- FINAL DIVISION: Watershed Management Page 13b ACTIVITY: NEW:Living City Campus Programming 2010 2010 2011 BUDGET Actuals BUDGET %CHG. CHG. GROSS EXPENDITURES: Administration 83,000 See KCC for 2010 48,000 -42.2% (35,000) Marketing-General 11,600 11,000 -5.2% (600) Marketing-Education 3,000 3,000 Education Programs 359,800 408,000 13.4% 48,200 Sustainable House Programming - Maple Syrup Education 49,400 64,000 29.6% 14,600 Energy Workshops 23,000 122,000 430.4% 99,000 Day Camps 34,000 35,000 2.9% 1,000 Expenditure Tota 563,800 691,000 22.6% 127,200 FUNDING SOURCES: User fees- Education Programs 329,500 345,000 0.047041 15500 User fees-Sustainable House 33,000 33,000 User fees- Maple Syrup 67,300 69,000 2.5% 1,700 User fees- Energy Workshops 71,000 181,000 154.9% 110,000 User fees- Day Camps 50,000 50,000 User fees- - Program/User fees Total 550,800 678,000 23.1% 127,200 Reserves - Interest Earnings CFGT-Flowthrough Other- Municipal Other- Provincial Other- Federal Other- Donations/Fundraising Other- Non-Government Grants Revenue Total 550,800 678,000 23.1% 127,200 Deficit/(Surplus 13,000 13,000 NEW DATA/PERFORMANCE MEASURES SECTION For 2009 to 2010 and on Staff FTEs-Full-time 2.7 3.9 45.3% 1.2 Non-F/T 6.5 6.5 •workshops hosted 22 18 22 •students involved 32,400 27,000 32,400 •restoration sites 20 17 20 •brochures and advertisements 12,000 10,000 12,000 •Citizenship ceremonies hosted 2 2 2 •people involved in ceremonies 1,440 1,200 1,440 NOTES: 2011 BUDGET CHANGE COMMENTS(excluding inflation/COLA) Expanded Energy Skills Training Program funded by user fees. LCC FTE Change:+1 Sust Ed Coord,+.3 more Ed Assistant charged here than in 2010 KCC Separate new program created from education items formerly in KCC. NOTES: 2010 VARIANCE EXPLANATIONS 27 TORONTO AND REGION CONSERVATION AUTHORITY 2011 OPERATING BUDGET- FINAL DIVISION: Watershed Management Page 14 ACTIVITY: Conservation Field Centres 2010 2010 2011 Budget Actuals Budget %Chg. Ch g. Expenditures: CFC Program Management 169,000 130,472 177,000 4.7% 8,000 Education Support Services 223,000 237,242 230,000 3.1% 7,000 Mar.3/08 capital moved to own page Albion Hills 731,000 607,563 768,000 5.1% 37,000 Claremont 741,000 699,918 775,000 4.6% 34,000 Lake St.George 968,000 928,832 994,000 2.7% 26,000 Education Special Projects 20,000 50,225 -100.0% (20,000) Food Equipment 4,017 Internal Expenditure Total 2,852,000 2,658,270 2,944,000 3.2% 92,000 Funding Sources: User Fees-Albion Hills 485,000 326,505 546,000 12.6% 61,000 Claremont 532,400 378,551 479,000 -10.0% (53,400) Lake St. George 822,000 651,517 805,000 -2.1% (17,000) All other 11,701 Program/User fees total 1,839,400 1,368,275 1,830,000 -0.5% (9,400) Reserves Interest Earnings - CFGT-Flowthrough 330,600 483,097 438,000 32.5% 107,400 Municipal 5,000 14,399 5,000 Provincial 300 - Federal Donations/Fundraising 2,956 Non-Government Grants 2,000 - Revenue Total 2,175,000 1,871,027 2,273,000 4.5% 98,000 Net Expenditures 677,000 787,243 671,000 -0.9% (6,000) IN PROGRESS: NEW DATA/VOLUME 1 PERFORMANCE MEASURES SECTION Staff FTEs-Full-time 25.7 25.6 -0.2% -0.1 Non-F/T 9.9 9.8 -1.3% -0.1 Facilities:#Buildings 20 20 20 Sq. Footage 23,713 23,713 23,713 Number of Days Booked (includes weekends and summer and 651 574 659 1.2% 8 Number of Student Participants 7,407 8,200 Number of Student Days Booked(Average 34.3 students/day) 22,329 19,695 22,604 1.2% 274 Number of Teacher P. D. Participants(External) 1,920 Number of Teacher P. D. Sessions(Internal) 790 Cost/Student Day $ 127.72 $ 134.97 $ 130.24 2.0% $ 2.52 Revenue/Student Day $ 82.38 $ 69.47 $ 80.96 -1.7% $ (1.42) NOTES: 2011 BUDGET CHANGE COMMENTS(excluding inflation/COLA) Reinstated major maintenance funds-$45k(was cut in 2010 to offset revenue shortfalls) Increased CFGT Flow Through funding-Weston FDN, McCutcheon FDN Increase of days of sale from 491 to 506 for school bookings-economic recovery TTP Bird Program(Winged Migration)was in budget twice.$5k impact of removing duplicate Monarch Teacher Network-$5k revenue FTE Change:small reduction in Dorm staff, unfilled Manager position converted to a NEW sales position NOTES: 2010 VARIANCE EXPLANATIONS Reduced revenue but somewhat offset through expense savings VARIANCE NOTE:TCDSB cancelled bookings at Claremont and Albion Hills-80 days for Sept 2009 to June 2010 VARIANCE NOTE: Economy and funding impacting participation in field trips and smaller groups 28 TORONTO AND REGION CONSERVATION AUTHORITY 2011 OPERATING BUDGET-FINAL DIVISION: Planning&Development Page 15 ACTIVITY: Development Services 2010 2010 2011 Budaet Actuals Budget %Chg. Ch g. Expenditures: Planning Services 916,000 853,067 1,056,000 15.3% 140,000 Planning Services-MESPs Regulation Services 802,000 797,651 906,000 13.0% 104,000 Solicitor Realty Inquiries - Policy,Research and Special Projects 15,000 13,700 15,000 Hearings 125,000 59,807 125,000 Environ.Assess ments-Core 497,000 482,798 494,000 -0.6% (3,000) York EA 606,000 542,372 565,000 -6.8% (41,000) York Durham Sewer 69,000 14,955 36,000 -47.8% (33,000) Central Pickering DP EA 117,000 117,000 TTC-Spadina Subway EA 165,607 191,000 - 191,000 Expenditure Total 3,458,000 3,360,133 3,930,000 13.6% 472,000 Funding Sources: - Fees-Planning 1,514,000 1,428,415 1,544,000 2.0% 30,000 Fees-Planning MESPs 100,000 223,960 250,000 150.0% 150,000 Fees-Regulation Services 884,000 986,505 973,000 10.1% 89,000 Fees-Solicitor 153,000 213,830 156,000 2.0% 3,000 Fees: Core E.A. 458,000 323,106 468,000 2.2% 10,000 York EA 12,000 60,830 12,000 Peel EA 8,000 88,270 8,000 Brampton EA 4,000 14,560 4,000 Central Pickering DP EA TTC-Spadina Subway EA 2,448 124,000 Fees-Other(i.e.York Sewer) Contract Services 6,850 Program/User fees total 3,133,000 3,348,774 3,539,000 13.0% 406,000 Reserves - CFGT-Living City CFGT-Flowthrough - Municipal 1,079,000 1,115,381 1,186,000 15.7% 107,000 Provincial - Federal Donations/Fundraising Non-Government Grants - Peel E.A.via Cap Levy 280,000 280,000 290,000 3.6% 10,000 Revenue Total 4,212,000 4,464,155 4,725,000 12.2% 513,000 Net Expenditures (754,000) (1,104,022) (795,000) 5.4L.___±41,000 IN PROGRESS:NEW DATA/VOLUME/PERFORMANCE MEASURES SECTION Staff FTEs-Full-time 34.00 36.92 8.6% 2.9 Non-F/T 2.15 4.32 101.2% 2.2 Mandated Activity: - Conservation Authorities Act,Planning Act,Environmental Assessment Act •New Planning Applications processed 550 772 750 36.4% 200 •carry forward Planning Applications - 308 300 - 300 •New Development Permit Applications received/processed 1,000 1,062 1,020 2.0% 20 •carry forward Development Permit Applications - 212 204 - 204 •Development Permits Issued 850 1,026 1,025 20.6% 175 •Permissions for Minor Works Issued 225 278 280 24.4% 55 #Environment Assessments 75 115 125 66.7% 50 •Environment Master Plan Studies - 1 3 - 3 •Permissions for Routine Infrastructure 60 110 120 100.0% 60 •Solicitor/Realty Enquiries 550 835 835 51.8% 285 •Concept Development Inquiries 130 159 150 15.4% 20 •Active OMB/Mining&Lands Commissioner Hearings 10 12 15 50.0% 5 •Active Env.Tribunal Hearings - - 1 - 1 •Master Environmental Servicing Plans(Current) 1 3 3 NOTES: 2011 BUDGET CHANGE COMMENTS(excluding inflation/COLA) Increased planning fee,permit and solicitor realtor revenues by 2%and additional$100K permit revenues MESP net expenditures increased by$150K New revenue from negotiated EA service agreements will cover staff charged for specialized expedited review DSS FTE Change:+2 NEW Planners,EAs+1 NEW Clerk+1.8 higher planner allocation,+.4 NEW YDDS planner=5.2 Ecology portion FTE Change:+.2 more staff here for new EAs NOTES: 2010 VARIANCE EXPLANATIONS Net expenditures were better than budget Permit revenues were higher than budget Higher expenditures in York Eas but recoverable from York Region revenues Lower expenditures in OMB hearings and special project accounts Higher MESP contributions than budget 29 TORONTO AND REGION CONSERVATION AUTHORITY 2011 OPERATING BUDGET- FINAL DIVISION: Planning & Development Page 16 ACTIVITY: Enforcement 2010 2010 2011 Budget Actuals Budget % Chg. Ch g. Expenditures: Enforcement 544,000 532,301 543,000 -0.2% (1,000) Legal 35,000 41,771 35,000 Expenditure Total 579,000 574,072 578,000 -0.2% (1,000) Funding Sources: Program/User fees Reserves CFGT- Living City CFGT- Flowthrough Municipal Provincial Federal Donations/Fundraising Revenue Total Net Expenditures 579,000 574,072 578,000 -0.2% (1,000) IN PROGRESS: NEW DATA/VOLUME/ PERFORMANCE MEASURES SECTION Staff FTEs- Full-time 5.0 5.0 Non-F/T •vehicles 4 4 4 •of violations issued 90 112 100 11% 10 NOTES: 2011 BUDGET CHANGE COMMENTS (excluding inflation/COLA) No changes NOTES: 2010 VARIANCE EXPLANATIONS Lower legal &vehicle chargeback expenditures 30 TORONTO AND REGION CONSERVATION AUTHORITY 2011 OPERATING BUDGET- FINAL DIVISION: Ecology Page 17 ACTIVITY : Divisional Summary 2010 2010 2011 Budaet Actuals Budget %Chg. Ch g. Expenditures: Program Management 263,500 335,519 263,000 -0.2% (500) Natural Heritage Management 541,000 549,838 620,000 14.6% 79,000 NHM-Development Serv.support Water Resources 830,900 829,167 839,000 1.0% 8,100 2011 Moved to WM:Sustainable Management System 63,921 - Flood Forecasting&Warning 346,000 311,001 346,000 Op.&Maintenance of Dams,Channels and Water 319,000 279,769 313,000 -1.9% (6,000) Special Projects 100,000 40,803 100,000 Expenditure Total 2,400,400 2,410,018 2,481,000 3.4% 80,600 Funding Sources: Program/Userfees 25,000 20,690 25,000 Reserves 20,000 20,000 CFGT-Living City CFGT-Flowthrough 4,500 Municipal 25,000 25,000 Provincial 50,000 603 50,000 Federal 25,000 25,000 Donations/Fundraising Non-Government Grants 37,053 - Revenue Total 125,000 62,846 145,000 16.0% 20,000 Net Expenditures 2,275,400 2,347,172 2,336,000 2.7% 60,600 IN PROGRESS: NEW DATA/VOLUME/PERFORMANCE MEASURES SECTION Staff FTEs- Full-time 20.6 20.7 0.2% 0.0 Non-F/T 0.9 1.4 51.4% 0.5 #FTE's Divisional Employees managed 72.5 75.8 4.5% 3.3 Mandated Activity: Conservation Authorities Act - - #of External Training Days Offered 30 24 30 - #of Flood Warning Messages Issued 20 15 20 - #of Number on high alert days(>10mm rainfall) 40 34 40 - #of of Municipal Training Days 2 1 3 - #of Media Requests 30 33 30 - NOTES: 2011 BUDGET CHANGE COMMENTS(excluding inflation/COLA) 2011 -Overage due to 1 Mat Leave returning that was not back filled in 2010 in Natural Heritage. FTE Changes: Mat. leave return net of Water Technician reductions Sustainable Management System moved to WM. NOTES: 2010 VARIANCE EXPLANATIONS Savings result from charge back of staff salary to projects and Sustainable Technologies moving to Watershed Management part way through the year Next Page.... 19 31 TORONTO AND REGION CONSERVATION AUTHORITY 2011 OPERATING BUDGET- FINAL DIVISION: Restoration Services Page 19 ACTIVITY: Divisional Summary 2010 2010 2011 Budaet Actuals Budget %Chg. Ch g. Expenditures: Program Management 359,000 348,849 268,000 -25.3% (91,000) Inland Fill 316,000 387,949 250,000 -20.9% (66,000) Plant Propagation (75,000) (225,702) (85,000) 13.3% (10,000) Planting Projects 500,000 391,560 470,000 -6.0% (30,000) Archaeology 250,000 348,433 248,000 -0.8% (2,000) Expenditure Total 1,350,000 1,251,090 1,151,000 -14.7% (199,000) Funding Sources: Inland Fill 836,000 812,678 485,000 -42.0% (351,000) Plant Propagation 25,000 33,992 25,000 Planting Projects 219,000 96,148 191,000 -12.8% (28,000) Archaeology 120,000 295,882 120,000 Other 80,000 319 -100.0% (80,000) Program/User fees Total 1,280,000 1,239,020 821,000 -35.9% (459,000) Reserves (335,000) (489,729) -100.0% 335,000 CFGT-Living City CFGT-Flowthrough 5,000 7,041 5,000 Municipal 80,000 38,750 80,000 Provincial 5,000 1,615 5,000 Federal 6,000 4,433 6,000 Donations/Fundraising Non-Government Grants 20,000 30,420 -100.0% (20,000) Revenue Total 1,061,000 831,550 917,000 -13.6% (144,000) Net Expenditures 289,000 419,540 234,000 -19.0% (55,000) IN PROGRESS: NEW DATA/VOLUME/PERFORMANCE MEASURES SECTION Staff FTEs-Full-time 16.7 19.2 15.2% 2.5 Non-F/T 13.6 10.4 -23.2% (3.1) Facilities: #Buildings 7 7 7 Sq. Footage 50,000 47,000 50,000 •FTE's Divisional Employees managed 105.3 - 103.6 -1.7% (1.8) •Plants Produced 230,000 232,343 230,000 •Plants Planted 350,000 252,113 350,000 •Cubic Meters of Fill 300,000 241,389 300,000 - #Archaeological Project Areas 50 62 65 30.0% 15 •Boyd Arch. Field School Students 40 30 40 NOTES: 2011 BUDGET CHANGE COMMENTS (excluding inflation/COLA) Increased net expenditure surplus by$50K from inland projects Restoration Services will achieve additional$90K net revenue surplus No need to budget Restoration Services Centre debt repayment because almost paid off in full FTE Changes: -.8 Archae.,of+.3 Plant prop,-.2 Admin,also conversions to F/TFill FTE Changes: +.2 for new Peel site NOTES: 2010 VARIANCE EXPLANATIONS Higher plant propagation revenues went towards the RSC debt repayment Planting targets lower on private lands so less use of the capital funds in reforestation/tree&shrub programs Lower wood revenues in forest management program but managed by reducing expenditures 32 TORONTO AND REGION CONSERVATION AUTHORITY 2011 OPERATING BUDGET- FINAL DIVISION: Parks and Culture Page 20 ACTIVITY: Divisional Management 2010 2010 2011 BUDGET Actuals BUDGET %CHG. $CHG. Expenditures: PARKS&CULTURE ADMIN. 386,000 391,354 354,900 -8.1% (31,100) PARKS&CULTURE SPONSORSHIP&FUND PARKS&CULTURE SALES 45,000 40,652 44,900 -0.2% (100) PARKS&CULTURE CUSTOMER SERVICE 383,000 412,714 356,200 -7.0% (26,800) 814,000 845,066 756,000 -7.1% (58,000) FUNDING SOURCES: Userfees: 24,000 25,425 24,000 Reserves CFGT- Living City CFGT- Flowthrough 22,000 Other-Municipal Other-Provincial Other-Federal Other-Donations/Fundraising Non-Government Grants 24,000 47,425 24,000 NET EXPENDITURES 790,000 797,641 732,000 -7.3% (58,000) IN PROGRESS: NEW DATA/VOLUME/ PERFORMANCE MEASURES SECTION Staff FTEs-Full-time 8.2 7.7 -5.5% (0.5) Non-F/T - Total Division Employee FTE's 143.3 148.7 0.0 5.4 Total Division Visitors 740,000 200,000 500,000 Total Division Revenue 5,748,700 6,127,979 6,028,000 4.9% 279,300 Total Division Cost/Visitor $ 1.63 $ 4.23 $ 1.51 -7.1% $ (0.12) Total Division Revenue/Visitor $ 11.50 $ 30.64 $ 12.06 4.9% $ 0.56 NOTES: 2011 BUDGET CHANGE COMMENTS (excluding inflation/COLA) Reduced one Customer Service positon by 6 months FTE Change:-.5 Customer service staff NOTES: 2010 VARIANCE EXPLANATIONS 33 TORONTO AND REGION CONSERVATION AUTHORITY 2011 OPERATING BUDGET-FINAL DIVISION: Parks&Culture Division Page 21 ACTIVITY: Conservation Areas 2010 2010 2011 Budget Actuals Budget %Chg. Ch g. Expenditures: General Operations 100,000 75,737 99,000 -1.0% (1,000) West Zone West Zone Administration 89,000 131,060 86,000 -3.4% (3,000) Albion Hills 802,000 861,691 812,000 1.2% 10,000 Glen Haffy 204,000 185,860 212,000 3.9% 8,000 Indian Line 462,000 353,772 462,000 Boyd 247,000 228,017 249,000 0.8% 2,000 Heart Lake 353,000 324,050 429,000 21.5% 76,000 East Zone - EastZoneAdministration 90,000 77,683 81,000 -10.0% (9,000) Bruce's Mill 385,000 518,021 409,000 6.2% 24,000 Petticoat Creek 199,000 171,066 157,000 -21.1% (42,000) New 2011:Glen Rouge Campground 2,542 213,000 213,000 Land Management: East Zone 124,000 50,631 129,000 4.0% 5,000 West Zone 174,000 48,271 186,000 6.9% 12,000 Major Maintenance 25,000 23,355 25,000 Expenditure Total 3,254,000 3,051,755 3,549,000 9.1% 295,000 Funding Sources: User Fees-Bruce's Mill 501,000 509,250 536,000 7.0% 35,000 User Fees-Petticoat Creek 141,000 93,229 141,000 User Fees-Heart Lake 400,000 291,700 426,000 6.5% 26,000 User Fees-Albion Hills 1,005,000 960,328 1,005,000 User Fees-Glen Haffy 176,000 139,868 181,000 2.8% 5,000 User Fees-Indian Line 728,000 628,306 730,000 0.3% 2,000 User Fees-Boyd 320,000 285,863 324,000 1.3% 4,000 User Fees-Glen Rouge 214,000 - 214,000 User Fees-Rentals/Other 20,295 - User Fees Total 3,271,000 2,928,928 3,557,000 8.7% 286,000 Reserves 5,000 5,000 CFGT-Living City - CFGT-Flowthrough Municipal Provincial Federal 57,708 Donations/Fundraising 169 Non-Government Grants 20,714 Revenue Total 3,276,000 Net Expenditures (22,000) 44,236 (13,000) -40.9% 9,000 IN PROGRESS:NEW DATA/VOLUME/PERFORMANCE MEASURES SECTION Staff FTEs-Full-time Non-F/T 27.2 32.7555 20.6% 5.6 Facilities:#Buildings 20.0 20 20 - Acres Managed 12,000 12,000 12,000 Operations:Days of 240 240 240 Number of Visitors 500,000 411,641 500,000 - Cost/Visitor $ 6.51 $ 7.41 $ 7.10 9.1% 0.59 Revenue/Visitor $ 6.54 $ 7.12 $ 7.11 8.7% 0.57 NOTES: 2011 BUDGET CHANGE COMMENTS(excluding inflation/COLA) Petticoat Creek pool operations remains closed. Staffing and budget added to Heart Lake to reflect opening of f FTE Change:-.3 seasonal general helpFTE Change:+3.7 new I Addition of Glen Rouge Campground budget Reclassification of Superintendent positions Utilities and V&E increased 5%(not yet) NOTES: 2010 VARIANCE EXPLANATIONS Expenditures: Expenditures reduced to offset unrealized revenue Revenue: 34 TORONTO AND REGION CONSERVATION AUTHORITY 2011 OPERATING BUDGET-FINAL DIVISION: Parks and Culture Page 22 ACTIVITY: Kortright Centre for Conservation 2010 2010 2011 BUDGET Actuals BUDGET %CHG. CHG. Expenditures: ADMINISTRATION 93,252 - GROUNDS 123,000 125,223 133,000 8.1% 10,000 BUILDINGS 187,000 198,758 191,000 2.1% 4,000 LIVING MACHINE 9,000 7,057 5,000 -44.4% (4,000) GENERAL PROGRAM 61,000 89,411 66,000 8.2% 5,000 DAY USE 77,700 93,861 77,000 -0.9% (700) PUBLIC PROGRAMS 37,000 32,068 36,000 -2.7% (1,000) EDUCATION PROGRAMS 382,602 KCC:DU WETLAND CREATION-OTHER 695 KCC:EDUCATION PROG.DEVELOPMENT - CAFE 72,000 75,603 80,000 11.1% 8,000 GIFTSHOP 107,000 132,939 98,000 -8.4% (9,000) CAFE-MAPLE SYRUP 41,000 45,777 39,000 -4.9% (2,000) CORPORATE FUNCTIONS 58,000 77,088 89,000 53.4% 31,000 GIFT SHOP-MAPLE SYRUP 76,000 76,895 78,000 2.6% 2,000 SUSTAINABLE HOUSE OP/PROGRAM 17,051 PUBLIC MAPLE SYRUP 74,000 91,004 63,000 -14.9% (11,000) MAPLE SYRUP EDUCATION 2,600 66,340 -100.0% (2,600) ENERGY WORKSHOPS 85,400 CORPORATE PROGRAMS 1,188 COMMERCIAL FILMING 4,000 -100.0% (4,000) KITE FESTIVAL 306 - KCC:MAPLE SYRUP EVENING PROGS. 131 WEDDINGS 182,000 232,364 245,000 34.6% 63,000 KORIGHT:ENERGY THEMED PROGRAMS 852 KORTRIGHT FOOD RESRVE ACTIVITY 12,368 - Expenditure Total 1,134,700 2,008,265 1,226,000 8.0% 91,300 Funding Sources: User fees by program Component: PUBLIC PROGRAMS 53,000 32,377 56,000 5.7% 3,000 EDUCATION PROGRAMS 352,584 - CAFE 33,000 38,179 33,000 GIFTSHOP 87,000 70,471 75,000 -13.8% (12,000) CAFE-MAPLE SYRUP 55,300 55,000 -0.5% (300) GIFT SHOP-MAPLE SYRUP 110,000 130,000 18.2% 20,000 PUBLIC MAPLE SYRUP 108,400 423,665 113,000 4.2% 4,600 WEDDINGS 350,000 431,279 430,000 22.9% 80,000 CORPORATE FUNCTIONS 104,000 66,182 104,000 ENERGY WORKSHOPS 242,375 - SUSTAINABLE HOUSE OP/PROGRAM 9,242 DAY CAMPS 34,709 ALL OTHER USER FEES 12,000 39 9,000 -25.0% (3,000) 983,700 1,758,462 1,076,000 11.6% 92,300 Reserves - CFGT-Living City CFGT-Flowthrough 64,909 Municipal Provincial Federal 3,424 - Donations/Fundraising 228 - Non-Government Grants - - 983,700 1,827,023 1,076,000 9.4% 92,300 Net Expenditures 151,000 181,242 150,000 -0.7% (1,000) IN PROGRESS:NEW DATA/VOLUME/PERFORMANCE MEASURES SECTION Staff FTEs-Full-time 4.4 4.4 0.7% 0.0 Non-F/T 7.1 8.6 22.1% 1.6 Facilities:#Buildings 20 20 20 Acres Managed 20,000 20,000 20,000 Operations:Days of 240 240 240 Number of Public Program Visitors 45,000 45,000 45,000 Number of Education Visitors 130,000 79,022 130,000 Cost/Visitor $ 8.73 $ 25.41 $ 9.43 8.0% $ 0.70 Revenue/Visitor $ 7.57 $ 23.12 $ 8.28 9.4% $ 0.71 NOTES: 2011 BUDGET CHANGE COMMENTS(excluding inflation/COLA) Living City Campus budget,50%education,50%marketing transferred to WM. Popular Wedding program expanded. FT wages transferred from BC Food Service. Removed revenue from Windfall Ecology$3,000 NOTES: 2010 VARIANCE EXPLANATIONS Expenditures: Increase revenue&expenditures for Corporate and Energy programs. Reduced education expeditures to offset lower revenue. Revenue: Increase revenue&expenditures for Corporate and Energy programs. Unrealized education revenue due to lower attendance. 35 TORONTO AND REGION CONSERVATION AUTHORITY 2011 OPERATING BUDGET- FINAL DIVISION: Parks and Culture Page 23 ACTIVITY: Oak Ridges Corridor Park 2010 2010 2011 BUDGET Actuals BUDGET %CHG. $CHG. GROSS EXPENDITURES: BATHURST GLEN GOLF COURSE-ADMINISTRATION 490,000 430,208 420,000 -14.3% (70,000) Oak Ridges Corridor Park 363,000 372,901 374,000 3.0% 11,000 Golf Course:General BATHURST GLEN GOLF COURSE-PRO SHOP 148,000 181,532 152,000 2.7% 4,000 BATHURST GLEN GOLF COURSE-SNACK BAR 111,000 105,099 103,000 -7.2% (8,000) BATHURST GLEN GOLF COURSE-DRIVING RANGE 61,000 64,431 58,000 -4.9% (3,000) OAK RIDGES PARK 297,000 176,911 264,000 -11.1% (33,000) 1,470,000 1,331,081 1,371,000 -6.7% (99,000) FUNDING SOURCES: User fees by program Component: 440 BATHURST GLEN GOLF COURSE-PRO SHOP 940,000 841,135 917,000 -2.4% (23,000) BATHURST GLEN GOLF COURSE-SNACK BAR 110,000 98,965 110,000 BATHURST GLEN GOLF COURSE-DRIVING RANGE 240,000 191,170 240,000 OAK RIDGES PARK 351,000 User fees Total 1,290,000 1,482,710 1,267,000 -1.8% (23,000) Reserves CFGT-Living City CFGT-Flowthrough Other- Municipal Other- Provincial 180,000 (171,000) 104,000 -42.2% (76,000) Other- Federal Other- Donations/Fundraising Non-Government Grants 12,893 1,470,000 1,324,603 1,371,000 -6.7% (99,000) NET EXPENDITURES 6,479 Staff FTEs-Full-time 5.0 4.8 -4.0% (0.2) Non-F/T 11.5 11.6 1.1% 0.1 Facilities: #Buildings 5 5 5.0 - Acres Managed 20,000 20,000 20,000 Operations: Days of 240 240 240 Number of Visitors 55,000 22,983 55,000 Cost/Visitor excluding Park) $ 21.33 $ 50.22 $ 20.13 -5.6% $ (1.20) Revenue/Visitor $ 23.45 $ 64.51 $ 23.04 -1.8% $ (0.42) NOTES: 2011 BUDGET CHANGE COMMENTS(excluding inflation/COLA) Same service level in 2010 Admin. Coordinator position added in 2010 included in 2011 budget FT postion transferred to Petticoat Creek to remain unfilled for 2011. Revenue adjusted to be more in line with 2010 actuals. FTE Change: +1 New ORC Admin net of less Proj Man,labourers NOTES: 2010 VARIANCE EXPLANATIONS Expenditures reduced to offset revenue shortfall. 36 TORONTO AND REGION CONSERVATION AUTHORITY 2011 OPERATING BUDGET- FINAL DIVISION: Parks and Culture Page 24 ACTIVITY: Black Creek Pioneer Village 2010 2010 2011 Budget Actuals Budget %Chg. Ch g. Expenditures: Program Management 247,000 224,509 227,000 -8.1% (20,000) Curatorial 272,000 352,333 231,000 -15.1% (41,000) Photography Interpretative Programming 1,304,000 1,260,862 1,302,000 -0.2% (2,000) Special Events 88,000 86,274 73,000 -17.0% (15,000) Heritage Education 330,000 310,060 343,000 3.9% 13,000 Building Maintenance 1,213,000 1,107,870 1,155,000 -4.8% (58,000) Admissions 191,000 170,933 195,000 2.1% 4,000 Giftshop 384,000 377,371 320,000 -16.7% (64,000) Marketing and Sponsorships 203,000 198,872 203,000 New: Brewery Operations 117,000 98,492 105,000 -10.3% (12,000) Expenditure Total 4,349,000 4,188,153 4,154,000 -4.5% (195,000) Funding Sources: Curatorial 5,000 15,361 5,000 Photography 50,000 47,277 50,000 Interpretative Programming 17,000 16,424 20,000 17.6% 3,000 Special Events 90,000 69,690 97,000 7.8% 7,000 Heritage Education 526,000 493,593 542,000 3.0% 16,000 Admissions 654,000 532,926 559,000 -14.5% (95,000) Parking 420,000 309,113 365,000 -13.1% (55,000) Giftshop 470,000 398,445 410,000 -12.8% (60,000) New: Brewery Operations 73,000 28,175 54,000 -26.0% (19,000) Other Program/User fees Total 2,305,000 1,911,004 2,102,000 -8.8% (203,000) Reserves Interest Earnings CFGT-Flowthrough 150,349 75,000 75,000 Municipal - Provincial 221,000 235,204 240,000 8.6% 19,000 Federal 11,427 Donations/Fundraising 8,000 5 11,000 37.5% 3,000 Private 7,679 - Revenue Total 2,534,000 2,315,667 2,428,000 -4.2% (106,000) Net Expenditures 1,815,000 1,872,486 1,726,000 -4.9% (89,000) IN PROGRESS: NEW DATA/VOLUME/PERFORMANCE MEASURES SECTION Staff FTEs-Full-time 17.4 n/a 15.9 -8.4% -1.5 Non-F/T 39.5 n/a 37.2 -5.8% -2.3 Facilities: #Buildings 50 50 50 - Sq. Footage 170,000 170,000 170,000 Site Hectares 31 31 31 Operations: Days of 246 250 246 Number of Non-paying Visitors 32,000 24,418 32,000 Number of Paying Visitors 113,000 110,290 109,000 -3.5% (4,000) Cost/all visitors $ 29.99 $ 31.09 $ 29.46 -1.8% $ (0.53) Revenue per paying visitor $ 20.40 $ 17.33 $ 19.28 -5.5% $ 1.11 NOTES: 2011 BUDGET CHANGE COMMENTS(excluding inflation/COLA) More realistic admission revenue target but more fundraising to diversify. Agressively marketed revised Ed program&new 2 month summer theme to increase audience,season. Consolidate Laskay retail with Gift Shop to cut costs and improve net revenue. FT&Supplementary Staff reductions including Exhibit Coordinator, Interpreters,Gift Shop Staff,and Maintenance FTE change:-4 less gift shop,interpreters,&misc.staff NOTES: 2010 VARIANCE EXPLANATIONS Revenue shortfalls in admissions,brewery,gift shop and parking,offset by general constraints and$75K transfer from CFGT BCPV account New program Lunch with Santa added 37 TORONTO AND REGION CONSERVATION AUTHORITY 2011 OPERATING BUDGET-FINAL DIVISION: Parks and Culture Page 25 ACTIVITY: Food Services 2010 2010 2011 Budget Actuals Budget %Chg. $Chg. Weddings:Sales Costs&Revenue 196,000 204,159 254,000 29.6% 58,000 Corporate Events:Sales Costs/Revenue 455,000 338,332 334,000 -26.6% (121,000) Banquet Costs&Internal Functions 141,000 126,226 158,000 12.1% 17,000 Visitor Services 153,000 179,012 254,000 66.0% 101,000 Equipment 49,026 Marketing 40,000 21,904 -100.0% (40,000) Adjust for Internal charges (115,000) (98,113) (115,000) FOOD:CENTRAL PURCHASING 62,916 Expenditure Total 870,000 883,462 885,000 1.7% 15,000 Funding Sources: Weddings 253,000 210,340 331,000 30.8% 78,000 Corporate Events 530,100 362,272 362,000 -31.7% (168,100) Internal 2,900 under exp. 3,000 3.4% 100 Visitor Services-Brew Pub 117,000 104,763 109,000 -6.8% (8,000) Pavilion Snackbar/BBC 61,000 49,509 52,000 -14.8% (9,000) Thanksgiving 16,593 14,000 14,000 March Break 18,580 19,000 19,000 Mothers Day 4,154 4,000 4,000 Christmas Dinners 10,453 14,000 14,000 Christmas by Lamplight 27,000 27,000 Lunch with Santa 4,071 Other(Rides etc) 735 Total Program/User fees 964,000 781,469 935,000 -3.0% (29,000) Reserves CFGT-Living City CFGT-Flowthrough Municipal Provincial Federal Donations/Fundraising Non-Government Grants Revenue Total 964,000 781,469 935,000 -3.0% (29,000) Net Expenditures (94,000) 101,993 (50,000) -46.8% 44,000 IN PROGRESS:NEW DATA/VOLUME/PERFORMANCE MEASURES SECTION Staff FTEs-Full-time 3.7 4.7 27.4% 1.0 Non-F/T 7.3 6.8 -7.2% (0.5) Facilities:Sq.Footage 3.00 3.00 3.00 Operations:Days of 240 240 240 - Number of Clients-Weddings 3,400 2,666 4,500 32.4% 1,100 Number of Clients-Corporate 14,700 9,915 10,400 -29.3% (4,300) Number of Clients-Internal 7,800 6,554 7,800 - Cost/Visitor $ 33.59 $ 46.17 $ 38.99 16.1% $ 5.40 Revenue/Visitor $ 37.22 $ 40.84 $ 41.19 10.7% $ 3.97 NOTES: 2011 BUDGET CHANGE COMMENTS(excluding inflation/COLA) Wedding program revenue projected higher. FT wages reallocated to Kortright for Corporate and Weddings. Marketing expenditures reallocated to programs. Visitor Services budget broken into separate programs. Corporate program revenue&expenditures reduced to reflect actuals FTE Change:+7 Event supervisor NOTES: 2010 VARIANCE EXPLANATIONS Expenditure constraints to offset reduced revenue in corporate and wedding programs. Increased revenue&expenditures for brewery operation. Unrealized corporate and wedding revenue. 38 TORONTO AND REGION CONSERVATION AUTHORITY 2011 OPERATING BUDGET- FINAL DIVISION: Office of the CAO, Human Resources, Marketing and Communication Page 26 ACTIVITY: CAO's and Other Programs 2010 2010 2011 Budget Actuals Budget %Chg. $Chg. Expenditures: Corporate Management 587,000 548,765 585,000 -0.3% (2,000) Corporate Secretariat 437,000 458,017 436,000 -0.2% (1,000) Human Resources 489,000 517,571 529,000 8.2% 40,000 Corporate Communications 1,335,000 1,230,618 1,331,000 -0.3% (4,000) Professional Access 450,000 618,093 763,000 69.6% 313,000 Expenditure Total 3,298,000 3,373,065 3,644,000 10.5% 346,000 Funding Sources: Program/User fees 1,088 4,500 4,500 Reserves Interest Earnings 612 CFGT-Flowthrough Municipal Provincial 379,000 558,228 703,000 85.5% 324,000 Federal 4,000 3,360 -100.0% (4,000) Donations/Fundraising - Non-Government Grants 2,000 38,349 2,500 25.0% 500 Special Programs - Revenue Total 385,000 601,637 710,000 84.4% 325,000 Net Expenditures 2,913,000 2,771,428 2,934,000 0.7% 21,000 IN PROGRESS: NEW DATA/VOLUME/PERFORMANCE MEASURES SECTION Staff FTEs-Full-time 22.7 27.2 19.3% 4.4 Non-F/T 5.5 4.0 (0.27) (1.5) Authority Members 28.0 - 28.0 - HR: #of employees(ft&pt)support 1,000 1,094 1,100 10.0% 100 HR Costs per employee 467 - 467 Staff Turnover(Regrettable Losses) 2.7% 2.7% 4.30 - 4.3 Average Sick Days 5.13 5.13 not avail. - Lost Days Due to on the Job Injuries 13.25 - Monthly Website Visitors 55,000 54,486 157,000 185.5% 102,000 PAIE Participants/M2P 45 45 85 88.9% 40 Environmental Volunteer Network 2,000 2,000 2,000 - Mentors 8 8 40 400.0% 32 #of Board Reports 203 200 200 Comments: NOTES: 2011 BUDGET CHANGE COMMENTS(excluding inflation/COLA) Management-catch-up of Honour Roll trees(offset by no WGBC expenses). Corporate Secretariat-members fees decreased because Chair getting per diem rather than salary; legal fees increased. HR-staff accommodation&summer intern;catch-up on years of service awards. Scope of PAIE programs increases in 2011 offset by extra revenue. FTE: +2.5 PAIEE CC: No changeRSS portion FTE Changes: .4 temporarily moved to HR NOTES: 2010 VARIANCES Corporate Management under budget due to gapping;delay in Honour Roll tree plantings&new event software provider. Corporate Secretariat over budget due to legal fees. Partially offset in savings in members expenses. HR over budget because of absorbing expenses from another division. Corporate Communications under budget due to gapping. PAIE-new account not previously in the budget but does not affect variance. 39 SECTION 3 2011 CAPITAL BUDGET 40 11 1 r� 0 0 0 0 0 0 0 0 0 0 0 co co v O O O co v v cn co N O O O O O O O O O O O N 0 O N N O O O N N N n (O Q y O O O O O O O O O O O co O O O O O O O O Ln O O 00 O Ln O - Cl) R O (O I� CO O V Ln Ln Ln N CO O 00 CO C O O N O O V d O M M M Ln CO � M V M N Cl) Cl) Cl) co 6 CO V I� Ln M _ O N EA O O O O O O O O O O O O O O O O O O O M M O O O O N N -�T n ll'l O r O O O O O O O O O O O O O O O 00 lfl O O O O f� � O Q r lfl lfl O O O V N M O O O N 00 N O n M n O n N M O O Q 00 O M N N n O M r O O n N N O n M 00 n -�T N r M M M Lq M O N f0 N r f0 M M r M r M O ll'l n n M N M m vS N M O r N Efl O co N co lLf) COO Cl) cO LO C > %l r 0 O Q �N Q L a a a O N N lOfl N 0 _ L R 7 N Q 000 ° a 64 a 0 0 0 0 0 0 0 0 0 0 LO O 00 lfl lfl f� ll'l 0 N f� 00 oo lfl U L r > M N M N M N N oo a N O LO a' O p H }N Q O o a 64 O O O O O O O O O O o 0 0 0 0 0 0 0 0 O 7 0 O N 0 0 0 0 0 0 N N 111 M r a N 1n LL N O a a a a a a m L Q R R R R R R (0 +�+ O N Q c c c c c c cc U 0 0 0 0 0 0 0 0 0 0 0 m 0 0 0 0 0 0 0 v vS M of o M o o vS u7 of vS o vS v v o m N 0 00 N> 00 M f� O m V N O n M O M 00 � r M r r O 00 M M f0 N M r M O — Q r 0 ) (0 cc a N a °° a a 64 O N N J 0 o ++ O C Q O a) R r_ O E >cc O E O O L O Q- C" LL N N L t:! E o o L a 0 cc 0 a) cc o 4- � a cc +� a R O L L c a cn c a�U a>i a c a) c � O O C .- c O 0 E v O_ Q c o +� E N *' is a C 0 c i N r t4 O N y O R 0 7 L c O L E L C + O W N M N O = L S N E > d W R w y y N (Sj E N L C N N 0a) () V 0 0 y N 2 y 7 a Y O a 0-° N O N N Q- 7 +, 0 L i E t p f4 y .� O N R R -a C +L+ N C N L a R > Q-•0 o C7 J N J Q- N O a E EE � � aor_ � a a� c aE � O R L .� O U r - •� L V L N a� ++ a� L a� y " c� o f z Q OL y R 7 N 0 N c O w W t3 N O 7 t3 w 41 L aL � (7 � zU) wF3: a- Lu YmOz � U1Ua25 t7 RES.#C6/11 - APPOINTMENT OF AUDITORS The Conservation Authorities Act requires each conservation authority to undergo an external audit of its accounts and transactions each year. Moved by: Dave Ryan Seconded by: Bob Callahan THE BOARD RECOMMENDS TO THE AUTHORITY THAT Grant Thornton LLP be appointed auditors of Toronto and Region Conservation Authority (TRCA) for the year 2011, in accordance with section 38 of the Conservation Authorities Act. CARRIED BACKGROUND Section 38 of the Conservation Authorities Act reads as follows: 38. (1) Every authority shall cause its accounts and transactions to be audited annually by a person licensed under the Public Accountancy Act . R.S.O. 1990, c. C.27, s. 38 (1). (2) No person shall be appointed as auditor of an authority who is or during the preceding year was a member of the authority or who has or during the preceding year had any direct or indirect interest in any contract or any employment with the authority other than for services within his or her professional capacity. R.S.O. 1990, c. C.27, s. 38 (2). (3) An authority shall, upon receipt of the auditors report of the examination of its accounts and transactions, forthwith forward a copy of the report to each participating municipality and to the Minister. R.S.O. 1990, c. C.27, s. 38 (3). At Authority Meeting #8/10, held on October 29, 2010, Resolution #A182/10 was approved, in part, as follows: THAT the contract for Audit Services be awarded to Grant Thornton at an initial annual cost not to exceed$46,725.00, plus applicable taxes for 2010 and an annual increase of two to four per cent for the following four years, for Toronto and Region Conservation Authority (TRCA) and The Conservation Foundation of Greater Toronto (CFGT); THAT, pursuant to Section 38 of the Conservation Authorities Act, the firm of Grant Thornton be appointed auditors of TRCA, effective November 1, 2010; THAT the term of the engagement be for five years subject to annual appointments by the Authority based on satisfactory performance; ... RATIONALE Grant Thornton LLP has been appointed TRCA's auditor since 2004, following a competition for audit services conducted in the summer of 2004 and the summer of 2010. Although the contract period is for five years starting with 2010, the annual reappointment is subject to performance satisfactory to TRCA. Staff is pleased to report that the most recent audit was completed to its satisfaction and it anticipates similar performance for 2011. 42 Staff recommends the reappointment of Grant Thornton LLP for the 2011 audit year, as required by the Rules of Conduct. Report prepared by: Rocco Sgambelluri, extension 5232 Emails: rsgambelluri @trca.on.ca For Information contact: Rocco Sgambelluri, extension 5232 Emails: rsgambelluri @trca.on.ca Date: April 5, 2011 SECTION IV - ITEMS FOR THE INFORMATION OF THE BOARD RES.#C7/11 - 2010 YEAR END FINANCIAL PROGRESS REPORT Provides information on Toronto and Region Conservation Authority's financial performance for the year ended December 31, 2010, in relation to the 2010 budget. Moved by: Dave Ryan Seconded by: Bob Callahan IT IS RECOMMENDED THAT Toronto and Region Conservation Authority's (TRCA) Financial Progress Report dated December 31, 2010, be received. CARRIED BACKGROUND The Financial Progress Report is one of the tools through which staff advise the Authority of the status of TRCA's budget. As part of the financial management process, staff provide to the Budget/Audit Advisory Board (BAAB) financial progress reports which compare actual financial performance to the annual budget. This report covers the year ended December 31, 2010. RATIONALE Staff has included within the 2011 Operating and Capital Budget documents, 2010 actual and 2010 budget information for comparison. Staff will be working with the auditors on the 2010 financial statements in May, 2011. The financial statements will be presented to BAAB at its meeting scheduled to be held on June 10, 2011. In finalizing the 2010 financial statements, the 2010 actuals may be adjusted, but not significantly. The 2010 financial performance resulted in a combined operating and capital surplus of $356,872. Separately, details for each of the operating and capital financial results are listed below. 43 The 2010 operating results disclose a$261,937 deficit. Key factors of the variance were: Division Deficit Explanation (Surplus) Restoration Services 130,540 In fill revenues transferred to reserve for$498,000, partially offset by increased plant propagation revenues Planning and Development (354,950) Increase in fees for permits and MESPs CAO's Office, HR, Marketing (141,522) Under budget due to gapping in CAO's Office and & Communications Communications Watershed Management (75,399) Expenditures constrained to offset Conservation Field Strategies Centre's deficit Watershed Management (111,014) Staffing changes and constraints to offset Administration and Ecology Conservation Field Centre's deficit Conservation Field Centres 110,243 Unrealized revenue due to lower than budgeted attendance Finance and Business (44,081) Interest earnings, PST rebates in excess of budget. Services Wages costs exceeded budget due to temp hirings and accommodations CFGT and Levy 283,262 CFGT fundraising of$250,000 did not materialize Parks and Culture 364,076 Unrealized revenue due to lower than budgeted attendance, off set by expenditure reductions Finance and Business 82,997 Wild Water Kingdom back taxes (recoverable) and Services - Rentals property vacancies Finance and Business 17,785 Increased property taxes Services - Property Total 261,937 The 2010 capital budget produced a surplus of$618,809. Key factors of the variance were: Project Deficit Explanation (Surplus) Restoration Services (194,113) Surplus resulting from various special purpose projects during the year ORM Park (26,973) Various projects completed in the year leaving minor surplus York Natural Heritage (24,394) Various projects completed in the year leaving minor surplus Other Building Infrastructure (41.278) Deficit of$253,000 for the construction of the Petticoat Creek pool (as budgeted) offset by a$300,000 YR recovery for expenses incurred in previous years Land Acquisition (308,662) Proceeds from land sale Humber Bay Shores (14,016) Proceeds from land sale Various other projects (9,373) Numerous projects with minor surplus remaining Total (618,809) 44 There are multiple capital projects for which expenditures varied from budget. Reasons include factors such as: • delays in obtaining various approvals and matching funding; • need for additional communication or public meetings; • project completion schedules which cover multiple years; and • weather conditions which cause delays of in-ground work. Provision is made for the carry-forward of funding for capital works that are delayed. Capital funding is normally project specific, meaning there is less opportunity for surplus funds to accumulate for unrestricted usage. Report prepared by: Janice Darnley, extension 5768 Emails: jdarnley @trca.on.ca For Information contact: Ralph Kofler, extension 5274, Jim Dillane, extension 6292 Emails: rkofier @trca.on.ca; jdillane @trca.on.ca Date: April 04, 2011 RES.#C8/11 - PURCHASING POLICY 2011 Review. Advises the board that staff will be reviewing the purchasing policy in 2011. Moved by: Dave Ryan Seconded by: Maria Augimeri IT IS RECOMMENDED THAT the report dated April 1, 2011, advising of the review of the Toronto and Region Conservation Authority (TRCA) Purchasing Policy in 2011, be received. CARRIED BACKGROUND TRCA's Purchasing Policy was reviewed extensively in 2005 with the assistance of an outside consultant. The updated policy was approved at Authority Meeting #5/05, held on June 24, 2005. For reference, a copy of the policy is attached. Section 1.22 of the Policy requires a review of the policy every five years. Staff will undertake this review in 2011 and report to the Authority through the Budget and Audit Advisory Committee. RATIONALE A key provision in the Purchasing Policy relates to the "non-competitive procurement process", or"sole sourcing". Staff is aware that use of non-competitive procurement is of concern to the provincial government and to TRCA's municipal partners. TRCA's policy is constructed to recognize that it is critical to use public financial resources effectively. While competitive procurement is preferable, there are circumstances where non-competitive procurement is appropriate and cost effective. Section 1.14 of the Policy reads: 45 A non-competitive procurement process shall only be used if one or more of the following conditions apply and a process of negotiation is undertaken to obtain the best value in the circumstances for the TRCA. Authorized Buyers are authorized to enter into negotiations without formal competitive bids, under the following circumstances: 1. The goods and services are only available from one source or one supplier by reason of. • A statutory or market based monopoly • A fluctuating market prevents the TRCA from obtaining price protection or owing to market conditions, required goods or services are in short supply • Existence of exclusive rights (patent, copyright or licence) • Need for compatibility with goods and services previously acquired and there are no reasonable alternatives, substitutes or accommodations • Need to avoid violating warranties and guarantees where service is required 2. An attempt to purchase the required goods and services has been made in good faith using a competitive method and has failed to identify a successful supplier. 3. When the extension or reinstatement of an existing contract would prove most cost-effective or beneficial. The extension shall not exceed one year. 4. The goods and services are required as a result of an emergency, which would not reasonably permit the use of the other methods permitted. 5. The required goods and services are to be supplied by a particular vendor or supplier having special knowledge, skills, expertise or experience that cannot be provided by any other supplier. 6. Any other sole or single source purchase permitted under the provisions of this policy including those noted in Schedule `B'. The Policy provides that the Chief Administrative Officer can approve non-competitive procurement up to $50,000. Executive Committee approval is required for purchase of$50,000 to $200,000 and over$200,000, non-competitive purchases go to the Authority. Staff report to the Authority semi-annually on purchases authorized by the CAO including explanations of why non-competitive procurement was necessary. At Authority Meeting #1/11, held January 28, 2011, staff reported to the Authority on procurements in 2010. Staff identified that the total of all procurement over$10,000 which was approved by the Authority, Executive Committee or by the CAO was$13.1 million. About 80% of this procurement, about$10.4 million, was by competitive purchase. The balance, about $2.7 million was non-competitive procurement in compliance with TRCA's Purchasing Policy. 46 Of the$2.7 million, four items totalling $944,000 were approved by the Authority and four items totalling $311,000 by the Executive Committee. In the case of each item, detailed explanations were offered as to why non-competitive procurement was necessary. For example, a$400,000 contract was awarded to the Central Lake Ontario Conservation Authority to carry out groundwater studies on behalf of TRCA and partners in the groundwater monitoring program. Also, a$211,000 contract was awarded to the US Forest Service for research on tree canopy that is only available through the US Forestry Service. Another example is the award of a $70,000 contract to a consultant to carry out the second phase of work on a parks project funded through the federal/provincial stimulus program for which the timing was critical. To bring in a new consultant would have not only cost more but delayed the project beyond the timeframe for federal/provincial funding. In the category of procurement up to $50,000 approved by the CAO, about 62 items were approved for a total of$1.5 million. Of these approvals, item #5, specialized knowledge, skills, expertise or experience was cited in about 60% of sole source approvals and item #3, a cost effective extension of no more than one year, was cited about 30% of the time. Examples in the category of under$50,000 non-competitive procurement included: the Beer Store/LCBO ($20,000), Ryerson University ($30,000), Supply of Elevator doors ($27,750), Tent Top for Patio Tent at Black Creek Pioneer Village ($14,180), Mimico Waterfront Park Appraisal Work ($48,000), Chubb Alarm systems ($25,000), University of Toronto Partners in Project Green Parking lot ($35,000), Fisheries and Oceans Canada (three contracts of$15,000, $10,000 and $35,000). In all cases, staff is required to demonstrate to the satisfaction of the CAO and the respective Director that use of non-competitive procurement meets the policy criteria as set out above. DETAILS OF WORK TO BE DONE Staff will be reviewing the Purchasing Policy as required. Staff will report to the board with suggested changes to the policy reflecting five years of experience working with the policy. Report prepared by: Jim Dillane, 416-667-6292 Emails: jdillane @trca.on.ca For Information contact: Jim Dillane, 416-667-6292 Emails: jdillane @trca.on.ca Date: March 30, 2011 Attachments: 1 47 Attachment 1 ��Iu��lll TORONTO AND REGION�Y� onserva ion for The Living City TORONTO AND REGION CONSERVATION AUTHORITY PURCHASING POLICY For additional information or clarification of this policy, contact the Controller or the Director, Finance and Business Development. Approved Meeting #5105, Resolution #A124/05, June 24, 2005 48 SECTION 1.0 PURCHASING POLICY 1.1 Definitions and Terms 1.2 Objectives 1.3 Authorization and Limits 1.4 Processes and Methods 1.5 Unsolicited Quotations or Proposals 1.6 Official Point of Contact 1.7 Public Openings 1.8 Tender/Proposal Irregularities 1.9 Mathematical Errors 1.10 Tied Bids 1.11 Evaluation of Proposals 1.12 Vendor Debriefings 1.13 Vendor Complaints 1.14 Non-Competitive Procurement Process 1.15 Cooperative Purchasing 1.16 Vendor Sureties and Performance 1.17 Sustainability Requirements 1.18 Disposal of Goods 1.19 Disposal of Real Estate 1.20 Revenue from Use or Sale of Other Assets 1.21 Ethics 1.22 Review of Purchasing Policies and Implementation of Administrative Procedures APPENDICES TO THE PURCHASING POLICY Schedule `A' Purchasing Methods, Limits and Authorities Schedule `B' Goods and Services not subject this policy Schedule `C' Additional purchasing policies adopted by the Authority from time to time 49 1.0 PURCHASING POLICY Inherent in the Administration Regulation made under the Conservation Authorities Act and more specifically the Rules of Conduct for the TRCA is the need for sound and effective purchasing policies for the expenditure of public funds. This policy establishes authorities, responsibilities, processes and methods to be used in the acquisition and disposal of goods and services. The policy shall be read in conjunction with any written administrative procedures and, upon adoption, shall replace any existing purchasing policy. The Purchasing Policy is consistent with TRCA's Living City Vision and advances TRCA's business excellence and sustainability objectives. Section 1.17 recognizes the importance of sustainability in the execution of purchasing decisions. 1.1 Definitions and Terms The words and phases listed hereunder when used in this policy or any purchasing procedures shall have the following meanings ascribed to them. AUTHORITY— The appointed Members of the Toronto and Region Conservation Authority. AUTHORIZED BUYER— Staff authorized by the Chief Administrative Officer/Secretary-Treasurer or his/her designate to purchase goods and services pursuant to this policy. BID - An offer from a bidder in response to a call for quotations or tenders, which may be accepted or rejected. BIDDER- A vendor submitting an offer to the TRCA. BLANKET PURCHASE ORDER—A contract between the TRCA and a vendor to facilitate the delivery of repetitive use goods and services over a period of time. May also be referred to as a blanket or open order. The purchase order amount is deemed to be the total estimated cost for the contract term. COMMITMENT—A contractual obligation for the purchase of goods and services including the issuance of a purchase order/blanket purchase order or the execution of any agreement evidencing the obligation. The commitment amount is deemed to be the total estimated cost for the contract term. 50 MULTI-YEAR COMMITMENT—A maximum term of five years in respect of a commitment, beyond which Authority approval is required. CHIEF ADMINISTRATIVE OFFICER/SECRETARY-TREASURER OR DESIGNATE-For purposes of the policy, "Designate" refers to the individual to whom authority is delegated by the Chief Administrative Officer/Secretary-Treasurer. CONTRACT—A binding agreement between two or more parties. CO-OPERATIVE PURCHASING—Purchasing under an arrangement with other public bodies for the purchase of goods and services on a cooperative or joint basis where there are economic advantages in doing so. DECENTRALIZED PURCHASING- The practice by which TRCA authorizes designated staff to be authorized buyers and to assume responsibility for the acquisition of goods and services as provided for in this policy and to be accountable for compliance with this policy. EMERGENCY—An event that, is determined to be a threat to health, safety and welfare of persons or property; requires the maintenance of essential service, protection and security of the TRCA interests or mitigation of a liability or prevent serious delays or further damage; and requires the immediate purchase and delivery of goods and services operating outside of the requirements of this policy. EXECUTIVE COMMITTEE- The committee appointed by the Authority to where powers are delegated. GOODS AND SERVICES -Labour, materials, products, equipment, supplies and services (including constriction and any type of consulting or professional and technical services in relation to real property or personal property including but not limited to constriction, architects, engineers, designers, surveyors, management and financial consultants, brokers, real estate appraisers, auditors, bankers and all other services, that are the subject of the contract. MONETARY REFERENCES —All references in this policy to dollar amounts are to Canadian dollars and shall be exclusive of taxes. PERSONAL PURCHASE- Goods or services requested by a member or any employee of the TRCA, the requirement for which is not for the TRCA purposes but is for the benefit and use of the person requesting the purchase. 51 PUBLICLY ADVERTISED - Advertising in any publication of general circulation including the Internet. PROPOSAL - An offer from a vendor in response to a request for proposal, which may be subject to further negotiation. PURCHASE ORDER- A written or electronic request to purchase goods or services; or a written or electronic acceptance of an offer. PURCHASE REQUISITION OR REQUISITION—A request, in an approved form, to acquire goods or services. QUOTATION- An offer from a vendor to provide goods or services. SURETY - A specified dollar amount in the form acceptable to the Director, Finance and Business Development of cash, certified cheque, bid bond, performance bond, labour and materials bond, letter of credit or any other approved form of collateral as deemed necessary. TENDER—A written offer in a specified form received from a vendor in response to an invitation to a public call for tenders. TRCA - Toronto and Region Conservation Authority. VENDOR—A supplier of goods and services Additional definitions as and when required will be included in the purchasing procedures. 1.2 Objectives To achieve its business excellence objective, TRCA supports fair, open, transparent, accountable, and efficient and effective procurement processes through the solicitation of multiple bids, proposals and direct negotiation. In the interpretation and application of this policy, regard shall be given to the following objectives: • To promote efficient and effective procurement processes and decisions and establish clear responsibility, accountability and authority for the processes and decisions in the purchase of goods and services. 52 • To promote the most effective use of public funds and ensure the greatest value for the purchase of goods and services through the exercise of professional purchasing practices, free from influence and interference, and encourage where practical, standardization and open and competitive bidding. • To implement management and financial controls that meet the requirements of the TRCA and ensure accountability of those responsible for requisitioning and purchasing goods and services. • To allow purchasing decisions to be made as efficiently as possible through the delegation of authority and empowerment of staff while at all times having regard for the purchasing policy. • To adopt methods of acquisition and disposal that achieve the most competitive and responsive offers, terms and conditions wherever possible and promote procurement processes and decisions that are consistent with the Living City Objectives and TRCA objectives. • To promote acceptance of bids based on total acquisition and life cycle cost rather than the lowest bid received and encourage specifications, whenever possible, that are environmentally responsible and sustainable. 1.3 Authorization and Limits The Chief Administrative Officer/Secretary-Treasurer or designate is given the authority and responsibility to operate a decentralized purchasing program on behalf of the TRCA in accordance with the requirements of this policy and to act on behalf of the TRCA in entering into contracts with third parties for the purchase and disposal of all goods and services. The Chief Administrative Officer/Secretary-Treasurer or designate shall determine the form, content and use of forms, whether electronic or printed including requisitions, purchase orders, bid and contract documentation, bonds, letters of credit and other forms of guarantee or surety. The Chief Administrative Officer/Secretary-Treasurer or designate may delegate to Authorized Buyers, all or part of the authority to purchase goods and services in accordance with this policy. The Chief Administrative Officer/Secretary-Treasurer or designate shall maintain a list of designated employees and their respective authorities and limitations. 53 Authorized Buyers shall be authorized to make an award arising from a request for quotations, tenders or proposals to the lowest bidder whose bid meets the specifications and requirement set out in the tender or quotation; for proposals, having completed the required evaluation, an award to the highest ranked proponent whose bid meets the requirements of the proposal call, including the evaluation criteria set out in the call; and for quotations, tenders and proposals, that there is no material, written objection. Where the recommended award is not from the lowest acceptable bidder or highest ranked proposal, the award must be approved in accordance with Schedule `A'. Records and files of documents, transactions, authorizations, approvals and actions under this policy shall be kept and maintained according the TRCA records retention policy and subject to the requirements of the Municipal Freedom of Information and Protection of Privacy Act. Authorities and responsibilities shall be applied and administered having regard to the provisions of any financial control policies or any other approval requirements. Where all the requirements of this policy have been met, the appropriate officials are authorized to execute formal contracts. The following Schedules, as may be amended by the Authority from time to time, are attached and give effect to this policy. • Schedule `A' outlines the Limits and Authorization associated with each Purchasing Method; Acceptable Bids and Proposals; and Disposal of Goods. • Schedule `B' provides a listing of designated goods and services not subject to this policy or the issuance of a purchase order. • Schedule `C' provides for the inclusion of any additional purchasing policies adopted by the Authority from time to time. In the case of purchases of goods or services having a value of less than $1,000 the requirements of this policy as to the method of purchase do not apply provided that such purchase is undertaken in compliance with any applicable purchasing procedures. In the case of revenue generating contracts the limits and authorities outlined in Schedule `A' apply, except that the vendor offering the highest return shall be considered. 54 1.4 Processes and Methods Subject to the provisions and dollar limits of Schedule `A', the following processes and methods of acquisition are to be used to give effect to the TRCA purchasing objectives: • A Request for Pre-qualification shall be used, and precede a Request for Tenders, Quotations or Proposals in order to identify and pre-select bidders, where it is deemed that the nature and complexity of the work involved warrants the time and effort required to pre-select the most experienced and qualified bidders. • A Request for Expressions of Interest shall be used to determine the interest of the market place to provide a scope of work or services contemplated to be procured by the TRCA. • A Request for Tenders shall be used to obtain offers from a vendor by way of a public tender call, to provide goods and services, whenever the requirements can be precisely defined and the expectation is that the lowest bid meeting the requirements specified in the request would be accepted, subject to any other provisions of this policy and the Tendering limits specified in Schedule 'A'. • A Request for Quotations shall be used to obtain offers from a vendor to provide goods and services, whenever the requirements can be precisely defined and the expectation is that the lowest bid meeting the requirements specified in the request would be accepted, subject to any other provisions of this policy and the Quotation limits specified in Schedule `A'. • A Request for Proposals shall be used to obtain offers from a vendor to provide goods and services of a unique or complex nature where all or part of the requirements cannot be precisely defined and the expectation is that the proposal offered by the highest ranked proponent resulting from an evaluation and meeting the requirements specified in the request, including the evaluation criteria set out in the Request, would be accepted, subject to any other provisions of this policy and the Proposal limits specified in Schedule 'A'. • An Informal Request for Quotations shall be used to obtain offers from a vendor by means of telephone, fax, e-mail or other similar solicitation method to a minimum of three bidders, where possible, to obtain lowest cost, prompt service, procurement of goods and services expeditiously and cost effectively, subject to the informal quotation limits specified in Schedule 'A'. 55 1.5 Unsolicited Quotations or Proposals Consistent with the TRCA position to support effective, objective, fair, open, transparent, accountable, and efficient procurement processes through the solicitation of multiple bids, proposals and direct negotiation, the TRCA does not accept unsolicited, formal quotations or proposals. Any exception must be approved by the Authority. A report to the Authority shall include comments from the Chief Administrative Officer/Secretary-Treasurer or designate. 1.6 Official Point of Contact TRCA is committed to the highest standards of integrity with respect to the purchase of goods and services and managing the processes by which goods and services are acquired. An official point of contact shall be named by the vendor/proponent in response to Quotations, Tenders, and Proposals to respond to all communications to and from TRCA staff from the time of issuance, during the competitive process, and up to and including the announcement of award. TRCA shall name an official point of contact to whom the vendor shall direct all communications. TRCA and the vendor acknowledge and agree that the individual named as the "official point of contact" shall be the initial contact and may choose to redirect the communication to another individual. Any vendor found to be in breach of this section of the policy will be subject to disqualification from the request or a future request(s) at the discretion of the Authority. 1.7 Public Openings and Tender Opening Committee Any Requests for Tenders over $100,000 are to be opened by the Tender Opening Committee at the time and location specified in the Proposal Document. At its sole discretion, TRCA may decide that to publicly advertise Requests for Proposals because of their nature and complexity or because it is in the public interest. Requests for Proposals which are publicly advertised shall be received by the Tender Opening Committee at the time and location specified in the Proposal Document. This process shall apply to publicly advertised Requests for Pre-Qualification, Expressions of Interest and Quotations. 56 Public advertising means advertisements in written or electronic media, trade publications, on the TRCA web site or other forms of advertising as determined by TRCA. The Tender Opening Committee shall be comprised of an Authority Member, the Authorized Buyer, a representative of the Director of Finance and Business Development and a representative of the CAO's Office. All other solicitations are not opened in a public forum but the results will be available upon written request to the Authorized Buyer. 1.8 Tender/ProposalIrregularities The following irregularities contained in a Tender or publicly opened Proposal received by the TRCA shall result in the following actions to be taken by the Authorized Buyer: IRREGULARITY ACTION Late submission Automatic rejection and not opened or otherwise disclosed Insufficient or unacceptable Automatic rejection surety Submission not signed in ink or Automatic rejection unless, in the incomplete submission opinion of the Chief Administrative Officer/Secretary-Treasurer or his/her designate, the incomplete nature is trivial or insignificant Qualified submission (qualified Automatic rejection unless, in the or restricted by an attached opinion of the Chief Administrative statement, unless allowed for) Officer/Secretary-Treasurer or his/her designate, the qualification or restriction is trivial or insignificant Submission received on Automatic rejection unless, in the documents other than those opinion of the Chief Administrative provided by the TRCA or in a Officer/Secretary-Treasurer or his/her form unacceptable to the TRCA designate the matter is deemed to be minor 57 IRREGULARITY ACTION Erasures, overwriting or strikeouts that are not initialed: • Uninitiated changes to Two (2) business days to submission that are minor initial/date (example: the vendor's address is amended by over-writing but not initialed) • Unit prices have been Two (2) business days to changed but not initialed and initial/date the contract totals are consistent with the price as amended • Unit prices have been Automatic rejection changed but not initialed and the contract totals are not consistent with the price as amended Minor Irregularities The Chief Administrative Officer/Secretary-Treasurer or his/her designate shall have the authority to waive irregularities deemed to be minor. In exercising judgment the Chief Administrative Officer/Secretary-Treasurer or his/her designate shall consider any advice provided by the TRCA legal counsel. See Schedule `A' for Limits and Authorities 1.9 Mathematical Errors Terms and conditions for unit price contracts shall include a statement indicating that where there is a discrepancy between the total price and the unit price, the unit price shall prevail. During the bid evaluation process, where any discrepancy exists between the total price and the unit price, the unit price shall prevail and the total bid price shall be adjusted accordingly. 58 1.10 Tied Bids In order to minimize the risk of tied bids, request for Tenders, Quotations and Proposals should include such terms and conditions that promote best overall value and allow responses to be evaluated accordingly. This includes but not limited to such considerations as price (including discounts and prompt payment terms), quality, delivery (including response time), service, and past performance. If all the terms and conditions of the request have been met and the outcome of the evaluation still results in a tie, staff is authorized to conduct a lottery. In the case of two identical bids a coin toss will decide. In the case of more than two identical bids, a draw(lottery) will decide. The results of the lottery are to be recorded and witnessed by all parties present and the award shall be reported in accordance with the requirements of this policy. 1.11 Evaluation of proposals An Evaluation Committee shall be established for Requests for Proposals. The size of the Evaluation Committee shall be reflective of the complexity and dollar value of the assignment and must be have a minimum of two members. Committee members must have the relevant experience to evaluate proponents' submissions. The Evaluation Committee shall provide a written report summarizing the results of its review and rationale for its recommendations. All Requests for Proposals are to include clear specifications and evaluation criteria, terms and conditions that can be applied in a fair and consistent manner to all respondents. 1.12 Vendor Debriefings All vendors are entitled to a formal or informal debriefing, upon written request made to the Authorized Buyer, to obtain feedback on why their bid or proposal was not successful. 1.13 Vendor Complaints TRCA is committed to the highest standards of integrity with respect to dealing with vendor complaints. Complaints shall be handled with fairness and equity for all participants in a Tender, Quotation or Proposal call. 59 All vendor complaints, whether addressed a member or the staff, are to be referred to the Chief Administrative Officer/Secretary-Treasurer or designate for resolution. Objections to a recommendation for award must be in writing. The Chief Administrative Officer/Secretary-Treasurer or designate shall review the objection and determine, with legal advice where necessary, whether the objection is material i.e. it is not frivolous or vexatious or solely related to a review of any listed irregularities as defined in this policy or is not non-responsive i.e. it is not deficient in meeting the requirements of the call. Where the objection is determined not to be material, the making of the award shall proceed in accordance with this policy. Where the objection is determined to be material and cannot be resolved, the award shall be made by the TRCA in accordance with this policy. In such case, the Chief Administrative Officer/Secretary-Treasurer or designate shall report to the Executive Committee with respect to the recommendations for award. The Chief Administrative Officer/Secretary-Treasurer or designate shall inform the vendor of his/her right to make a deputation before the Board and shall advise the vendor who to contact at the TRCA for further information on the deputation process. Upon hearing the deputation and considering the staff report, the Executive Committee shall make a recommendation to the Authority with respect to the award. 1.14 Non - Competitive Procurement Process A non-competitive procurement process shall only be used if one or more of the following conditions apply and a process of negotiation is undertaken to obtain the best value in the circumstances for the TRCA. Authorized Buyers are authorized to enter into negotiations without formal competitive bids, under the following circumstances: 1. The goods and services are only available from one source or one supplier by reason of: • A statutory or market based monopoly • A fluctuating market prevents the TRCA from obtaining price protection or owing to market conditions, required goods or services are in short supply • Existence of exclusive rights (patent, copyright or licence) • Need for compatibility with goods and services previously acquired and there are no reasonable alternatives, substitutes or accommodations • Need to avoid violating warranties and guarantees where service is required 60 2. An attempt to purchase the required goods and services has been made in good faith using a competitive method and has failed to identify a successful supplier. 3. When the extension or reinstatement of an existing contract would prove most cost-effective or beneficial. The extension shall not exceed one year. 4. The goods and services are required as a result of an emergency, which would not reasonably permit the use of the other methods permitted. 5. The required goods and services are to be supplied by a particular vendor or supplier having special knowledge, skills, expertise or experience that cannot be provided by any other supplier. 6. Any other sole or single source purchase permitted under the provisions of this policy including those noted in Schedule '13'. 1.15 Cooperative Purchasing The Chief Administrative Officer/Secretary-Treasurer or designate may enter into arrangements with other public bodies on a co-operative or joint venture basis where there are economic advantages and where the best interests of the TRCA would be served in so doing; providing that under such arrangements the method of acquisition used is a competitive method similar to that described in this policy; and the awarding and reporting of such contracts is in accordance with the authorization and limits set out in this policy. 1.16 Vendor Sureties and Performance TRCA reserves the right to request surety deposits and to determine the form and amount. The Chief Administrative Officer/Secretary-Treasurer or designate shall maintain records relating to vendor performance or non-performance. The information shall be used to supplement a pre-qualification process, to justify an award to other than the low bidder where it can be demonstrated that such records are part of the evaluation process and criteria or to ensure contract compliance 61 1.17 Sustainability Requirements In accordance with its mandate and vision, the TRCA employs leading edge "sustainability" standards in purchasing. The TRCA approach is two-pronged, involving mandated purchase of certified products where approved under the Sustainability Management System, and encouraging consideration of a product or company's environmental and/or sustainability performance in areas not prescribed under the first designation. As a minimum, Authorized Buyers must follow the Mandatory Green Product Procurement Listing for purchases of products contained in that listing, and for other products and services, other procurement related SMS policies including green energy, facility upgrades to meet LEED certification or other criteria, and green fleet policy. SMS procurement requirements must be met unless the expressed consent of the Chief Administrative Officer/Secretary-Treasurer or designate is obtained and rationale for variance is recorded. For products not included in the Mandatory Green Product Procurement Listing, purchasers must consider the following in their product purchases as per recommendations made in the GIPPER(Governments Incorporation Procurement Policies to Reduce Refuse) Guide to Environmental Purchasing: a. Limited packaging b. Recycled content c. Locally sourced d. Non-toxic e. Energy efficient f. Recyclable or reusable at end of life span g. Is the product really needed In addition, the TRCA will consider corporate sustainability and evidence thereof in awarding consulting and other contracts. Authorized Buyers should consider any or all the following: a. Evidence of social performance, globally, nationally and locally b. Evidence of corporate environmental stewardship c. Evidence of proficiencies in delivering sustainable solutions d. Experience in delivering sustainable solutions 62 1.18 Disposal of Goods The Chief Administrative Officer/Secretary-Treasurer or designate is authorized to dispose of surplus or obsolete goods (except those goods covered by the TRCA De-accession Policy) by using them in other departments or, if no longer useful for TRCA purposes, arranging for their disposal in a cost effective and efficient manner and on such terms as are likely to achieve the highest net revenue or benefit or the reduction or avoidance of net cost from the disposition. The Chief Administrative Officer/Secretary-Treasurer or designate shall prescribe any forms and maintain records of such dispositions. All goods of the TRCA, that have become surplus to its needs are to be disposed of by public auction, trade-in, exchange, quotation or such other methods as may be approved by the Chief Administrative Officer/Secretary-Treasurer. The opportunity to purchase surplus goods may be given to other public agencies in such manner as may be prescribed by purchasing procedures. Authorization and limits shall be in accordance with Schedule 'A'. Disposal of Real Property The TRCA purchasing policy does not apply to the disposal of real property. The TRCA policy and procedures governing the disposal of TRCA land and real property shall apply. 1.20 Revenue from Use or Sale of other Assets The TRCA purchasing policy applies to revenue generating contracts including but not limited to the use of TRCA land to deposit soil and the sale of TRCA timber rights and gravel deposits in which case the vendor whose bid or proposal meets terms and conditions and offers the highest dollar value will be selected. The purchasing objectives, processes, methods, authorities and limits outlined in this policy and Schedule `A' apply. 1.21 Prohibitions and Ethics No personal purchases shall be made for any employee or Authority member unless specifically authorized by the Authority. No employee, or Authority member, shall purchase goods and services on behalf of the TRCA except as may be provided for in this policy. 63 No employee, or Authority member, shall be permitted to supply goods and services to the TRCA unless specifically authorized by the Authority. No employee, or Authority member, shall bid on the sale of goods except those disposed of by public auction. No requirement for goods or services shall be divided to avoid the requirements of this policy. Vendors retained to prepare specifications for goods or services shall not be permitted to respond to a request for quotations, tenders or proposals on those services. This does not preclude a vendor from providing other assistance to the TRCA by way of contract compliance or administration. TRCA Code of Conduct shall apply to this policy. 1.22 Review of Purchasing Policy and Implementation of Administrative Procedures The Chief Administrative Officer/Secretary-Treasurer or designate shall undertake a comprehensive review of this policy at least every five (5)years and report to the Authority accordingly. The Chief Administrative Officer/Secretary-Treasurer or designate shall prepare, maintain and approve administrative procedures to implement this policy. 64 SCHEDULE `A' PURCHASING METHODS, LIMITS AND AUTHORIZATION PURCHASING METHOD LIMITS AUTHORIZATION TO AWARD Request for Tender—See 1.4 Over$200,000 Authority $100,000 -$200,000 Executive Committee Request for Quotation—See 1.4 Up to $100,000 Chief Administrative Officer/ Informal Request for Quotation—See 1.4 Up to $10,000 SecretaiN--Treasurer or designate Request for Proposal—See 1.4 Over$200,000 Authority $100,000 -$200,000 Executive Committee Up to $100,000 Chief Administrative Officer/ SecretaiN--Treasurer or designate No requirement for competition but best Up to $1MO Chief Administrative Officer/ value to be obtained—See 1.3 SecretaiN--Treasurer or designate Non Competitive Procurement(Sole source/ Authority Negotiation)—See 1.14 Over$200,000 Executive Committee $50,000 -$200,000 Chief Administrative Officer/ Note: In the case of an emergency over Up to $50,000 SecretaiN--Treasurer or $50,000 the Chief Administrative designate Officer/SecretaiN--Treasurer is authorized to act immediately and report to the Executive Committee at the earliest opportunity ACCEPTABLE BID OR PROPOSAL LIMITS AUTHORITIES Lowest acceptable bid or highest ranked Over$200,000 Authority proposal not being accepted for any reasons $25,000 -$200,000 Executive Committee other than those specified in 1.8 Up to $25,000 Chief Administrative Officer/ SecretaiN--Treasurer or designate DISPOSAL OF GOODS LIMITS AUTHORITIES Value of items (estimated market value at Over$200,000 Authority time of disposal) $50,000 -$200,000 Executive Committee Up to $50,000 Chief Administrative Officer/ SecretaiN--Treasurer or designate Notes and interpretations: 1. In accordance Nvith Section 13 Authorization and Limits,the Chief Administrative Officer/Secretary-Treasurer or designate shall maintain a list of designated employees and their respective authorities and limitations. 2. If the loNvest acceptable bid as a result of a Request for Tender is less than $100,000, authorization for the aNvard shall still be made by Executive Committee. 3. If the loNvest acceptable bid as a result of a Request for Quotation is more than $100,000 authorization for aNvard shall be made by Executive Committee. 4. If the loNvest bidder is not selected, a report shall be provided to the Executive Committee for their information at the next available meeting. 65 SCHEDULE `B' GOODS AND SERVICES NOT SUBJECT TO THIS POLICY The following items are not subject to this policy. Unless otherwise stated in this policy or any administrative procedures, a purchase order is not required to process payment. Sole source vendors are subject to the provisions of the purchasing policy and the issuance of a purchase order. The items listed here are subject to such other policies, procedures and approvals as TRCA requires. 1. Utilities Electricity Water and sewage charges Natural gas Basic telephone/data/internet/long distance service Basic television cable service 2. Training and Education Membership fees-Professional Associations Magazine and Periodical Subscriptions Training Registration (except where bulk training is arranged through a bidding process) Conference and Seminars 3. Refundable employee expenses Meal allowances Travel and transportation expenses Promotional allowance Hotel accommodations Mileage 4. General Expenses Property Taxes Postage(Canada Post) Licenses, e.g. vehicles Charges to or from other government agencies including contracts with Federal, Provincial or Municipal governments Agencies, Boards, Commissions Grants to organizations Land purchases/expropriation Land registry fees Refunds Legal settlements Grievance payments Experts and witnesses for civil actions or administrative hearings Arbitrators and Mediators TRCA catered functions and accommodations 66 5. Petty cash replenishment 6. Payments to past and current employees All salaries, wages and benefits due to any person in the employ of the TRCA. All retirement allowances and other mandatory payments due to any person previously in the employ of the TRCA. 7. Government payments All accounts for fees and levies payable to the federal, provincial or other municipal government, or to any agency, board or commission thereof. 8. Debt All accounts for payments of principal or interest on debentures, loans or overdrafts, including foreign exchange in accordance with TRCA investment policy. 9. Pension deductions and contributions All accounts relating to employee pension deductions and employer pension contributions in respect of the salaries and wages to those persons who are paid by or employed by the TRCA, and which are payable in respect of any duly authorized registered pension plan on behalf of the respective employee. 10. Handmade products produced by TRCA employees for sale at TRCA gift shops . 11. Research and special projects undertaken by qualified Community College/University staff and/or students acting on behalf of their respective institution . 67 SCHEDULE `C' ADDITIONAL PURCHASING POLICIES ADOPTED BY THE AUTHORITY FROM TIME TO TIME POLICY DESCRIPTION DATE OF APPROVAL 68 TERMINATION ON MOTION, the meeting terminated at 12:13 p.m., on Friday, April 8, 2011. David Barrow Brian Denney Chair Secretary-Treasurer /ks 69 khk 01FTHE TORONTO AND REGION CONSERVATION AUTHORITY MEETING OF THE BUDGET/AUDIT ADVISORY BOARD #2/11 October 14, 2011 The Budget/Audit Advisory Board Meeting #2/11, was held in the Victoria Room, Black Creek Pioneer Village, on Friday, October 14, 2011. The Chair Maria Augimeri, called the meeting to order at 12:00 p.m. PRESENT Arrival Time Departure Time Maria Augimeri 12:00 p.m. 1:30 p.m. Member David Barrow 12:00 p.m. 1:30 p.m. Member Bob Callahan 12:00 p.m. 1:30 p.m. Member ABSENT Gerri Lynn O'Connor Chair Dave Ryan Member RES.#C9/11 - MINUTES Moved by: Bob Callahan Seconded by: David Barrow THAT the Minutes of Meeting #2/11, held on April 8, 2011, be approved. CARRIED PRESENTATIONS (a) A presentation by Jim Dillane, Director, Finance and Business Services, in regard to item BAAB7.1 - 2012 Preliminary Capital Estimates and Operating Budget Guidelines. RES.#C10/11 - PRESENTATIONS Moved by: David Barrow Seconded by: Bob Callahan THAT above-noted presentation (a) be heard and received. CARRIED 70 SECTION I - ITEMS FOR AUTHORITY ACTION RES.#C11/11 - 2012 PRELIMINARY CAPITAL ESTIMATES AND OPERATING BUDGET GUIDELINES Recommends approval of 2012 preliminary capital estimates and operating budget guidelines Moved by: David Barrow Seconded by: Bob Callahan THE BOARD RECOMMENDS TO THE AUTHORITY THAT the preliminary estimates for Toronto and Region Conservation Authority's (TRCA) 2012 - 2021 participating municipality capital budgets, as outlined in Attachment 1, be approved for submission to the respective municipalities; THAT the preliminary estimates for the 2012 operating budget make provision for a cost of living adjustment of three per cent (3%) effective in April, 2012; THAT the preliminary estimates for the 2012 operating budget include municipal levy increases consistent with the guidelines determined by the respective participating municipality; AND FURTHER THAT staff be directed to submit the 2012 preliminary estmates to the City of Toronto, the regional municipalities of Peel, York and Durham, the Town of Mono and the Township of Adjala-Tosorontio in accordance with their respective submission schedules. CARRIED BACKGROUND TRCA has begun the process of submitting preliminary estimates to its municipal funding partners. The process began in May and submissions have been made to staff of the various participating municipalities commencing in July. TRCA staff has met with staff of the regions of Peel, Durham and York and the City of Toronto to present TRCA budget requirements. Meetings with Peel, York and Durham included representatives of the other conservation authorities which have jurisdiction in those regions. Meetings with the participating municipalities to finalize the budget will occur over the next five months. Each jurisdiction has its own unique process to be followed for the budget submissions which ultimately must be approved by the respective municipal councils. Staff is presenting the summary level information on the capital budget requests submitted to each jurisdiction. Staff has not provided details of the operating estimates because the detail is subject to considerable change between now and the end of February when TRCA has the results of the funding decisions of its municipal partners and TRCA's 2011 year end results. 71 RATIONALE Operating Budget Staff is in process of completing the preliminary estimates for the 2012 operating budget. As always, staff will recommend a final budget in which expenditures are equal to the revenues including revenue from operations, grants and municipal levy. Municipal levy accounts for about one third of the annual operating budget. Expenditures At this time, staff estimate an increase in expenditures of 4.9% or about$1.7 million. Pressures on the operating budget include an increase in OMERS contributions of 1% (about$285,000), health benefit cost increases of 1.8%, property insurance costs, rising energy costs as well as annualization of salary changes in 2011. Cost of Living Adjustment (COLA) TRCA salary and wage COLA adjustments have been: • 2009 0% • 2010 2% • 2011 0% • in 2012, staff recommends a 3% COLA effective the first pay in April of 2012. This will cost an estimated $439,000. The effect of the 3% increase averaged over 5 years is about 1% annually. This is well below most municipal increases over the same time frame. Preliminary estimates provide for maintenance of existing programs and services at the 2011 level of service. Any additional new services to be introduced in 2012 will be funded from non-municipal levy sources. Additional staffing is for the most part in area of seasonal and part-time staff or in programs that have additional, non-levy funding. Revenues MUNICIPAL LEVY As a separate report, staff has described a proposed change to the traditional funding arrangements which would result in additional municipal levy from the Regions. Provision is made for a modest levy increase in 2012 of$225,000. To date, staff at the City of Toronto are recommending a flat lined TRCA levy (0%) in 2012. Staff at the regions of Peel and York are considering increases in 4 to 4.5% range. The guideline at the Region of Durham for conservation authority operating funds is 2%. PLANNING AND DEVELOPMENT FEES As a separate report, and at the direction of the Authority, staff has recommended a program to increase planning and development fees to achieve 100% recovery of costs to process development applications. In 2012, the preliminary estimates make provision for a 5.8% increase in planning fees. If the Authority approves the planning fee proposal, staff project that additional funds will be available and those projections can incorporated in the 2012 final budget. 72 CONSERVATION (THE LIVING CITY) FOUNDATION In previous budgets, TRCA has relied on up to $800,000 in unrestricted revenue from the Foundation. The 2012 operating estimates include no funding from the Foundation which is a pressure since in past years such funding has been included (although not realized). In future, staff will apply unrestricted funds from the Foundation in the year following the year in which the funds are secured. These funds will be applied first to offset any cumulative deficit. OPERATING REVENUES In total, about$1 million of additional operating revenue from planning fees, interest earnings, various parks fees and other programs is included. This represents an increase of about 4.4% over 2011. These estimates will be refined when staff complete the 2011 year end results. PROVINCIAL TRANSFER PAYMENTS Staff aniticipate that once again there will be no increase in provincial transfers estimated at $846,000. This issue has persisted for more than 10 years. Conservation Ontario continues to meet with the province and lobby for additional funding. ROUGE NATIONAL PARK In 2011, the Government of Canada announced support for creation of the Rouge National Park. Representatives of Parks Canada have met with the Rouge Park Alliance, Rouge Park staff and TRCA staff to initiate the process to create the National Park. Staff is hopeful that some level of funding for this work may be available in 2012 but nothing is budgeted. Capital Budgets Staff has completed the municipal portion of the 2012-2021 capital program. Participating municipalities usually require that TRCA provide 10 year capital budget projections and each municipality has their own requirements and format for this information. Obviously, most attention is paid to the 2012 and 2013 capital programs. Attachment 1 includes summary tables for each of the following: City of Toronto, regions of Peel, York and Durham. Staff prepares for the City and Peel and York Regions, budget binders which include detailed information on each capital project and program. These binders are in the process of being finalized and will be available to Members who require them. CITY OF TORONTO The capital submission is based on core funding for longstanding programs which meet the existing City of Toronto targets. The City funds TRCA capital programs from both debt and water reserve funding, in roughly 50/50 proportions. The City annual debt guideline for TRCA is $3 million and has remained unchanged for many years. The portion of the capital from water reserves has increased marginally, about 2 to 3% annually. Funding from the City remains inadequate to meet critical state of good repair and infrastructure requirements of TRCA's work within the City. Erosion sites, shoreline protection and repairs to waterfront parks require additional commitment from the City. Accordingly, in 2010, staff prepared a prioritized list of critical infrastructure needs which are additional to the core funding request. This list was extensive and reflected the fact the capital funding from the City has been inadequate in terms of asset maintenance for many years. 73 In 2011, the City of Toronto agreed to fund an additional $5 million in critical erosion and flood management works. This work is being completed and TRCA asked for the same amount in 2012 to continue to deal with the back log of state of good repair projects in the City. The City determined that$2 million could be made available for erosion work on the Meadowcliffe project and flood work in Hogg's Hollow, although this amount has yet to be finalized. REGIONAL MUNICIPALITY OF YORK The capital submission is based on core funding for longstanding programs. York Region guidelines provide for an increase in core programs of no more than 4.5%. Staff has met this guideline. In the 2012 submission, staff has included a list of priority projects reflecting needs that extend beyond the core funding. The Region has made a significant investment in conservation programs but there is still much to be done. TRCA staff anticipate making a submission to the Region's Finance and Administration Committee to request support for these additional projects. REGIONAL MUNICIPALITY OF PEEL The capital submission is based on core funding for longstanding programs. Peel Region guidelines provide for some increase in key programs and require TRCA to submit a rationale to demonstrate needs beyond the guidelines. The 2012 capital program is based on estimates submitted as part of the 2011 program. Staff made a presentation to Regional Council in June of 2011 outlining accomplishments of the climate change adaptation and mitigation programs from 2007 to 2010. Staff will do a further presentation to Regional Council in October describing the 2012 program. REGIONAL MUNICIPALITY OF DURHAM Capital funding for Durham Region totals$825,000. Included is $125,000 as Durham's share of a pooled capital program for groundwater management in which TRCA holds funds from participating municipalities spent at the discretion of a steering committee of regional works and conservation authority staff. TRCA's capital funding from Durham is $700,000 which has remained the same since about 2004. The 2012-2021 Durham submission includes significant increases to meet the backlog of needs in Durham. Staff of the five conservation authorities have met with Planning Department and Finance Department staff to consider growing unmet needs of the five conservation authorities. Staff also made a presentation to the Region Planning Committee describing the work of the five conservation authorities and its importance to the growth of the Region. Staff has recently been advised that Durham Regional Council approved 2012 budget guidelines that have once again frozen capital funding to the five conservation authorities and recommended a 2% increase in operating funds. 2011 Projected Year End Results Staff has completed variance reports to the end of August, 2011 and projecting revenue and expenditures to year end. The projection is that 2011 actuals will be very close to the approved budget. Less than budgeted revenue due to lower attendance at some parks and Black Creek Pioneer Village is being off set by expenditure reductions. Interest revenues are slightly higher than budgeted. 74 In terms of capital, the Petticoat Creek Pool project is on track: $3 million project of which $1.2 million will be spent in 2011 to complete the work. The funding shortfall in 2011 is projected to be about $400,000 to bring the total funding shortfall to$1 million. This amount will be repaid from Petticoat pool revenues as reported and agreed to by the Authority in approving the project. Overall, staff project that the capital budget will be on target and should produce the $300,000 surplus to be used to offset a portion of the cumulative deficit. Cumulative Deficit Position As of December 31, 2010, the cumulative "cash basis" deficit for operating and capital was$2.4 million of which $1.7 million related to general operations and $600,000 to the Petticoat creek pool project. $75,000 related to the final payment toward the capital cost of the Restoration Services Centre building which will be paid in full in 2011. TRCA has no debt. The cash flow position has always been very positive and this continues in 2011. Based on the projected year end results, the cumulative "cash basis" deficit will be about$2.5 million of which $1 million will be related to the repayment of the Petticoat Creek Pool project and $1.5 million would be related to operations. As of December 31, 2010, the book value of TRCA tangible assets was$518.2 million and the unamortized balance or net book value is $402.2 million. DETAILS OF WORK TO BE DONE Following year end, the 2012 - 2021 capital budget can be finalized and will include the municipal capital projects as approved by the respective participating municipalities as well as all other capital projects such as Waterfront Toronto work and land acquisition. The operating estimates will become final following year end at which time staff can determine the impact of reserve contributions and any decisions made by the Authority relating to the proposed 100% recovery of planning and development fees. With respect to the latter, staff has included a modest increase in planning fees of 5.8% and will apply new fees if approved. Also, staff await direction from the Authority that the 3% COLA is to be implemented and that the proposed changes to the municipal levy formula are to proceed. Staff is prepared to describe in detail the capital projects and programs included in the submissions at the meeting of the Board or at the Authority on October 28th. Approval of the preliminary estimates by the Authority enables staff to go forward with discussions knowing that the Chair and members are in support of the proposed projects and programs subject to the funding capacity of the respective municipal jurisdictions. Report prepared by: Jim Dlllane, extension 6292 Emails: jdillane @trca.on.ca For Information contact: Jim Dillane, extension 6292 Emails: jdillane @trca.on.ca Date: October 05, 2011 Attachments: 4 75 00 Attachment 1 z O w O ~ 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Cfl (fl Mo0oCflMti LO 00 C) 0 o CY) N _� _m _o � aoNaoao M 00 (.0 O O ao J " N Efl Efl Efl E3 E3 MM — Nf} LO O E3 CY) CY) Cli LU N Efl Efl W >, a = O0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 c 0 0 0 0 0 0 0 0 0 O o 0 0 0 0 O aiMMCDCDCDMNM LO (.0 C) 0 0 M It M M It ti ti M M M — LO O O O " Efl Efl Efl Efl Efl D, � M � Efl D, MD, 00 d O LU V1 f0 O c W 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Z o 0 0 0 0 0 0 0 0 0 O 0 0 0 0 O O 0 0 0 0 0 0 0 0 0 O O O O O O O Q d LONoLOoLOCoCfl 'T o T o — o o LO M T M M T CO I� — T Co LO LO O O ti Z � � Efl Efl Efl D, Efl Efl Efl Efl Efl CO Efl Efl H O �+ O = 0 0 0 0 0 0 0 0 0 0 O O O O O O O 0 0 0 0 0 0 0 0 0 Efl O O Efl O O O O 0 0 0 0 0 0 0 0 0 O O 0 0 O O O Cfl O Ln O O 6r M ti O N O O O N N M I- M CO 't M M M I� O O O Cfl E �' Efl Efl Efl NEf3 Efl Efl Efl Ef3 CY) 67 7 INS � O 0 0 0 0 0 0 0 0 0 0 O O O O O O O 0 0 0 0 0 0 0 0 0 Efl O O Efl O O O O 0 0 0 0 0 0 0 0 0 O O O O O O M Cfl M M M M M M M LO O O O O LO I- O N ti N LO M It M 0) O O O O 0) Efl Efl Efl Efl N Efl Efl Efl Efl Efl ECY) Efl Cfl 0 0 0 0 0 0 0 0 0 0 O O O O O 0 0 0 0 0 0 0 0 0 Efl O Efl Efl Efl O ° O ti M M O O M M M LO LO I� M N Cfl N M O 'T 'T N N Efl Efl Efl Efl Efl N Efl Co Co CD CO U L � L U O — Q O O U w (6 M Co Ld U 7 0 OL Qom. ` Uj � a� a�i (n = o w Cu cmacL N O._ ca cn CL o N U G� f0 O N L O L C= 3: ,- 2 y CO U N N L O CO d C2 Co N N N U N U U O V N O O L > O p > �. �. 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E E °— E O1 m U m o o 0 0 E m m ` '� E E o m Z a m m y m m E c'-O y Na /i�^ L°a U a�iK o f E m°' q,L a�L 8� 8mx ��a m"m a� .1. i � C C. 3 E o E �° m F x° m F F C E.2 m m 4 C U o y>y a E E 1 U 3 3 U> omm�m' z 80 0 0 0 `m c� cD WA NN IN c� C�---c�o E � O N O`O ~N O O O � N d m a m [ o 0 0 0 0 0 0 0 0 0 8,8 0 0 0 0 0 It IN mm mm It U °o S E E E IN mm mm oil Im NN N a N a N a a a N N N ~ m m z U' E E m E m E m E x o ° E x`11 w =E E m E E E Z W E m- E a E u Z ° ° Z n c ° E a L� `m E E O1 _ a y ° m y o 'oU E o a` @ @ o ST ❑ m Ego o.Q a� m a _ ° m a m � w c E E o ° E a °IFEN U r K m a o d LL K m(7 d' m 2V /jF w� E-O ° m o amp m m C - J E x a` ° F-41A mE E 12 '.� mc7w 81 RES.#C12/11 - PARTICIPATING MUNICIPALITY FUNDING New Municipal Funding Arrangements Policy. Presents new funding arrangements policy for consideration by participating municipalities. Moved by: David Barrow Seconded by: Bob Callahan THAT item BAAB7.2 - Participating Municipality Funding be referred to the Executive Committee. CARRIED RES.#C13/11 - PLANNING AND PERMIT ADMINISTRATION COST RECOVERY 100% cost recovery for Planning, Permitting and Environmental Assessment Fee Schedule - adjustments for 2012-2013. Moved by: David Barrow Seconded by: Bob Callahan WHEREAS Toronto and Region Conservation Authority (TRCA) has established administration fees to provide service delivery for municipalities and the development industry for the review of a wide range of applications requiring environmental planning technical expertise and regulatory approvals; AND WHEREAS TRCA staff monitor the level of service demands for planning, ecology, engineering, hydrogeology, geotechnical and compliance reviews and report on an annual basis on the implications of cost recovery; AND WHEREAS the Authority has directed staff to report back with an assessment of full cost recovery related to the service delivery for comprehensive planning and permitting review operations; AND WHEREAS TRCA's assessment of service delivery adheres to the provincial Ministry of Natural Resources Policies and Procedures for Charging of Conservation Authority Fees, TRCA's Fee Policy Guideline 2009 and provides a range of services according to TRCA's Memorandums of Understanding with area municipalities; THEREFORE LET IT BE RESOLVED THAT THE BOARD RECOMMENDS TO THE AUTHORITY THAT the cost recovery recommendations, inclusive of the Proposed Fee Schedule for 2012 be endorsed, and that staff be instructed to consult with the development industry, the Province of Ontario and TRCA's municipalities prior to final approval as per the provincial and TRCA guidelines; AND FURTHER THAT staff report back to the Authority as to the comments received during the consultation process, and provide recommendations for approval of the final form of schedules, effective January 1, 2012. CARRIED 82 BACKGROUND TRCA staff has reviewed and monitored the level of service for plan and permitting review over a period of over eight (8) years, and has periodically adjusted the administrative fee schedule to reflect changes in volume, scale and complexity of project submissions and to build efficient service delivery over time. Ongoing streamlining of the plan review process has been a priority and refining the fee schedule commensurate with the specific assignment has been part of all negotiations with the development industry and municipalities over the last few years. TRCA's last substantial fee adjustment was approved in 2008. At that time, a fee schedule was approved that made changes in the order of 15 to 20%to main charges. At the same time, TRCA introduced a new major review fee to be applied to Master Environmental Servicing Plan (MESPs) technical reviews. This fee schedule was controversial with the development industry and took a two-year period of working sessions and negotiations to reach a mutually acceptable MESP payment approach with the Building, Industry and Land Development Association (BILD) and TRCA. TRCA's 2010-2011 fee schedule incorporated a modest inflationary increase of 2% respectively for each year, and the MESP fee requirements were implemented. A provincial Omnibus Bill was passed in January 1996 which empowered conservation authorities (CA) to collect fees for services approved by the Minister of Natural Resources (MNR). Conservation authorities are entitled to set rates, charge and collect fees for services rendered. The document entitled Policies and Procedures for the Charging of Conservation Authority Fees (June 1997) included in the MNR Manual sets guidelines for fee collection. The document states that CA fee structures should be designed to recover, but not exceed, the costs associated with administering and delivering the services on a program basis. The manual also states that setting fees are dependent on the complexity of applications and the level of effort required to administer the application. In 2007, the Province established the Conservation Authority Liaison Committee (CALC) to address issues related to planning and permitting mandate and process, and fee structures across the CAs in the Province. CALC includes representatives from the ministries of Natural Resources, Municipal Affairs and Housing, and Energy and Infrastructure, Conservation Ontario, select CA's, development industry, NGOs and municipal sectors. CALC produced a policies and procedures document in 2010 to assist CAs, municipalities and the development community to understand the roles and responsibilities of CAs in the planning and permitting process. CALC has also conducted a review of fee schedule standards and cost recovery across all CAs in Ontario, and is assessing potential updates to the 1997 MNR fee guideline document. Conservation Ontario has had input into the cost factors that should be incorporated into the cost recovery guidelines. At Authority Meeting #10/10, held on January 7, 2011, TRCA staff recommended delaying the 100% cost recovery assessment for TRCA until we had more input from the CALC discussion about fee collection standards and policies, and had an opportunity to fully assess TRCA's cost recovery implications for 2010, inclusive of the collection of backdated MESP requirements. With a cost recovery target of 55-60% of the total plan review budget costs in January of this year, the Authority modified staff recommendations, and instructed staff to re-assess the Fee Schedule for 100% cost recovery and bring back a proposal for full cost recovery by 2012. The resulting Resolution #A231/09 was approved, in part, as follows: 83 THEREFORE LET lT BE RESOLVED THAT the 2010-2011 Fee Schedule for Planning, Permitting and Environmental Assessment Review Services dated December 18, 2009 and incorporating a 2% cost of living increase for each of 2010 and 2011, be approved, to be effective January 8, 2010;...... AND FURTHER THAT in future amendments to the Fee Schedule for Planning, Permitting and Environmental Review Services, TRCA moves towards full cost recovery as soon as possible, and no later than January 1, 2012. The last major fee adjustment took place in 2008, but funds for MESPs were not paid by landowners in most cases until 2010 and 2011. As of July 2011 all outstanding MESP fees from 2008 have been collected. Minor inflationary adjustments of 2% in 2010 and 2011 were implemented most recently. TRCA must move forward in terms of fee coverage for the anticipated workload in 2012-2013, and to address current pressures on operating budgets corporately. TRCA has followed the Province's guidelines and TRCA's Planning, Permitting and Environmental Assessment Fees Policy/Guideline 2009 in preparing this report. TRCA is the first conservation authority to move towards 100% cost recovery in the Province, however, several other urbanizing authorities have prepared their assessment and will be reviewing this issue with their boards. Trends in Workload and Service Delivery Demand Attachment 1 provides a summary of the volume of files that have been reviewed by TRCA for three consecutive years (2008 -2010), inclusive of a projected estimated file volume for 2011 based on the trends that have been established to July 2011. Volume of files helps to establish a baseline of workload, however, does not reflect the increasing complexity of major files. The majority of files are not simple in nature- many require planning technical or regulatory advice as per our Memorandums of Understanding (MOUs) and most files require both. Minor and standard files traditionally have included involvement of a planner, water resources engineer and ecologist. However, currently the majority of files are located in complex intensification and greenfield situations requiring technical review and negotiations for an expanded team inclusive of planning, water resources, ecology (terrestrial, aquatic), geotechnical, hydrogeology, geofluvial and, with permits, the added responsibilities of compliance monitoring (enforcement). Often differences exist between municipalities as to the level of technical review that they require particularly in the engineering fields. The changing nature of development in the GTA adds many new challenges to the planning process for both TRCA and our municipal partners. A new focus on intensification and redevelopment, the cost of land and complex development sites is increasingly a significant factor in managing planning and technical review. Additional pressure for higher densities on developable lands, and on the use of valleys, buffers, wetlands and on the urban/natural interface for development and infrastructure demand extensive negotiation time and senior attention. Achieving the appropriate balance between development, and protection and restoration of natural systems has become a difficult technical and legal challenge. The time factor has also become of greater essence given the significant amounts of investment and carrying costs, placing greater emphasis and strain on staff review timelines. 84 Planning and Permitting Volume The volume of Planning and Permitting applications has remained steady from 2008 to 2010, and into the second quarter of 2011 at TRCA. TRCA had a record year in terms of permits approved for construction with well over 1,000 permits issued in 2010. TRCA met our fees revenue target for 2009 and met the increased target for 2010 with the infusion of outstanding MESP fees. A total of almost$700,000 has been negotiated over the last year to contribute to work already in progress in 2011 and into the next few years. Secondary planning processes and associated MESP processes can span over several years and we must be able to fund them over time. MESPs cover a significant amount of technical work supporting the environmental feasibility of the community and secondary plan process and technical servicing of these planning efforts. As these large scale projects progress, careful monitoring of these funds is needed to ensure that sufficient monies are in place to cover workload and special technical needs over the next 2-3 years. These are committed funds built into the budget process for ongoing project management of large scale assignments, and are not a reserve. Workload for the review of Secondary/Block plans and associated MESPs formed an increasing component of work in 2010 and continues to create a significant component of the development review function. Several key MESP fee negotiations took place in 2010 and early 2011. TRCA has 17 active MESP processes ongoing this year. A huge workload driver is the MESP review process around the new Town of Seaton, which incorporates the equivalent of 15 neighbourhood/block plan exercises. Other drivers include Mayfield in Caledon, Countryside/Springdale North in Brampton, Duff in Heights/Area A9 in Pickering and Ajax, and several new communities in Vaughan and King. In addition to TRCA's regular file management, these efforts demand expedited efforts that put strain on senior staff resources. With the continuing health of the urban real estate market, TRCA's advisory services for solicitor/realty inquiries and concept reviews have increased in volume. These services help many landowners get oriented about the environmental features, hazard constraints and legislative requirements for their properties or lands that they wish to purchase. Planning and Development will be relying heavily on our comprehensive fee schedule for funding of the general staff complement, as well as this year's MESP fee negotiations to set funds in place for 2012 and 2013. OMB (Ontario Municipal Board) and MLC (Mining and Lands Commission) hearings have been on a significant increase over the last couple of years, although in most cases we have been able to settle out of these proceedings after negotiations/mediation with landowners. These efforts, however, do put pressure on TRCA's legal budget and senior staff resources as do the increasing pressure for enforcement court hearings. It should be noted that OMB and MLC hearings have exceeded our projections from the beginning of the year. Fees for hearings have been considered part of levy expense. 85 Environmental Assessment Volume Trends in the Environmental Assessment (EA) workload remained high for 2009/2010, particularly with the impact of the new infrastructure stimulus funding. Although this funding is over, emergency works projects for infrastructure repair have increased this year for many municipalities requiring expedited review and approvals. 2011 has had a slower start to EA projects as municipal partners re-prioritized projects in January/February of this year. Spring and summer work levels are beginning to reach the volume of the previous year. The Environmental Assessment team has relied heavily on levy to support the small core team function. However, TRCA has moved to establish specialized service agreements to fund review efforts for major infrastructure projects such as TTC (subway/transit systems), Coxwell Emergency Works Project, key regional infrastructure assignments such as Viva/Rapidco, Brampton infrastructure review, and recently the Seaton Environmental Assessment in Durham. These specialized agreements set up a dedicated review team to manage volume hotspots and improve service delivery for high priority growth related areas of the jurisdiction or large scale projects. Level of Service Under the CALC process, all CAs in Ontario have been required to undertake a service delivery tracking process for permitting activities for 2011 to determine the extent to which CAs are about to meet recommended service delivery timelines as stipulated in the procedural manual. TRCA has maintained a positive 80 to 90% adherence rate to provincial time guidelines. Planning applications timelines are very much tied to the municipal process, however TRCA's 30-45 day turnaround is achievable with the exception of very complex files or where special technical assessments are required e.g. modelling. Environmental Assessment applications have also met the majority of timeline requirements for standard EAs and permits. The EA team tracks and reports on a tight service delivery standard for its service delivery partners, and meets these standards 80-90% of the time. For the non-service delivery partners, the standards are met approximately 70% of the time. Major staffing restructuring of positions and expertise was made in 2010 in the development review teams and EA team to provide more senior input and supervision of major/complex files. Improvements to the quality of file management and file timeline management are positively visible for 2011 timelines. 86 Operating Lean One of the critical cost saving measures for TRCA review operations is that our planning and technical staff reviewers are organized in teams to "integrate" expertise and provide tailored capabilities to all 15 municipal agencies within TRCA's jurisdiction. For instance, our environmental planners and technical experts review and process planning applications and construction permits, as well as assist enforcement on compliance issues. Continuity of the knowledge of the files from planning policy decisions to ultimate construction and on-site implementation is of great environmental and financial value to all agencies. Although cost effective, this approach is challenging to manage from a time management perspective and can periodically cause backlogs in staff time as they try to cover many differing facets of the business obligations. A conservative and flexible approach to building staff capability in a team structure to cover growth demands is in place in TRCA's management of the planning and ecology divisions. Our team coverage of busy municipalities is very lean in all areas -for example, a snapshot of the current development planning review teams (only project management of files) is as follows: • Toronto Team 3.25 FTE • Durham Team (Pickering, Ajax, Durham) 1.75 FTE 258 planning files plus carry over files 310 permits • York West Team (Vaughan, King, Whitchurch Stouffville) 4.0 FTE 219 planning files plus carry over files 99 permits • Peel and York East 3.5 FTE • Richmond Hill, Markham 2.5 FTE 295 planning applications plus carry over files 223 permits These teams also cover OMB and MLC coordination and testimony, as well as assisting with negotiations for permit compliance and violation resolution. Enforcement coverage for compliance review will be discussed in a separate report to the Executive Committee, anticipated before the end of 2011. Projected needs include two additional officers to cover existing and increasing demands with construction growth. Value Added Services For many landowners and community members, obtaining approvals from conservation authorities is a perceived red tape barrier that many do not understand. The legislative requirements are layered and sometimes complex. Many of these requirements tie directly to provincial policy and municipal Official Plan requirements that are mandated to safeguard public investment and ensure that provincial interests are addressed at the site level. Significant public savings are afforded due to the conservation authority approach to water management and flood and erosion risk. Residential clients often do not understand how technical advice from specialists at TRCA help to add value to their properties or safeguard their investment, particularly around erosion and flooding potential. 87 Negotiations with development landowners not only requires extensive technical input and creative solutions to meet a variety of legislative requirements but sets an essential open space system in place as a long term legacy for new and redeveloped communities. The protection of natural systems, as well as the remediation and restoration efforts that go into these large proposals through the development process, will result in a healthier open space amenity for growing communities of tomorrow. Appropriate attention paid to ecologically-based site design today will assist to create essential green infrastructure and amenities for the future, alleviating expensive remediation costs for taxpayers in the years to come. Risk such as the blow out of roads and culvert bridges, storm sewer and piping destruction, and private development flooded in sudden storms are just a few of the unexpected risks that demand costly remediation. TRCA's watershed studies have gone a long way over the last few years to identify the need for wholesale change in the way we conduct watershed-based natural system management and these issues need to translate into site level approvals and negotiations. Approval requirements are never intended to be a "barrier" to development or good site design proposals. The pool of TRCA senior technical expertise in all areas of environmental planning, engineering and ecology saves municipalities the cost of individualized consulting and peer review funds associated with addressing complex legislative requirements, and dealing with the large volume of planning, building and infrastructure applications coming forward. Both municipalities and TRCA, despite solid supportive working relationships, are struggling to keep up with the increasing demands for fast track development approvals while maintaining the quality of the approval outcome. Cost Recovery Analysis Methodology for Estimating 100% Cost Recovery The methodology used to establish a full cost recovery proposal has been founded on five key analyses: • Determination of all associated direct costs to the plan and permit review functions for TRCA. This includes inter-divisional calculations of budget components that contribute to the "development plan review function", using 2011 budget figures. • Determination of the projected revenue targets to move towards a full cost recovery for 2012. • Preparation of detailed analysis of types of planning, permitting and EA applications and averaged time/cost incurred to meet full cost recovery. • Incorporation of input from stakeholders related to file and fee negotiations during 2010 and 2011. • Incorporation of streamlining efforts to manage file cost and ensure efficient timelines to meet service delivery targets. The results of this work has been integrated to prepare a new fee proposal that would move towards full cost recovery. Obviously, many factors can change the types and volume of applications in any given year. With best efforts to analyze our needs today, a conservative fee schedule is proposed. 88 Overview of the Cost of the Plan and Permit Review Function The plan review function at TRCA does not just rest with one division eg. Planning and Development but crosses over several divisions and business areas to include a comprehensive assessment for full cost recovery. Table 2 (Attachment 3) summarizes the various cost inputs to the review function, inclusive of overhead and current deficiencies in TRCA's existing operations that are affecting service delivery. In projecting cost recovery for 2012 -2013, staff has based our assumptions on the volume of work estimated above for 2010 (the most recent complete year of service) and projected volume of workload for 2011. The existing expenditure for 2011, directly associated with the plan review function is $4,386,700. This budget amount has been adjusted to include key staffing and expense deficiencies that currently exist in providing the required level of service to move into 2012-13 at full cost recovery. Based on existing budget numbers, the total cost for plan review and plan input responsibilities in 2012 dollars total: Direct Plan and Permit Review Cost $5,157,200 Levy Support for Plan Input (Policy & EA) $2,650,670 TOTAL Planning, EA and Permitting Function $7,807,870 The total cost of plan and permit review includes current staff costs for planning and permit applications for private landowner development (see Table 2). Also included are engineering and ecology technical staffing, permit compliance, IT and GIS support to file management, and property staff input to plan review. A 15% overhead estimate has been added to cover supporting expenses for accounting, provision of vehicle fleet for meeting and field work, insurance, accommodation costs, miscellaneous expenses, etc. In addition, the planning and development review function has operated with staff and expense deficiencies in the following areas for several years. Allowances have been added to the total cost estimate for improvements needed to be made in the following areas for 2012-13 to address service demand in new growth areas: Technical Improvements: Geotechnical engineering, water resources engineering, enforcement officers, geofluvial/shoreline engineering peer advisory services. Management Improvements: IT/GIS system improvements, digital project management/tracking system, digital circulation and associated printing, customer assistance, consulting, office administration assistance. An allowance of$670,000 has been added for the plan review cost summary. Total levy based costs for plan input (Table 2), inclusive of policy and technical studies that directly support development review are estimated at$2,650,670. Of this amount, $1,592,170 covers the Environmental Assessment core function, inclusive of a$200,000 deficiency allowance. In addition, levy has also covered the difference between fee revenue and full expenditures for plan review totalling $1,336,700 in 2011 dollars. 89 Projected Revenue Targets In 2011, TRCA's projected fee revenue target is approximately $3,500,000. This revenue target is divided into two parts - $3,050,000 for development plan review and permitting, and $450,000 for environmental assessment planning and permitting. As per TRCA policy, a 55-60% cost recovery for all plan review functions is targeted for fee revenue. This target is similar in other urban conservation authorities. In 2010, TRCA met its revenue target but only with the additional fees charged to cover TRCA's work on MESPs. In 2012, the projected revenue target will need to be$5,157,000. In 2012, TRCA fee revenue must increase to achieve$2,107,000 at 100% recovery. This is calculated as the difference between TRCA's projected target of$5,187,000, and the current revenue actuals of$3,050,000. Environmental Assessment review/permitting fees cover a much lower percentage of recovery. With only a 30%fee recovery, the EA core team relies on a series of individualized service agreements to more effectively cover intensive EA work program review and approvals. Non - service agreement municipalities and private corporations should be paying closer to full cost recovery, particularly for capital-based construction permitting. A projected revenue target of $1,600,000 is established for 2012. Time/Cost Analysis of Applications TRCA staff has generated a detailed analysis of the various types of applications and their averaged cost ranges. The time based cost analysis reflects a breadth of complexity in application categories and an estimate of technical input for approvals to achieve cost recovery. The summary of this analysis is provided in Attachment 2. These cost estimates include standard engineering, ecology and geotechnical review time estimates. Specialized hydrogeology and geofluvial requirements would need to be added to these base calculations, on an as needed basis in complex assignments. A similar exercise has been completed for the environmental assessment fee review analysis. This time-based analysis for cost recovery by application type helped in establishing a revised fee cost for TRCA application review, based on real time input to reach cost recovery targets. Stakeholder Input Ongoing discussions about fees for service has taken place over the last couple of years with BILD, individual development landowners and municipalities. Several key issues have come to the forefront: • Permitting projects, where more than the standard 2-3 submissions for approvals are required due to the inability of the consultants or owners to resolve standard design issues should be charged additional fees, with notification to the project owner. Repeat submissions with little quality control or fragmented submissions of technical reports with no integration of study results is a major workload (and costing) challenge for TRCA staff. The principle of charging fees for repeat submissions beyond basic reviews was suggested by BILD. 90 • Landowners and municipalities want TRCA to move towards delegated staff approvals of standard /minor permit applications. (A new report will be forthcoming on these regulatory revisions later this fall). • Rural municipalities have expressed concerns over the cost and service delivery of minor infrastructure upgrades (e.g. culverts, maintenance and upgrading of bridges, roads) and minor residential permits. • All stakeholders are concerned about the change in MNR's ESA (Endangered Species Act) approval requirements on project cost and time delays. This is a direct provincial approval process that TRCA does not manage. Streamlining Efforts The following streamlining efforts have been made this year or will be continued into 2012-2013: Regular development file review TRCA has established regular working sessions/meetings with most of our municipal partners to coordinate the comprehensive review and commenting on Planning Act and CA permitting applications. With regular working sessions every 2 to 4 weeks (or as workload warrants), a streamlined commenting effort and discussions of technical issues moves files ahead faster and with mutual agreement. Senior Project Management A focused effort has been undertaken in 2010 to incorporate Senior Manager and Director involvement in MESP and major file review processes, as well as attendance at Pre-consultation meetings to ensure complete applications. Senior efforts assist in project management, planning and technical negotiations, resolving complex issues, as well as trouble-shouting. Fee costs can also be part of these initial discussions, as needed. Minor Works/Permit Delegation The Ministry of Natural Resources has amended Ontario Regulation 97/04 (content regulation) to allow the Executive Committee to delegate positive permit decisions to conservation authority staff. MNR is currently undertaking the legislative process for all CAs to update their individual regulations accordingly, which will simplify and streamline the permitting process in the near future. Training TRCA senior staff organized a training presentation with BILD members earlier in the year, covering topics of complete submissions, avoiding technical pit-falls, and providing more comprehensive ecology and engineering submissions for planning and permitting applications. Senior staff has also prepared a presentation on the policies and regulations around bridge and culvert design for councillors and municipal staff. This work has been presented to Caledon Council and will form part of on-going training in other municipalities in the fall. Topics for continuing learning educational sessions will continue to be formulated with BILD and our municipal partners. 91 Additional training sessions and workshops will be hosted to address specific issues for the development industry and with staff within our municipal partner's offices. We will continue to communicate our roles and responsibilities, service standards, and policy/guidelines as needed. Streamlining Infrastructure Communications will be improved with rural engineering departments to assist in streamlining new infrastructure approvals and work towards fair cost recovery. Improvements of technical guidelines for stream crossings will be considered. Service Level Agreements The Environmental Assessment team will continue to monitor changes in infrastructure review and negotiate service level agreements where dedicated staff review would benefit the service delivery and cost efficiency of infrastructure EA approvals. New opportunities for specialized service level agreements will be pursued with municipalities or private organizations that are experiencing increases in infrastructure growth. Fisheries Review Fisheries review and in-stream construction works are completed under a Fisheries and Oceans Canada (DFO) Level III Agreement. Approximately 90% of all projects requiring this review are approved by TRCA and Letters of Advice are issued to meet DFO requirements. This one-windowed approval approach provides effective service and cost savings to all proponents. IT/Project Management Interface Planning and Development's IT systems and database are in need of a major overhaul and updating to upgrade our ability to accept digital applications, manage file review efficiently between divisions, and improve our time tracking and archival systems. Improvement to web-based communications with our client group is also in need of improvement. These efforts will form part of an ongoing process to improve digital file management over the next few years. Our GIS group is just exploring a self-screening web based mapping system to assist the customer service needs for TRCA's huge jurisdiction. Revised Fee Schedule The proposed fee schedule includes a number of new categories of fees that will help to streamline file approvals including phased approvals, expedited reviews where necessary, red line revision, etc. The Proposal - Towards Full Cost Recovery The following fee adjustments have been proposed based on three key strategies: 1. Broaden the spectrum of fee categories within each application type to cover the scale of work more accurately, based on time analysis and to ensure that more costly complex applications recover extra costs. Maintain reasonable fees for less complex files, primarily residential applications, minor applications and modest scale efforts. Time analysis indicated that many applications were seriously undercharged particularly for major development applications, major EAs, Special Policy Area applications and permitting. A more comprehensive coverage of full technical input and standard compliance review has been adjusted in the new schedule. 92 2. Add new fee categories for reviews that are not cost recovered now -such as planning screening, repeat submissions, plans of subdivisions for industrial and commercial, major filling and grading, topsoil stripping and temporary stormwater management, and commercial filling pit applications. 3. Adjust or add new fees for services that will assist with streamlining approval and processing efforts for the applicant, such as phased approvals, expedited review charges, red line revision processing (where possible), and a project management assistance fee. Delegated authority to staff for the approval of certain straight-forward permits will assist greatly in moving applicants directly to construction, avoiding the constraint of Executive Committee schedules. This legislative authority will be coming forward from the Province to Conservation Authorities. It should be noted that the MESP fee guidelines have been refined for clarification purposes. No other increases are recommended for MESPs. Clarification around these fees has been made related to inclusion of industrial/commercial sites, non-participating landowner requirements, and potential re-assessment fees for unapproved draft plans of subdivision as part of the MESP area. Tables 3, 4 and 5 outline the fee recommendations for Planning Services, Permitting Services under Ontario Regulation 166/06, and Environmental Assessment and Regulatory Review Services, and include the amendments to achieve full cost recovery. The amendments reflect a fair assessment of cost recovery based on an estimate of staff time required to facilitate each application category as we can currently determine, with a view to build revenue in 2012 to a target of$ 5,157,000. The Environmental Assessment revenue target will aim to reduce dependence on operating levy and move towards a target of approximately $1,600,000 for 2012. However, our fee increase for EAs and associated permitting will impact some of our municipal partners who currently do not have service agreements. TRCA's financial administration reserves the right to add an inflationary increase to the fee schedules in years after 2012, if required. Fees In Perspective Municipalities have for some time had a comprehensive system of charging for development review and growth related applications inclusive of development charges, application fees, building permits and engineering fee charges. Conservation authorities have one application fee process that applies to planning applications and permitting - covering development environmental feasibility studies and plan review tied to our commenting role, and site planning/construction permitting tied to our regulatory mandate. Fee recovery is an important aspect of our ability to provide the calibre of technical input needed to support complex applications involving many ecological and engineering requirements not provided by our municipalities. Our fees are still reasonable compared to the scale of application and input required. For example, a standard subdivision within TRCA's jurisdiction includes about 300 to 500 units/lots on sites that range from 10 to 25 hectares. If we outline the composite fees for a standard, streamlined subdivision review process the total TRCA fee would cumulatively total $89,500. These fees would include the Secondary Plan/MESP review, Draft Plan of Subdivision review (with an OPA/ZBA blended fee), and approximately four regulation permits. The standard fee breakdown would look like this: 93 MESP Base fee $7,285 Comprehensive review $11,250 ($450 X 25ha) Draft Plan of Subdivision review $26,000 - Clearance $11,460 - (OPA/ZBA included as blended fee) ----- Regulation Permits - one minor permit (topsoil stripping) $4,000 - two stormwater management ponds $16,000 - one major feature-based permit $13,500 TOTAL project review fees $89,495 Based on a subdivision scenario such as highlighted above, the cost per unit for this environmental and natural hazard review would amount to$178.00 per unit/lot. In addition, an open space amenity is established for the future health and enjoyment of the new community - a key marketable component of any residential plan. Obviously, there are many variables to each application and community plan, but this baseline scenario is a common standard in TRCA's jurisdiction. On the infrastructure picture for TRCA's jurisdiction, massive transportation, transit and servicing infrastructure projects thread through the urban and rural landscape with significant implications for environmental, natural hazard and engineering challenges. The value added for TRCA to advise on risk-based assessment and ecological remediation for 100's of thousands of dollars of infrastructure across the GTA is a huge benefit for agencies, the broader population and local community. Infrastructure can be 50 to 100 years old in parts of our watersheds and these projects require a serious assessment of investing in the long term life cycle costing for future infrastructure needs. A snapshot of order of magnitude costs for standard infrastructure costs includes:, for example: • new span bridge - $8 Million for a 30-45 metre bridge; • replacement of old culvert/bridges with new bridge - $11- $12 million for spans ranging for 20-30 metres; • culvert extension associated with road widening -$200,000 -$400,000 for culvert extension; road widening cost in the millions of dollars • Average Road rehabilitation, including average 2 CSP culvert replacements costs - approximately $1 million. TRCA review fees are modest in relation to the financial cost and scale of these assignments across the GTA. Our permit fee, for instance, would be $13,500 for a major replacement bridge of 20-30 metres (A potential EA planning fee of$11,500 may be applicable if there is no EA service agreement). Our environmental assessment fee schedule range addresses the complexity of the assignment but it is clear that for the environmental value added to the EA process, that TRCA input is critical to the achievement of essential natural hazard and ecological remediation for the future. These natural system legacies save municipalities long term remedial costs and establish an amenity system of community value into the future. 94 No fee schedule is an absolute to achieve full cost recovery -types of applications and volume change from year to year. TRCA has experienced a relatively high volume of work but with few downward fluctuations for 3-4 years. Ongoing monitoring of the fee schedule, demands of the workload and cost recovery targets will be conducted as we move into 2012-2013. Building a modest fee reserve for revenue fluctuations would be desirable from a corporate financial management perspective as the economy changes and file volume and associated revenues adjust. This would facilitate maintaining the most experienced staff in a downturn of work, and would maintain efficiency and experience that has been built over the last 10 years in TRCA. DETAILS OF WORK TO BE DONE Staff will continue to represent TRCA on the CALC Committee on issues of conservation authority procedures, fee schedule standards and service delivery. TRCA sent the draft report to BILD early in September and currently are conducting working sessions to go through fee schedule rationale and analysis. Staff is available to conduct working sessions with BILD to provide clarification of our analysis and fee proposals as soon as possible. Formal comments from BILD need to be brought back to the Authority. Staff will report to the Authority on consultation efforts on this report in order to finalize fee recommendations and incorporate the results into the operating budget finalization for 2012. Report prepared by: Carolyn Woodland, extension 5214 Emails: cwoodland @trca.on.ca For Information contact: Carolyn Woodland, extension 5214 Emails: cwoodland @trca.on.ca Date: October 5, 2011 Attachments: 6 95 Attachment 1 Budget Performance/Notes and Trends 2011 Updated July 2011 Mandated Activity: Conservation Authorities Act, Planning Act, Environmental Assessment Act Measure 2008 2009 2010 2011 PI Actual Actual Actual New Planning Applications 708 538 772 772 Carry Forward Appl. (40%) 215 308 300 New Permits Applications 1000 1019 1062 1020 Carry Forward Appl. (20%) 203 212 204 Permits Issued 923 849 1026 1025 Minor Works Issued 278 280 Environmental Assessments 177 125 115 125 EMPS 11 - 1 3 Routine Infrastructure Issued 110 120 Solicitor Inquiries 631 520 835 835 Concept Development Inquiries 159 150 Violations Issued 67 91 112 100 Active OMB/MLC hearings 8 11 12 15 Active Env. Tribunal hearing 5 8 14 17 (+ Seaton 15 plans) Special Planning Committees 30 30 25 25 Official Plan Exercises 4 4 6 5 Special Policies Areas (SPAs) 14 14 96 Attachment 2 Time/Cost Analysis of Applications Planning Applications Average Prof. Hrs. Range of cost Minor Variances Minor Issues 10 hours $500 to $700 Major Issues 20 hours $1500 to $2000 Consent Minor Issues 16 hours $1200 to $1500 Major Issues 45 hours $4000 to $4500 Residential Site Plan Minor 6 hours $700 to $1000 Major 26 hours $2950 to $3630 Site Plan Control Minor 18 hours $1000 to $1390 Standard 52 hours $5175 to $6745 Major 92 hours $9935 to $12,710 Complex 152 hours $15,160 to $20,000 OPA/ZBA Standard 42 hours $3150 to $4410 Major 70 hours $5570 to $7800 Complex 150 hours $11,920 to $16,700 Subdivision Standard 150 hours $13,250 to $18,050 Major 200 hours $19,160 to $25,600 Complex 330 hours $30,000 to $41,000 Permit Applications Average Prof. Hrs. Range of cost Residential Standard 15 -20 hours $750 to $2268 Major 52 hours $3815 to $5340 Development Project Standard 55 hours $5585 to $8060 Major/Complex 80 - 150 hours $11,180 to $15,650 Minor Works Minor 3 hours $300 to $450 97 Attachment 3 N O O O O o O O O O O f4 O O O O O N O O O_ � N M W Y N E O N > 0 D O o O a ^� J N N N t Co Q U U i �. 0 Z o y O L Ul N C M N Z a3 Q y N U _ C O 0 o w s c u O (6 Z E m ° o Cu g -0 ° — l=i o E ° m f6 v 0 in W Co H .� F m W W0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O 0 r- r- 0 0 0 0 0 0 0 0 r� 0 0 0 0 0 0 0 r.- o O O in o 0 0 o m in o 0 0 0 0 o m o � o 0 Z J r O O O O n O O r- N O r- O 0 r- O O O T- V V M O O O M O O M O !7 O N M 00 O In N N N O N N (C N N I- nj V)V)69 } L Ur 0 U c LL O m u .N N a O �' o a ti O 4) CL d N (n Q °' ° N Q W .v m o o W Q � 0 � N � to c w v Q ° N o N m v m E ' U = C d 3° a o .a- i v Z N n F o i m °o a a U y O � Q>E co m o o M o ° O ._ ` m a a c) U o aE U W O E Q Q a U)0- 5 O Lu () L Q Q f 01 - o o m N O . 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O Q N O t p G! G! O u' 112 Attachment 6 Table 5 C o TC,)1�ONTO AND RE(;'IOPV �1 on er a �o TRCA Administrative Fee Schedule for Environmental Assessment and Permitting Services for The Living City October 14, 2011 APPLICATION TYPE APPLICATION FEE I IIIII III iIIII' IIII IIIIC ""'1111""'IOIIII ONTARIO ENVIRONMENTAL ASSESSMENT ACT APPLICATIONS OR APPLICATIONS MADE IN ACCORDANCE WITH UTILITY BOARD ENVIRONMENTAL ASSESSMENT REQUIREMENTS Environmental Assessment Review Master Plan $10,400 Minor $11,000 Minor $26,000 Major $19,500 Standard (subject to negotiation) $27,566 Major (subject to negotiation) Individual EA $26,000 $27,500 (subject to negotiation) (subject to negotiation) Class EA-Schedule/Category C $10,405 $5,250 Minor 11,500 Standard 17,600 Major Class EA-Schedule/Category B $5,200 $5,566 Minor $8,866 Standard `12,200 Major Class EA-Schedule/Category A n/a n/a - EA pre-approved *see below *see below - Ont. Reg. 166/06 Permit may be required EA Addendum Reports $1,875 $2,666 Minor $2,866 Standard $3,866 Major EA Property Screening or Inquiry $250 $265 GIs Fee Direct charge to non- Direct charge to non-levy levy partners through partners through GIs GIs Detailed Design Review Project Clearance- No Permit Required $1,875 $2,666 Minor (note: EA Service Delivery assumes two $4,666 Major submissions) Peview of works tow,application of $630 $656 Minor Section 35 of the Fisheries Act- (No $2,866 Standard permit required) $4,866 Major (note: EA Service Delivery assumes two submissions) Page 1 of 5 113 APPLICATION TYPE APPLICATION FEE I IIIII III iIIII' IIII IIIIC ""'1111""'IOIIII Project Clearance and Fisheries Act $1,875 $2,000 Minor Review- Environmental Management Plan $11,000 Major for Dewatering (note:EA Service Dettsew°h assscies three sshcitsstossC Peheat Submission n/a 25%tow°each additional sshcitsstos EA Related Planning Act Application See TRCA Planning See TRCA Planning Services Fees Services Fees Schedule for Schedule for appropriate rates appropriate rates *Regulatory Review Ont. Reg. 166/06 Permit Application $2,500 $2,200 Service Agreenient - Individual or Class EA- $8,000 Standard Schedule/Category B &C $13,500 Major (note:EA Service Dettsew°h assscies three sshcitsstossC Ont. Reg. 166/06 Permit Application $1,080 $1,200 Service Agreenient - Class EA- Schedule/Category A (or $2,500 Minor equivalent) $3,800 Major (note:EA Service Delivery assscies two sshcitsstoss) Routine Infrastructure Works - Letter of $310 plans only $350 Service Agreenient Approval $630 technical reports $750 Minor (note: EA Service Delivery assscies two or site visit $1,400 Major sshcitsstossC Emergency Works $3,540 $4,120 (to he added to the ahhttcahte hew°sitt or detailed design review tees) 32he4tte4 Peview 25%of cuuiruireint fee Wiitlll"lnliiin 2 Chew°sshcitsston, to he added to the weelllks of sulll uisliissliiouim ahhttcahte hermit or detailed hestgs 50%of cuuiruireint fee w'ltlll"lnliiin .'I review tees) weelk of sulll uisliissliiouim ddiiitiiiounalll III''°lesliiev III' ees Permit Screening $250 $255 Peview of works tow°application of Section 35 of the Fisheries Act. DFO 3"shcitsstos (H ADD related $3,000 projects osthC (note: EA Service Delivery assscies two sshcitsstossC Page 2 of 5 114 APPLICATION TYPE APPLICATION FEE I IIIII III iIIII' IIII IIIIC ""'1111""'IOIIII .l"PC Property&Archaeology $1,500 Subnitsston (project nianaPenient ttnie only( Fish Timing Window Extension $5,200 $5,500 Additional Site Visit Charges up to 1/2 day $630 up to 12 daft $700 (First site review is allowed as part of up to 1 day $1,250 up to '1 dap $1,400 processing) Red Line Revisions by TRCA $510 $550 Minor `1,`100 Major Additional Subnitsstons 25%low°each additional snPnitsston GIS Fee Direct charge to non- Direct charge to non-levy levy partners through partners through GIS GIS Permit Revisions and Reissuances Revision to Ont. Reg. 166/06 Permit 25%of current fee- 25%of current fee- minor (note: EA Service Delivery assnnies two minor change change snPnitsstons( 50%of current fee- 50%of current fee- major major change change Ont. Reg. 166/06 Permit Pelssnance 25%of current fee 25%of current fee (one ttnie only( Coni llance Monitoring Pernilt Non Conipttance $2,200 (Fee to resolve each issue, exclusive of pernilt revision lee( Environmental ManaPenient Plan "'l°"l5C subject to Conipllance negotiation Coni llance Pe ores Clearance t..et°ter $150 Page 3 of 5 115 4, TRCA Administrative Fee Schedule for G rrrrtrr�wrc'a A�w€�RE�'��ao�w'�w--• onservation Environmental Assessment and Permitting Services for The Living City IMPLEMENTATION GUIDELINES October 14, 2011 NOTES 1. The application fee will be paid at the time of filing an application to the TRCA. Applications will not be processed until fees are received. 2. Only one set of fees apply when processing and reviewing a combined application (e.g. an EA Property Screening or Inquiry or an Ont. Reg. 166/06 Permit Application). The highest rate of fees applies. 3. TRCA reserves the right to request additional fees should the review require a substantially greater level of effort (e.g., Environmental Management Plan Review). Peer reviews may also be required for shoreline works, geotechnical and specialized modelling and may be charged to the applicant. 4. All application fees (except EA Property Screening or Inquiry) include one initial site visit. 5. Specific Municipal Service Delivery Agreements take precedent over the fee schedule. 6. For the Class Environmental Assessment Act Applications, the schedules or categories specific to the respective class EA document or environmental assessment review procedures of utility boards or commissions, including Enbridge, Consumers Gas or Bell Canada, will be applied. Rou't'ine In'fras'truc't'ure Works l 111 111 ca'l'liioin reV4w is subject to the respective TRCA procedure. 8. Emergency Works Application review is subject to the respective TRCA procedure. 9... Minor project review means that no or limi't'ed't'echnical Natural Heri't'age Impact S't'udies or report's are required as pail of the submission, 't'oge't'her ma't'h de't'ailed design drawings if appropria't'e; In't'ermedia't'e project review means that scoped 't'echnical Natural Heri't'age Impact S't'udies or report's are required as part of the submission (such as hydrology, ecological, stogy nimiatep(P together with detailed design dramangs if appropriate; Major project review means that comprehensive 't'echnical Natural Heri't'age Impact S't'udies or repoils are required as pail of the submission (such as meanderbelt, hydorgeology, geo't'echnical(P together math de't'ailed design drawings if appropria't'e. 10. In accordance with the Crown Agency Act, R.S.O. 1990, C. 48,s.1, and the Conservation Authorities Act, R.S.O. 1990, C. 27 the following Crown corporations or agencies are exempt from the Conservation Authorities Act: • Go Transit • Hydro One • Ministry of Transportation • Ontario Realty Corporation • Ministry of Natural Resources • Greater Toronto Airports Authority, and • Downsview Park As such, these proponents are exempt from review fees and exempt from the TRCA regulatory approval process (i.e., permits in accordance with Ontario Regulation 166/06 are not required). However, in circumstances where the review is considered major,TRCA can negotiate funding to compensate for its review time. These proponents may not be exempt from approvals under the Fisheries Act or the Lakes and Rivers Improvement Act and are responsible for obtaining the appropriate approvals independent of TRCA. In accordance with the Ontario Environmental Assessment Act, R.S.O. 1990, C. EA 8,s.4 these proponents are required to consult with TRCA throughout the EA process. 10. The following corporations are not exempt from the Conservation Authorities Act: • Toronto Waterfront Revitalization Corporation (TWRC) • CN Rail, and • CP Rail As such,these proponents are not exempt from review fees or the TRCA regulatory approval Page 4 of 5 116 process (i.e., permits in accordance with Ont. Reg. 166/06 are required). In accordance with agreements between TRCA and Fisheries and Oceans Canada and the Ministry of Natural Resources, TRCA will also conduct reviews under the Fisheries Act or the Lakes and Rivers Improvement Act. In accordance with the Ontario Environmental Assessment Act, R.S.O. 1990, C. EA 8, s.4 these proponents are required to consult with TRCA throughout the EA process. 11. TRCA has extensive environmental and cultural data that is available for use by the proponent, subject to the waiver of a legal disclaimer and the provision of user fees.Where there are data sharing agreements in place, municipalities, agencies and Crown corporations or agencies are exempt from these fees and the data will be provided free of charge. For all others, an application form for the purchase of such data will be forwarded to the proponent for use at their discretion. Page 5 of 5 117 TERMINATION ON MOTION, the meeting terminated at 1:30 p.m., on Friday, October 14, 2011. Maria Augimeri Brian Denney Chair Secretary-Treasurer /ks 118